Initial Statement of Beneficial Ownership (3)
04 Fevereiro 2019 - 5:12PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Avanes Gilbert
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/24/2019
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3. Issuer Name
and
Ticker or Trading Symbol
READING INTERNATIONAL INC [RDI]
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(Last)
(First)
(Middle)
5995 SEPULVEDA BLVD, SUITE 300
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Interim CFO & Treasurer /
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(Street)
CULVER CITY, CA 90230
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Non-Voting Stock
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733
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(1)
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(1)
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Class A Non-voting Common Stock
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1035
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$0
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D
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Stock Options; Right to Buy; Class A Non-voting Common Stock
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(2)
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4/10/2021
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Class A Non-voting Common Stock
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4960
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$12.08
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D
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Restricted Stock Units
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(3)
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(3)
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Class A Non-Voting Common Stock
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861
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$0
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D
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Stock Option; Right to Buy; Class A Non-Voting Common Stock
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(4)
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3/22/2022
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Class A Non-Voting Common Stock
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3974
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$15.97
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D
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Restricted Stock Units
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(5)
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(5)
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Class A Non-Voting Common Stock
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836
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$0
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D
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Stock Option; Right to Buy; Class A Non-Voting Common Stock
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(6)
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4/11/2023
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Class A Non-Voting Common Stock
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3609
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$16.44
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D
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Explanation of Responses:
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(1)
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Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 11, 2016. Original grant was for 1,035 restricted stock units. The first and second installments vested on April 11, 2017 and April 11, 2018, and the next two installments vest on April 11, 2019 and April 11, 2020.
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(2)
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Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 11, 2016. Original grant was for 4,960 stock options. The first and second installments became exercisable on April 11, 2017 and April 11, 2018, and the next two installments vest on April 11, 2019 and April 11, 2020.
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(3)
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Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,974 restricted stock units. The first installment vested on March 23, 2018, and the next three installments vest on March 23, 2019, March 23, 2020 and March 23, 2021.
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(4)
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Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,974 stock options. The first installment became exercisable on March 23, 2018, and the next three installments vest on March 23, 2019, March 23, 2020 and March 23, 2021.
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(5)
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Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The restricted stock units vest on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022.
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(6)
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Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 12, 2018. The stock options become exercisable on April 12, 2019, April 12, 2020, April 12, 2021 and April 12, 2022.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Avanes Gilbert
5995 SEPULVEDA BLVD
SUITE 300
CULVER CITY, CA 90230
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Interim CFO & Treasurer
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Signatures
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Gilbert Avanes
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2/4/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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