UNITED STATES

SECURITES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

 

Investment Company Act File Number 811-23782

 

 

California First Leasing Corporation

(Exact name of registrant as specified in charter)

 

5000 Birch Street, Suite 500, Newport Beach, CA 92660

(Address of principal executive offices)

 

Glen T. Tsuma

California First Leasing Corporation

5000 Birch Street, Suite 500

 

Newport Beach, CA 92660

 

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  949-255-0500

 

Date of fiscal year end: June 30

 

Date of reporting period: February 23, 2022 – June 30, 2022

 

 

 

 

 

 

 

 


 

 

 

 

 

 

 

 

 

 

   

Proposed

 

Mgt

 

CFNB

 
   

By

 

Rec

 

Vote Cast

 
               

Issuer: ALPHABET INC.

             

2022 Annual Meeting

             

To be held Wednesday, June 1, 2022

             

Ticker: GOOGL

             

CUSIP: 02079K

             
               

Matter Voted On

             

1a. Election of Director: Larry Page

 

Issuer

 

For

 

For

 

1b. Election of Director: Sergey Brin

 

Issuer

 

For

 

For

 

1c. Election of Director: Sundar Pichal

 

Issuer

 

For

 

For

 

1d. Election of Director: John L. Hennessy

 

Issuer

 

For

 

For

 

1e. Election of Director: Frances H. Arnold

 

Issuer

 

For

 

For

 

1f. Election of Director: L. John Doerr

 

Issuer

 

For

 

For

 

1g. Election of Director: Roger W. Ferguson Jr.

 

Issuer

 

For

 

For

 

1h. Election of Director: Ann Mather

 

Issuer

 

For

 

For

 

1i. Election of Director: K. Ram Shriram

 

Issuer

 

For

 

For

 

1j. Election of Director: Robin L. Washington

 

Issuer

 

For

 

For

 

2. Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022.

 

Issuer

 

For

 

For

 

3. The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 Shares of Class C capital stock

 

Issuer

 

For

 

Against

 

4. The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares.

 

Issuer

 

For

 

For

 

5. A stockholder proposal regarding a lobbying report, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

6. A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

7. A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

8. A stockholder proposal regarding a report on water management risks, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

9. A stockholder proposal regarding a racial equity audit, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

10. A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

11. A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

12. A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

13. A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

14. A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

15. A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

16. A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

17. A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

18. A stockholder proposal regarding a report on board diversity, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

19. A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

20. A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

21. A stockholder proposal regarding a report on policies regarding military and militarized policy agencies, if properly presented at the meeting

 

Stockholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: AT&T INC.

             

2022 Annual Meeting

             

To be held Thursday, May 19, 2022

             

Ticker: T

             

CUSI P: 00206R

             
               

Matter Voted On

             

1A. Election of Director: Samuel A. Di Piazza, Jr.

 

Issuer

 

For

 

For

 

1B. Election of Director: Scott T. Ford

 

Issuer

 

For

 

For

 

1C. Election of Director: Glenn H. Hutchins

 

Issuer

 

For

 

For

 

1D. Election of Director: William E. Kennard

 

Issuer

 

For

 

For

 

1E. Election of Director: Debra L. Lee

 

Issuer

 

For

 

For

 

1F. Election of Director: Stephen J. Luczo

 

Issuer

 

For

 

For

 

1G. Election of Director: Michael B. McCallister

 

Issuer

 

For

 

For

 

1H. Election of Director: Beth E. Mooney

 

Issuer

 

For

 

For

 

1I. Election of Director: Matthew K. Rose

 

Issuer

 

For

 

For

 

1J. Election of Director: John T. Stankey

 

Issuer

 

For

 

For

 

1K. Election of Director: Cynthia B. Taylor

 

Issuer

 

For

 

For

 

1l. Election of Director: Luis A. Ubiiias

 

Issuer

 

For

 

For

 

1M. Election of Director: Geoffrey Y. Yang

 

Issuer

 

For

 

For

 

2. Ratification of the appointment of independent auditors

 

Issuer

 

For

 

For

 

3. Advisory approval of executive compensation

 

Issuer

 

For

 

Against

 

4. Improve executive compensation program

 

Stockholder

 

Against

 

For

 

5. Independent board chairman

 

Stockholder

 

Against

 

Against

 

6. Political congruency report

 

Stockholder

 

Against

 

Against

 

7. Civil rights and non-discrimination audit

 

Stockholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: BANK OF AMERICA

             

2022 Annual Meeting

             

To be held Tuesday, April 26, 2022

             

Ticker: BAC

             

CUSIP: 060505

             
               

Matter Voted On

             

1A. Election of Director: Sharon L. Allen

 

Issuer

 

For

 

For

 

1B. Election of Director: Frank P. Bramble, Sr.

