Authorized Participants Record:
1 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
2 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
3 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
4 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
5 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,056,517.818 |
Authorized Participants Record:
6 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
7 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,045,074.076 |
Authorized Participants Record:
8 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,976,625.192 |
Authorized Participants Record:
9 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
8-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
10 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
11 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
12 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
13 |
a. Full Name |
Goldman, Sachs & Co. |
b. SEC file number |
8-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
1 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
2 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
3 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
8-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
4 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
5 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
6 |
a. Full Name |
Goldman, Sachs & Co. |
b. SEC file number |
8-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
7 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
8 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
9 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
10 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
11 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,493,962.497 |
Authorized Participants Record:
12 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
13 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
1 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
2 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
3 |
a. Full Name |
Goldman, Sachs & Co. |
b. SEC file number |
8-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
4 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
12,482,080.53 |
Authorized Participants Record:
5 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
6 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
7 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
8 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
9 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
13,491,368.24 |
Authorized Participants Record:
10 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
11 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
12 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
8-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
13 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
1 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
2 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
3 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
8-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
4 |
a. Full Name |
Goldman, Sachs & Co. |
b. SEC file number |
8-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
94,283,737.68 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
96,431,684.67 |
Authorized Participants Record:
5 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
6 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
6,201,928.142 |
Authorized Participants Record:
7 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,218,625.79 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,015,251.359 |
Authorized Participants Record:
8 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
9 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
6,166,174.315 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,897,299.745 |
Authorized Participants Record:
10 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
11 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
12 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |
Authorized Participants Record:
13 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0.00000000 |