Initial Statement of Beneficial Ownership (3)
05 Maio 2023 - 5:15PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Schimpf Eric A. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/26/2023
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3. Issuer Name and Ticker or Trading Symbol
BANK OF AMERICA CORP /DE/ [BAC]
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(Last)
(First)
(Middle)
100 N TRYON STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Pres, Merrill Wealth Mgmt / |
(Street)
CHARLOTTE, NC 28255
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1983 | D | |
Common Stock | 988 | I | by UTMA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 1/25/2024 | Common Stock | 18000 | (2) | D | |
Restricted Stock Units | (3) | 2/15/2025 | Common Stock | 16000 | (2) | D | |
2021 Restricted Stock Units | (4) | 2/15/2025 | Common Stock | 10072 | (2) | D | |
Restricted Stock Units | (5) | 2/15/2026 | Common Stock | 40000 | (2) | D | |
Restricted Stock Units | (6) | 2/15/2026 | Common Stock | 14814 | (2) | D | |
2022 Restricted Stock Units | (7) | 2/15/2026 | Common Stock | 7875 | (2) | D | |
Restricted Stock Units | (8) | 2/15/2027 | Common Stock | 30000 | (2) | D | |
2023 Restricted Stock Units | (9) | 2/15/2027 | Common Stock | 28518 | (2) | D | |
Explanation of Responses: |
(1) | The reporting person was previously granted units, vesting in two equal annual installments commencing on January 25, 2023. |
(2) | Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
(3) | The reporting person was previously granted units, vesting in two equal annual installments commencing on February 15, 2024. |
(4) | The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2022. |
(5) | The reporting person was previously granted units, vesting in two equal annual installments commencing on February 15, 2025. |
(6) | The reporting person was previously granted units, vesting in sixteen equal quarterly installments commencing May 15, 2022. |
(7) | The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2023. |
(8) | The reporting person was previously granted units, vesting in two equal annual installments commencing on February 15, 2026. |
(9) | The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2024. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Schimpf Eric A. 100 N TRYON STREET CHARLOTTE, NC 28255 |
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| Pres, Merrill Wealth Mgmt |
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Signatures
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Eric A. Schimpf / Michael P. Lapp POA | | 5/5/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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