Amended Quarterly Report (10-q/a)
13 Maio 2019 - 1:47PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2019
— OR —
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number 001-38086
Vistra Energy Corp.
(Exact name of registrant as specified in its charter)
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Delaware
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36-4833255
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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6555 Sierra Drive, Irving, Texas 75039
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(214) 812-4600
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(Address of principal executive offices) (Zip Code)
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(Registrant's telephone number, including area code)
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Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes
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No
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Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes
x
No
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company" and "emerging growth company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer
x
Accelerated filer
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Non-Accelerated filer
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Smaller reporting company
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Indicate by check mark if the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes
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No
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Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Common stock, par value $0.01 per share
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VST
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New York Stock Exchange
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Warrants
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VST.WS.A
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New York Stock Exchange
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7.00% tangible equity units
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DYNC
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New York Stock Exchange
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As of April 30, 2019, there were 482,614,988 shares of common stock, par value $0.01, outstanding of Vistra Energy Corp.
EXPLANATORY NOTE
This Amendment No. 1 ("Amendment No. 1") to the Quarterly Report on Form 10-Q of Vistra Energy Corp. (the "Company") for the quarter ended March 31, 2019 as filed with the Securities and Exchange Commission on May 3, 2019 (the "Original 10-Q"), is being filed for the sole purpose of updating Exhibits 32.1, 32.2 and 95.1 (the "Original Exhibits") to reflect the correct quarterly reporting period referenced in the body of Exhibits 32.1 and 32.2 and to reflect the correct quarterly mine safety information in Exhibit 95.1, which were incorrect in the Original Exhibits filed electronically as part of the Original Form 10-Q.
Except as otherwise expressly noted herein, this Amendment No. 1 does not modify or update in any way the financial position, results of operations, cash flows or other disclosures in, or exhibits to, the Original Form 10-Q, nor does it reflect events occurring after the filing of the Original Form 10-Q. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Form 10-Q.
PART II. OTHER INFORMATION
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(a)
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Exhibits filed or furnished as part of Part II are:
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Exhibits
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Previously Filed With File Number*
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As
Exhibit
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(4)
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Instruments Defining the Rights of Security Holders, Including Indentures
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4.1
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001-38086
Form 8-K
(filed February 6, 2019)
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4.1
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—
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4.2
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001-38086
Form 8-K
(filed February 6, 2019)
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4.2
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—
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4.3
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001-38086
Form 8-K
(filed February 6, 2019)
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4.3
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—
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4.4
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001-38086
Form 8-K
(filed February 6, 2019)
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4.4
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—
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4.5
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001-38086
Form 8-K
(filed April 5, 2019)
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4.1
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—
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First Amendment to Purchase and Sale Agreement, dated as of April 1, 2019, among TXU Energy Retail Company LLC, Dynegy Energy Services, LLC, and Dynegy Energy Services (East), LLC, each as an originator, and TXU Energy Receivables Company LLC, as purchaser
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4.6
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001-38086
Form 8-K
(filed April 5, 2019)
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4.2
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—
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First Amendment to Receivables Purchase Agreement, dated as of April 1, 2019, among TXU Energy Receivables Company LLC, as seller, TXU Energy Retail Company LLC, as servicer, Vistra Operations Company LLC, as performance guarantor, certain purchaser agents and purchasers named therein and Credit Agricole Corporate and Investment Bank, as administrator
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(10)
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Material Contracts
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10.1
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001-38086
Form 8-K
(filed January 24, 2019)
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10.1
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—
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10.2
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001-38086
Form 10-K
(filed February 28, 2019)
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10.6
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—
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Exhibits
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Previously Filed With File Number*
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As
Exhibit
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10.3
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001-38086
Form 10-K
(filed February 28, 2019)
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10.7
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—
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10.4
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001-38086
Form 8-K
(filed April 4, 2019)
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10.1
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—
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Eighth Amendment to Credit Agreement, dated March 29, 2019, by and among Vistra Operations Company LLC, Vistra Intermediate Company LLC, the other Credit Parties (as defined in the Vistra Operations Credit Agreement) party thereto, Bank of Montreal, Chicago Branch, as new Revolving Loan Lender, Revolving Letter of Credit Issuer and Joint Lead Arranger, the various other Lenders and Letter of Credit Issuers party thereto, and Credit Suisse as Administrative Agent and Collateral Agent
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10.5
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001-38086
Form 10-Q (Quarter
Ended March 31, 2019)
(filed May 3, 2019)
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10.5
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—
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(31)
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Rule 13a-14(a) / 15d-14(a) Certifications
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31.1
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**
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—
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31.2
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**
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—
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(32)
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Section 1350 Certifications
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32.1
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**
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—
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32.2
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**
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—
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(95)
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Mine Safety Disclosures
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95.1
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**
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—
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____________________
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*
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Incorporated herein by reference
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Vistra Energy Corp.
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By:
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/s/ CHRISTY DOBRY
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Name:
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Christy Dobry
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Title:
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Vice President and Controller
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(Principal Accounting Officer)
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Date: May 13, 2019
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