Initial Statement of Beneficial Ownership (3)
13 Agosto 2020 - 11:39AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Tsai Yi |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/5/2020
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3. Issuer Name and Ticker or Trading Symbol
Zedge, Inc. [ZDGE]
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(Last)
(First)
(Middle)
C/O ZEDGE, INC., 22 CORTLANDT STREET, 11TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
CFO & Treasurer / |
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(Street)
NEW YORK, NY 10007
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class B Common Stock, par value $.01 per share | 4187 | I | By 401(k) Plan (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (right to buy) | 12/8/2018 | 10/17/2027 | Class B Common Stock | 3334 | $2.00 | D | |
| Employee Stock Option (right to buy) | 12/8/2019 | 10/17/2027 | Class B Common Stock | 3333 | $2.00 | D | |
| Employee Stock Option (right to buy) | 12/8/2020 | 10/17/2027 | Class B Common Stock | 3333 | $2.00 | D | |
| Employee Stock Option (right to buy) | 11/7/2020 | 11/6/2029 | Class B Common Stock | 6666 | $1.965 | D | |
| Employee Stock Option (right to buy) | 11/7/2021 | 11/6/2029 | Class B Common Stock | 6666 | $1.965 | D | |
| Employee Stock Option (right to buy) | 11/7/2022 | 11/6/2029 | Class B Common Stock | 6666 | $1.965 | D | |
| Explanation of Responses: |
| (1) | As of July 31, 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Tsai Yi
C/O ZEDGE, INC.
22 CORTLANDT STREET, 11TH FLOOR
NEW YORK, NY 10007 |
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| CFO & Treasurer |
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Signatures
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| Joyce J. Mason, by Power of Attorney | | 8/13/2020 |
| **Signature of Reporting Person | Date |
Zedge (AMEX:ZDGE)
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