FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Froggatt Mark

2. Date of Event Requiring Statement (MM/DD/YYYY)
3/16/2009 

3. Issuer Name and Ticker or Trading Symbol

LUNA INNOVATIONS INC [LUNA]

(Last)        (First)        (Middle)

1 RIVERSIDE CIRCLE, SUITE 400

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Technology Officer /

(Street)

ROANOKE, VA 24015       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4) 		2. Amount of Securities Beneficially Owned
(Instr. 4) 		3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) 		4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4) 		2. Date Exercisable and Expiration Date
(MM/DD/YYYY) 		3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) 		4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) 		6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy / Non-Qualified)     (1) 11/1/2013   Common Stock   28262   $.3538   D    
Stock Option (Right to Buy)     (2) 11/11/2015   Common Stock   56524   $1.769   D    
Stock Option (Right to Buy)     (3) 2/8/2016   Common Stock   28262   $1.769   D    
Stock Option (Right to Buy)     (4) 1/25/2017   Common Stock   1500   $3.67   D    
Stock Option (Right to Buy)     (5) 2/27/2017   Common Stock   15000   $3.69   D    
Stock Option (Right to Buy / Non-Qualified)     (6) 11/13/2017   Common Stock   23816   $5.73   D    
Employee Stock Option (Right to Buy)     (6) 11/13/2017   Common Stock   51184   $5.73   D    
Stock Option (Right to Buy / Non-Qualified)     (7) 2/24/2019   Common Stock   83372   $1.70   D    
Stock Option (Right to Buy)     (7) 2/24/2019   Common Stock   41628   $1.70   D    

Explanation of Responses:
( 1)  25% of the option shares became exercisable one year from the vesting commencement date (11/01/2003). The remaining option shares became exercisable at the rate of 1/48 per month thereafter.
( 2)  50% of the option shares became exercisable one year from the vesting commencement date (9/30/2005). The remaining option shares became exercisable at the rate of 1/36 per month thereafter.
( 3)  25% of the option shares became exercisable one year from the vesting commencement date (2/6/2006). The remaining option shares became exercisable at the rate of 1/36 per month thereafter.
( 4)  40% of the option shares became exercisable two years from the vesting commencement date (11/16/2006). The remaining option shares became exercisable at the rate of 1/60 per month thereafter.
( 5)  40% of the option shares became exercisable two years from the vesting commencement date (2/27/2007). The remaining option shares become exercisable at the rate of 1/60th per month thereafter.
( 6)  40% of the option shares become exercisable two years from the vesting commencement date (11/13/2007). The remaining option shares become exercisable at the rate of 1/60th per month thereafter.
( 7)  40% of the option shares become exercisable two years from the vesting commencement date (2/24/2009). The remaining option shares become exercisable at the rate of 1/60th per month thereafter.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Froggatt Mark
1 RIVERSIDE CIRCLE, SUITE 400
ROANOKE, VA 24015

Chief Technology Officer

Signatures
/s/ Talfourd H. Kemper, Jr. 6/5/2009
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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