Current Report Filing (8-k)
02 Novembro 2018 - 8:32AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 2, 2018
LINDBLAD
EXPEDITIONS HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-35898
|
|
27-4749725
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
96
Morton Street, 9
th
Floor, New York, New York
|
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10014
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(Address
of principal executive offices)
|
|
(Zip
Code)
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Registrant’s
telephone number including area code: (212) 261-9000
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)
|
☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
Item
2.02 Results of Operations and Financial Condition.
On
November 2, 2018, the Company issued a press release announcing its financial results for its third quarter ended September 30,
2018.
This
Item 2.02 and the press release attached hereto are being furnished by the Company pursuant to Item 2.02 “Results of Operations
and Financial Condition.” In accordance with General Instruction B.2 of Form 8-K, the information contained in this Item
2.02, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, or otherwise subject to the liability of that section or Sections 11 and 12(a)(2) of the Securities Act
of 1933, as amended. In addition, this information shall not be deemed incorporated by reference into any of the Company’s
filings with the Securities and Exchange Commission, except as shall be expressly set forth by specific reference in any such
filing.
Item
9.01 Financial Statemen
t
s and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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LINDBLAD
EXPEDITIONS HOLDINGS, INC.
(registrant)
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November
2, 2018
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By:
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/s/
Craig I. Felenstein
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Craig
I. Felenstein, Chief Financial Officer
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