Notification Filed by National Security Exchange to Report the Removal From Listing and Registration of Matured, Redeemed or ...
30 Março 2021 - 6:44PM
Edgar (US Regulatory)
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b)
OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number
001-37503 |
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Issuer: | B. Riley Financial, Inc. |
Exchange: | Nasdaq Stock Market LLC |
(Exact name of Issuer as specified in its charter, and name of
Exchange where security is listed and/or registered)
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Address: | 11100 Santa Monica Blvd Los Angeles, CALIFORNIA 91362 |
Telephone number: | 818-884-3737 |
(Address, including zip code, and telephone number, including area code, of Issuer's
principal executive offices)
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7.50% Senior Notes Due 2027 |
(Description of class of securities)
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Please place an X in the box to designate the rule provision relied upon to strike
the class of securities from listing and registration:
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o 17 CFR 240.12d2-2(a)(1) |
x 17 CFR 240.12d2-2(a)(2) |
o 17 CFR 240.12d2-2(a)(3) |
o 17 CFR 240.12d2-2(a)(4) |
o
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.
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o
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
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Pursuant to the requirements for the Securities Exchange Act of 1934,
Nasdaq Stock Market LLC
certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing the Form 25 and has caused this notification to be
signed on its behalf by the undersigned duly authorized person.
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2021-03-30 | By | O'Neil Blake | | Senior Specialist |
Date
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1 |
Form 25 and attached Notice will be considered compliance with the provisions of
17 CFR 240.19d-1 as applicable. See General Instructions.
B Riley Financial (NASDAQ:RILYL) Gráfico Histórico do Ativo De Jun 2024 até Jul 2024
B Riley Financial (NASDAQ:RILYL) Gráfico Histórico do Ativo De Jul 2023 até Jul 2024
B. Riley Financial Declares Preferred Stock Dividends Terça, 9 de Abril de 2024 (3 meses atrás) • PR Newswire (US) |
Form SC 13G - Statement of acquisition of beneficial ownership by individuals Terça, 13 de Fevereiro de 2024 (5 meses atrás) • Edgar (US Regulatory) |
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] Segunda, 22 de Janeiro de 2024 (5 meses atrás) • Edgar (US Regulatory) |
Form 8-K - Current report Segunda, 22 de Janeiro de 2024 (5 meses atrás) • Edgar (US Regulatory) |
B. Riley Financial Declares Preferred Stock Dividends Terça, 9 de Janeiro de 2024 (6 meses atrás) • PR Newswire (US) |
Form 13F-HR - Quarterly report filed by institutional managers, Holdings Segunda, 13 de Novembro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
Form 4 - Statement of changes in beneficial ownership of securities Segunda, 13 de Novembro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
Form 8-K - Current report Quarta, 8 de Novembro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
B. Riley Financial Declares Preferred Stock Dividends Terça, 10 de Outubro de 2023 (9 meses atrás) • PR Newswire (US) |
Form 8-K - Current report Sexta, 25 de Agosto de 2023 (10 meses atrás) • Edgar (US Regulatory) |
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] Segunda, 7 de Agosto de 2023 (11 meses atrás) • Edgar (US Regulatory) |
Form 8-K - Current report Sexta, 28 de Julho de 2023 (11 meses atrás) • Edgar (US Regulatory) |
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