Luna Innovations Inc - Current report filing (8-K)
29 Julho 2008 - 6:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 23, 2008
Luna Innovations Incorporated
(Exact name of registrant as specified in its
charter)
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Delaware
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000-52008
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54-1560050
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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1 Riverside Circle, Suite 400
Roanoke, Virginia 24016
(Address of principal executive offices, including
zip code)
540-769-8400
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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On July 23, 2008, we entered into a settlement
agreement and mutual release with our former auditing and accounting firm (the Settlement and Release). Under the Settlement and Release, that firm without any admission of liability and without any adjudication of fact or law, agreed to
pay us a lump sum settlement amount of one million dollars ($1,000,000) and the parties each agreed to a mutual general release of claims. In addition, the parties agreed to jointly dismiss with prejudice all claims, counterclaims and causes of
action alleged in the lawsuit between the parties pending in the Circuit Court for the City of Richmond, Virginia.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly authorized.
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Luna Innovations Incorporated
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By:
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/s/ Kevin W. Holt
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Kevin W. Holt
Vice President and General
Counsel
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Date: July 29, 2008
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