Current Report Filing (8-k)
07 Junho 2017 - 6:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) June 7, 2017
LINDBLAD
EXPEDITIONS HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-35898
|
|
27-4749725
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
96
Morton Street, 9
th
Floor, New York, New York
|
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10014
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(Address
of principal executive offices)
|
|
(Zip
Code)
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Registrant’s
telephone number including area code: (212) 261-9000
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
Item
5.07. Submission of Matters to a Vote of Security Holders.
The
2017 Annual Meeting of Stockholders (the “2017 Annual Meeting”) of Lindblad Expeditions Holdings, Inc. (the “Company”)
was held on June 7, 2017. As of the record date, April 12, 2017, 45,141,578 shares of the Company’s common stock were
outstanding and entitled to vote at the 2017 Annual Meeting. A total of 41,081,294 shares of the Company’s common stock,
constituting a quorum, were represented in person or by proxy at the 2017 Annual Meeting.
The
Company’s stockholders voted on three proposals at the 2017 Annual Meeting. The final results of the votes regarding each
proposal are set forth below.
Proposal
No. 1. Election of Directors
: The Company’s stockholders elected L. Dyson Dryden, John M. Fahey, and Catherine
B. Reynolds as Class B directors to serve terms expiring at the annual meeting of stockholders to be held in 2020 and until their
successors have been duly elected and qualified. The voting results regarding this proposal are set forth below:
Name
|
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For
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|
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Withheld
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Broker
Non-Votes
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|
|
|
|
|
|
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L. Dyson Dryden
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38,179,568
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1,050,043
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1,851,683
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John M. Fahey
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39,055,878
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|
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173,733
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|
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1,851,683
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Catherine B. Reynolds
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39,059,378
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170,233
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|
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1,851,683
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Proposal
No. 2. Advisory Resolution on Executive Compensation
: The Company’s stockholders approved, on an advisory basis,
the 2016 compensation of the Company’s named executive officers disclosed in the Executive Compensation section and the
related tables, notes and narrative in the Proxy Statement. The voting results regarding this proposal are set forth below:
For
|
|
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Against
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Abstain
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Broker Non-Votes
|
|
|
|
|
|
|
|
|
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39,126,785
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45,040
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57,786
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1,851,683
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Proposal
No. 3. The Ratification of the Appointment of the Company’s Independent Registered Certified Public Accounting Firm
for Fiscal Year 2017
: The Company’s stockholders ratified the appointment of Marcum LLP as the Company’s independent
registered certified public accounting firm for fiscal year 2017. The voting results regarding this proposal are set forth below:
For
|
|
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Against
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Abstain
|
|
|
|
|
|
|
|
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41,062,999
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8,070
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10,225
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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LINDBLAD
EXPEDITIONS HOLDINGS, INC.
(registrant)
|
|
|
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June
7, 2017
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By:
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/s/
Craig I. Felenstein
|
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Craig
I. Felenstein,
Chief Financial Officer
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3
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