UNITED STATES

OMB APPROVAL

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB Number: 3235-0101

Expires: June 30, 2020

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FORM 144

SEC USE OILY

NOTICE OF PROPOSED SALE OF SECURITIES

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

DOCUMENT SEQUENCE NO.

 

ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale

CUSIP NUMBER

                           or executing a sale directly with a market maker. WORK LOCATION

 

1 (a) NAME OF ISSUER (Please type or print)

Mullen Automotive, Inc. f/k/a Net Element, Inc.

(b) IRS IDENT. NO.

86-3289406

(c) S.E.C. FILE NO.

001-34887

 

 

1 (d) ADDRESS OF ISSUER                     STREET                                    CITY                          STATE                          ZIP CODE

    (e) TELEPHONE NO.

1405 Pioneer Street                                                                                     Brea                             CA                                 92821

AREA CODE

714

NUMBER

613-1900

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

Oleg Firer

 

(b) RELATIONSHIP TO ISSUER

Former Chief Executive Officer

  (c) ADDRESS STREET CITY STATE ZIP CODE

c/o 3363 NE 163rd Street, Suite 606, North Miami Beach, FL 33160

 

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3 (a)

Title of

the Class of

Securities

To Be Sold

(b)

Name and Address of Each Broker Through Whom

the Securities are to be Offered or Each Market Maker

who is Acquiring the Securities

SEC USE ONLY

(c)

Number of

Shares or Other

Units To Be Sold

 

(See instr. 3(c))

(d)

Aggregate

Market

Value

 

(See instr. 3(d))

(e)

Number of

Shares or Other

Units

Outstanding

(See instr. 3(e))

(f)

Approximate

Date of Sale

 

(See instr. 3(f))

(MO. DAY YR.)

(g)

Name of

Each

Securities

Exchange

(See instr. 3(g))

 

Broker-Dealer

File Number

Common Stock

Network I Financial Securities

75 Jackson Avenue, Suite 100

Syosset, NY 11791

 

249,904

$3,283,738.56

23,407,067

11/17/2021

NASDAQ

               
               

 

INSTRUCTIONS: 

1. (a) Name of issuer   3. (a) Title of the class of securities to be sold
  (b) Issuer's I.R.S. Identification Number     (b) Name and address of each broker through whom the securities are intended to be sold
  (c) Issuer's S.E.C. file number, if any     (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d) Issuer's address, including zip code     (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
  (e) Issuer's telephone number, including area code     (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
          (f) Approximate date on which the securities are to be sold
2. (a) Name of person for whose account the securities are to be sold     (g) Name of each securities exchange, if any, on which the securities are intended to be sold
  (b) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)        
  (c) Such person's address, including zip code        

 

Potential persons who are to respond to the collection of information contained in this form are not

required to respond unless the form displays a currently valid OMB control number. 

 

 
 

 

TABLE I –– SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of

the Class

Date you

Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

Amount of

Securities Acquired

Date of

Payment

Nature of Payment

Common Stock

10/5/2017

Stock Award

Mullen Automotive, Inc. f/k/aNet Element, Inc.

10,693

 

10/5/2017

Award

Common Stock

7/12/2021

Stock Award

Mullen Automotive, Inc. f/k/aNet Element, Inc.

89,041

 

7/12/2021

Award

Common Stock

11/5/2021

Stock Award

Mullen Automotive, Inc. f/k/aNet Element, Inc.

150,170

 

11/5/2021

Award

 

INSTRUCTIONS:  If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

 

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds

N/A

N/A

N/A

N/A

N/A

 

REMARKS:

 

INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

 

ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

         
 

11/17/2021

   

/s/ Oleg Firer

 

DATE OF NOTICE

   

(SIGNATURE)

 

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,

IF RELYING ON RULE 10B5-1

 

      

     The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures.

 

 

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

 

 
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