Current Report Filing (8-k)
08 Agosto 2016 - 8:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) August 8, 2016
LINDBLAD
EXPEDITIONS HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-35898
|
|
27-4749725
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
96
Morton Street, 9
th
Floor, New York, New York
|
|
10014
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(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number including area code: (212) 261-9000
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
2.02 Results of Operations and Financial Condition.
On
August 8, 2016, Lindblad Expeditions Holdings, Inc. (the “Company”) issued a press release announcing its financial
results for its second quarter ended June 30, 2016.
This
Current Report on Form 8-K and the press release attached hereto are being furnished by the Company pursuant to Item 2.02 “Results
of Operations and Financial Condition.” In accordance with General Instruction B.2 of Form 8-K, the information contained
in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section
18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section or Sections 11 and
12(a)(2) of the Securities Act of 1933, as amended. In addition, this information shall not be deemed incorporated by reference
into any of the Company’s filings with the Securities and Exchange Commission, except as shall be expressly set forth by
specific reference in any such filing.
Item
9.01 Financial Statements and Exhibits.
Exhibit
99.1
|
|
Press
release issued August 8, 2016.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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LINDBLAD
EXPEDITIONS HOLDINGS, INC.
(registrant)
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|
|
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August
8, 2016
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By:
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/s/
John T. McClain
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John
T. McClain, Chief Financial Officer
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3
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