Hsbc Bank Plc - Form 8.5 (EPT/RI) - Shaftesbury Plc
02 Março 2023 - 8:26AM
UK Regulatory
TIDMSHB
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: HSBC Bank Plc
--------------------------------------------------------- -------------------
(b) Name of offeror/offeree in relation to whose relevant Shaftesbury PLC
securities this form relates:
Use a separate form for each offeror/offeree
--------------------------------------------------------- -------------------
(c) Name of the party to the offer with which exempt Offerer -- Capital
principal trader is connected: & Counties
Properties PLC
--------------------------------------------------------- -------------------
(d) Date dealing undertaken: 01 March 2023
--------------------------------------------------------- -------------------
(e) In addition to the company in 1(b) above, is the Yes- Capital &
exempt principal trader making disclosures in respect Counties Properties
of any other party to this offer? PLC
If it is a cash offer or possible cash offer, state
"N/A"
--------------------------------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total Highest price per unit paid/received Lowest price per unit paid/received
security number of (GBP) (GBP)
securities
----------------- ---------------- ---------- ------------------------------------ -----------------------------------
Ordinary Shares Purchase 2,500 402.200 p 402.200 p
----------------- ---------------- ---------- ------------------------------------ -----------------------------------
Ordinary Shares Sale 120 403.300 p 403.300 p
----------------- ---------------- ---------- ------------------------------------ -----------------------------------
(b) Cash-settled derivative transactions
Class of relevant Product Nature of dealing Number Price per unit
security description e.g. opening/closing of reference (GBP)
e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
----------------- ------------ ----------------------- ------------- --------------
Ordinary Shares Swap Increasing a short 12 403.700 p
position
----------------- ------------ ----------------------- ------------- --------------
Ordinary Shares Swap Increasing a short 2,500 402.200 p
position
----------------- ------------ ----------------------- ------------- --------------
Ordinary Shares Swap Reducing a short 114 403.700 p
Ordinary Shares position
----------------- ------------ ----------------------- ------------- --------------
Ordinary Shares Swap Reducing a short 120 403.300 p
position
----------------- ------------ ----------------------- ------------- --------------
Ordinary Shares Swap Increasing a short 102 403.700 p
position
----------------- ------------ ----------------------- ------------- --------------
(c) Stock-settled derivative transactions (including options)
1. Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price e.g. American, European etc. date money
security e.g. call selling, to which per paid/
option varying option unit received
etc. relates per
unit
-------- ----------- ----------- ---------- -------- ----------------------------- ------ --------
(ii) Exercise
Class of Product description Exercising/ Number of Exercise
relevant e.g. call option exercised securities price per
security against unit
------------- ------------------- ------------ ------------- -------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, conversion (if applicable)
------------------ ------------------------------ ------- -----------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and
any party to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent should
not be included. If there are no such agreements,
arrangements or understandings, state "none"
-----------------------------------------------------------
None
-----------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
-----------------------------------------------------------------
None
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Date of disclosure: 02 March 2023
-------------------- --------------------
Contact name: Abdul Qader Mohammed
-------------------- --------------------
Telephone number: 0207 088 2000
-------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
https://www.globenewswire.com/Tracker?data=sX2CjuUothe6nif4HZnC-GczQt7yK-PMXGB18tijIJ4-In4GVuORnolDIXH-3YkKU_J6afNjUtQTnjuSXH9Ux4HwvV6k8odRHk_pm1Lm6AmSYo7imnmRqPLTLCl5dmpU
www.thetakeoverpanel.org.uk.
(END) Dow Jones Newswires
March 02, 2023 06:26 ET (11:26 GMT)
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