Initial Statement of Beneficial Ownership (3)
06 Agosto 2021 - 5:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Rozwadowski Amir |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/30/2021
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3. Issuer Name and Ticker or Trading Symbol
OTR Acquisition Corp. [OTRAU]
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(Last)
(First)
(Middle)
1395 BRICKELL AVENUE, SUITE 800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
MIAMI, FL 33131
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (1) | (1) | Class A Common Stock | 0 | (1) | I | See footnote (2) |
Explanation of Responses: |
(1) | As described in the Issuer's registration statement on Form S-1 (File No. 333-248093) under the heading "Description of Securities," the shares of Class B Common Stock of the Issuer will automatically convert into shares of Class A Common Stock of the Issuer at the time of the Issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date. |
(2) | The Reporting Person has an indirect pecuniary interest in shares of Class B Common Stock of the Issuer through his membership interest in OTR Acquisition Sponsor LLC, over which the Reporting Person does not have voting or dispositive control. No securities are beneficially owned by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Rozwadowski Amir 1395 BRICKELL AVENUE, SUITE 800 MIAMI, FL 33131 | X |
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Signatures
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/s/ Amir Rozwadowski by Winthrop P. Rutherfurd, as Attorney-in-Fact | | 8/6/2021 |
**Signature of Reporting Person | Date |
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