Initial Statement of Beneficial Ownership (3)
03 Fevereiro 2020 - 6:31PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Seletz Carl |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/23/2020
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3. Issuer Name and Ticker or Trading Symbol
GNC HOLDINGS, INC. [GNC]
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(Last)
(First)
(Middle)
C/O GNC HOLDINGS, INC., 300 SIXTH AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Global Officer / |
(Street)
PITTSBURGH, PA 15222
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 29221 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | (2) | 12/19/2022 | Common Stock | 5565 | $42.19 | D | |
Stock Option (right to buy) | (3) | 2/16/2026 | Common Stock | 16169 | $27.30 | D | |
Stock Option (right to buy) | (4) | 2/22/2027 | Common Stock | 23256 | $7.99 | D | |
Explanation of Responses: |
(1) | Includes 3,192 Restricted Stock Units ("RSUs"), as well as 6,726 RSUs earned upon certification of performance results during the three-year performance period, which will be settled in stock after the performance share unit award performance period ends in February 2021. |
(2) | The option award vests in four installments on each December 5, 2013 through 2016. |
(3) | The option award vests in four equal installments on each February 16, 2017 through 2020, provided that the holder thereof remains employed by the Issuer on the relevant vesting date. |
(4) | The option award vests in four equal installments on each February 22, 2018 through 2021, provided that the holder thereof remains employed by the Issuer on the relevant vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Seletz Carl C/O GNC HOLDINGS, INC. 300 SIXTH AVENUE PITTSBURGH, PA 15222 |
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| Chief Global Officer |
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Signatures
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/s/ Jennifer Minter, by power of attorney | | 2/3/2020 |
**Signature of Reporting Person | Date |
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