Amended Quarterly Report (10-q/a)
02 Agosto 2018 - 6:27PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Amendment
No. 1 to
FORM 10-Q
☒
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For
the quarterly period ended June 30, 2018
☐
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For
the transition period from to
Commission
file number 001-35898
LINDBLAD
EXPEDITIONS HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
27-4749725
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(State
or other jurisdiction of
incorporation or organization)
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|
(I.R.S.
Employer
Identification No.)
|
96
Morton Street, 9
th
Floor, New York, New York, 10014
(Address
of principal executive offices) (Zip Code)
(212)
261-9000
(Registrant’s
telephone number, including area code)
N/A
(Former
name, former address and former fiscal year, if changed since last report)
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90 days. ☒ Yes ☐ No
Indicate
by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the
preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). ☒ Yes ☐
No
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting
company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large
accelerated filer
|
☐
|
Accelerated
filer
|
☒
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Non-accelerated
filer
|
☐
(Do not check if a smaller reporting company)
|
Smaller
reporting company
|
☐
|
|
Emerging
growth company
|
☒
|
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). ☐ Yes ☒ No
Indicate
the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.
As of July 31, 2018, 45,786,647 shares
of common stock, par value $0.0001 per share, were issued and outstanding.
Explanatory
Note
The sole purpose of
this Amendment No. 1 to the Quarterly Report on Form 10-Q of Lindblad Expeditions Holdings, Inc. for the period ended June 30,
2018, originally filed with the Securities and Exchange Commission on August 2, 2018 (the “Form 10-Q”), is to file
Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 provides the consolidated financial statements
and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).
No other changes have
been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q,
does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way
disclosures made in the original Form 10-Q.
Number
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Description
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Included
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Form
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Filing Date
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31.1
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Certification of Chief Executive Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.
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Herewith
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31.2
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Certification of Chief Financial Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.
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Herewith
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32.1
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Certification of Chief Executive Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
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Herewith
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32.2
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Certification of Chief Financial Officer of Lindblad Expeditions Holdings, Inc. pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
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Herewith
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101.INS
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XBRL Instance Document
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Herewith
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101.SCH
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Taxonomy extension schema document
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Herewith
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101.CAL
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Taxonomy extension calculation link base document
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Herewith
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101.LAB
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Taxonomy extension label link base document
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Herewith
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101.PRE
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Taxonomy extension presentation link base document
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Herewith
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101.DEF
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XBRL Taxonomy Extension Definition Link base
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Herewith
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized, on August 2, 2018.
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LINDBLAD
EXPEDITIONS HOLDINGS, INC.
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(Registrant)
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By
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/s/
Sven-Olof Lindblad
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Sven-Olof
Lindblad
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Chief
Executive Officer and President
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