Prospectus Filed Pursuant to Rule 424(b)(3) (424b3)
28 Março 2022 - 10:22AM
Edgar (US Regulatory)
Filed pursuant to Rule 424(b)(3)
Registration Statement Nos. 333-255533
Supplement dated March 28, 2022
to the Prospectus dated May 1, 2021
for Tri-Continental Corporation (the Fund)
The tables under the caption “Financial
Highlights” in the Prospectus are hereby superseded and replaced with the following for the purpose of adding fiscal year-ended December 31, 2021 financial highlights to the table, such that the Fund is presenting 10 years of financial
highlights through the period ended December 31, 2021.
Year
ended December 31, |
2021
|
2020
|
2019
|
Per
share data |
|
|
|
Net
asset value, beginning of period |
$33.26
|
$31.03
|
$26.58
|
Income
from investment operations: |
|
|
|
Net
investment income |
1.07
|
1.05
|
1.03
|
Net
realized and unrealized gain (loss) |
7.28
|
2.86
|
5.39
|
Total
from investment operations |
8.35
|
3.91
|
6.42
|
Less
distributions to Stockholders from: |
|
|
|
Net
investment income — Preferred Stock |
(0.04)
|
(0.04)
|
(0.04)
|
Net
investment income — Common Stock |
(1.05)
|
(1.07)
|
(1.01)
|
Net
realized gains — Common Stock |
(3.64)
|
(0.57)
|
(0.92)
|
Total
distributions to Stockholders |
(4.73)
|
(1.68)
|
(1.97)
|
Dilution
in net asset value from dividend reinvestment |
(0.32)
|
—
|
—
|
Increase
resulting from share repurchases |
0.13
|
—
|
—
|
Net
asset value, end of period |
$36.69
|
$33.26
|
$31.03
|
Adjusted
net asset value, end of period(a) |
$36.57
|
$33.14
|
$30.92
|
Market
price, end of period |
$33.19
|
$29.47
|
$28.20
|
Total
return |
|
|
|
Based
upon net asset value |
26.76%
|
14.17%
|
25.20%
|
Based
upon market price |
29.41%
|
11.31%
|
28.59%
|
Ratios
to average net assets |
|
|
|
Expenses
to average net assets for Common Stock(b) |
0.46%
(c) |
0.48%
|
0.49%
|
Net
investment income to average net assets for Common Stock |
2.77%
|
3.45%
|
3.32%
|
Supplemental
data |
|
|
|
Net
assets, end of period (000's): |
|
|
|
Common
Stock |
$2,005,857
|
$1,745,135
|
$1,664,401
|
Preferred
Stock |
$37,637
|
$37,637
|
$37,637
|
Total
net assets |
$2,043,494
|
$1,782,772
|
$1,702,038
|
Portfolio
turnover |
56%
|
67%
|
60%
|
Notes to
Financial Highlights
(a)
|
Assumes the exercise of
outstanding warrants. |
(b)
|
In addition to the fees and
expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund’s reported expense ratios. |
(c)
|
Ratios
include interest on collateral expense which is less than 0.01%. |
2018
|
2017
|
2016
|
2015
|
2014
|
2013
|
2012
|
|
|
|
|
|
|
|
$29.88
|
$25.91
|
$23.49
|
$24.76
|
$23.11
|
$18.77
|
$16.77
|
|
|
|
|
|
|
|
0.99
|
0.93
|
0.90
|
0.81
|
0.73
|
0.69
|
0.63
|
(2.35)
|
4.24
|
2.33
|
(1.37)
|
1.70
|
4.36
|
2.00
|
(1.36)
|
5.17
|
3.23
|
(0.56)
|
2.43
|
5.05
|
2.63
|
|
|
|
|
|
|
|
(0.03)
|
(0.03)
|
(0.03)
|
(0.03)
|
(0.03)
|
(0.03)
|
(0.03)
|
(0.96)
|
(1.07)
|
(0.91)
|
(0.81)
|
(0.75)
|
(0.68)
|
(0.60)
|
(0.95)
|
(0.10)
|
—
|
—
|
—
|
—
|
—
|
(1.94)
|
(1.20)
|
(0.94)
|
(0.84)
|
(0.78)
|
(0.71)
|
(0.63)
|
—
|
—
|
(0.06)
|
(0.05)
|
—
|
—
|
—
|
—
|
—
|
0.19
|
0.18
|
—
|
—
|
—
|
$26.58
|
$29.88
|
$25.91
|
$23.49
|
$24.76
|
$23.11
|
$18.77
|
$26.48
|
$29.77
|
$25.83
|
$23.42
|
$24.68
|
$23.04
|
$18.71
|
$23.52
|
$26.94
|
$22.05
|
$20.02
|
$21.41
|
$19.98
|
$16.00
|
|
|
|
|
|
|
|
(4.10)%
|
20.82%
|
15.25%
|
(1.36%)
|
11.09%
|
27.76%
|
16.24%
|
(5.88)%
|
28.00%
|
15.08%
|
(2.78%)
|
11.11%
|
29.58%
|
16.77%
|
|
|
|
|
|
|
|
0.49%
|
0.49%
|
0.50%
|
0.50%
|
0.49%
|
0.50%
|
0.52%
|
3.14%
|
3.21%
|
3.59%
|
3.16%
|
2.91%
|
3.12%
|
3.28%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$1,431,211
|
$1,637,553
|
$1,470,843
|
$1,382,712
|
$1,511,285
|
$1,435,734
|
$1,183,285
|
$37,637
|
$37,637
|
$37,637
|
$37,637
|
$37,637
|
$37,637
|
$37,637
|
$1,468,848
|
$1,675,190
|
$1,508,480
|
$1,420,349
|
$1,548,922
|
$1,473,371
|
$1,220,922
|
63%
|
95%
|
82%
|
76%
|
76%
|
62%
|
68%
|
The rest of the section remains the same.
Shareholders should retain this Supplement for future
reference.
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