Amended Statement of Changes in Beneficial Ownership (4/a)
08 Setembro 2016 - 5:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Titinger Jorge
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2. Issuer Name
and
Ticker or Trading Symbol
Silicon Graphics International Corp
[
SGI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & CEO
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(Last)
(First)
(Middle)
C/O SGI, 900 N. MCCARTHY BOULEVARD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/15/2016
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(Street)
MILPITAS, CA 95035
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/17/2016
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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8/15/2016
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M
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30976
(1)
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A
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$0
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275337
(3)
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D
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Common Stock
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8/15/2016
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F
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11657
(2)
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D
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$7.71
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263680
(3)
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D
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Common Stock
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8/15/2016
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M
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10492
(1)
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A
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$0
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274179
(4)
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D
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Common Stock
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8/15/2016
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F
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3949
(2)
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D
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$7.71
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270230
(4)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(5)
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8/15/2016
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M
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30976
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8/15/2016
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(6)
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Common Stock
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30976
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$0
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363475
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D
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Performance-Based Restricted Stock Units
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(5)
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8/15/2016
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M
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10492
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8/15/2016
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(6)
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Common Stock
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10492
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$0
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91589
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D
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Explanation of Responses:
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(
1)
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Upon vesting, each restricted stock unit was converted into an equivalent number of shares of the Company's common stock.
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(
2)
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These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
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(
3)
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Shares beneficially owned reflect the September 1, 2016 reversal of 17 shares originally retained by the Company (due to administrative error) in order to meet the tax withholding obligation of the award holder.
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(
4)
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Shares beneficially owned reflect the September 1, 2016 reversal of 7 shares originally retained by the Company (due to administrative error) in order to meet the tax withholding obligation of the award holder.
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(
5)
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Each restricted stock unit represents a contingent right to receive one share of Common Stock.
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(
6)
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Restricted Stock Units have no expiration date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Titinger Jorge
C/O SGI
900 N. MCCARTHY BOULEVARD
MILPITAS, CA 95035
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X
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President & CEO
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Signatures
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/s/ Kirk O. Williams as Attorney in Fact for Jorge Titinger
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9/8/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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