 

Issuer

 

For

 

For

 

1C. Election of Director: Pierre J.P. de Weck

 

Issuer

 

For

 

For

 

1D. Election of Director: Arnold W. Donald

 

Issuer

 

For

 

For

 

1E. Election of Director: Linda P. Hudson

 

Issuer

 

For

 

For

 

1F. Election of Director: Monica C. Lozano

 

Issuer

 

For

 

For

 

1G. Election of Director: Brian T. Moynihan

 

Issuer

 

For

 

For

 

1H. Election of Director: Lionel L. Nowell Ill

 

Issuer

 

For

 

For

 

1I. Election of Director: Denise L. Ramos

 

Issuer

 

For

 

For

 

1J. Election of Director: Clayton S. Rose

 

Issuer

 

For

 

For

 

1K. Election of Director: Michael D. White

 

Issuer

 

For

 

For

 

1L. Election of Director: Thomas O. Woods

 

Issuer

 

For

 

For

 

1M. Election of Director: R. David Yost

 

Issuer

 

For

 

For

 

1N. Election of Director: Maria T. Zuber

 

Issuer

 

For

 

For

 

2. Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution)

 

Issuer

 

For

 

Against

 

3. Ratifying the appointment of our independent registered public accounting firm for 2022

 

Issuer

 

For

 

For

 

4. Ratifying the Delaware Exclusive Forum Provision in our Bylaws.

 

Issuer

 

For

 

For

 

5. Shareholder proposal requesting a civil rights and nondiscrimination audit.

 

Shareholder

 

Against

 

Against

 

6. Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies

 

Shareholder

 

Against

 

Against

 

7. Shareholder proposal requesting a report on charitable donations.

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: BRITISH AMERICAN TOBACCO P.L.C.

             

2022 Annual Meeting

             

To be held Thursday, April 28, 2022

             

Ticker: BTI

             

CUSIP: 110448

             
               

Matter Voted On

             

1 Receipt of the 2021 Annual Report and Accounts

 

Issuer

 

For

 

For

 

2 Directors' remuneration report

 

Issuer

 

For

 

Against

 

3 Directors' remuneration report

 

Issuer

 

For

 

Withheld

 

4 Reappointment of the Auditors

 

Issuer

 

For

 

For

 

5 Authority for the Audit Committee to agree the Auditors' remuneration

 

Issuer

 

For

 

For

 

6 Re-election of Luc Jobin as a Director (Nominations)

 

Issuer

 

For

 

For

 

7 Re-election of Jack Bowles as a Director

 

Issuer

 

For

 

For

 

8 Re-election of Tadeu Marroco as a Director

 

Issuer

 

For

 

For

 

9 Re-election of Sue Farr as a Director (Nominations, Remuneration)

 

Issuer

 

For

 

For

 

10 Re-election of Karen Guerra as a Director (Audit, Nominations)

 

Issuer

 

For

 

For

 

11 Re-election of Holly Keller Koeppel as a Director (Audit, Nominations)

 

Issuer

 

For

 

For

 

12 Re-election of Savio Kwan as a Director (Nominations, Remuneration)

 

Issuer

 

For

 

For

 

13 Re-election of Dimitri Panayotopoulos as a Director (Nominations, Remuneration)

 

Issuer

 

For

 

For

 

14 Re-election of Darrell Thomas as a Director (Audit, Nominations)

 

Issuer

 

For

 

For

 

15 Election of Kandy Anand (Nominations, Remuneration) who has been appointed since the last general meeting

 

Issuer

 

For

 

For

 

16 Authority to make donations to political organizations and to incur political expenditure

 

Issuer

 

For

 

Against

 

17 Authority to allot securities

 

Issuer

 

For

 

For

 

S18 Disapplication of statutory pre-emption rights

 

Shareholder

 

For

 

For

 

S19 Authority for market purchases

 

Shareholder

 

For

 

For

 

S20 Notice of general meetings

 

Shareholder

 

For

 

For

 

 

 

 

 

 

 

 

 

               

Issuer: BRISTOL-MYERS SQUIBB COMPANY

             

2022 Annual Meeting

             

To be held Tuesday, May 3, 2022

             

Ticker: BMY

             

CUSIP: 110122

             
               

Matter Voted On

             

1A) Election of Director: Peter J. Arduini

 

Issuer

 

For

 

For

 

1B) Election of Director: Giovanni Caforio, M.D.

 

Issuer

 

For

 

For

 

1C) Election of Director: Julia A. Haller, M.D.

 

Issuer

 

For

 

For

 

1D) Election of Director: Manuel Hidalgo Medina, M.D., Ph.D.

 

Issuer

 

For

 

For

 

1E) Election of Director: Paula A. Price

 

Issuer

 

For

 

For

 

1F) Election of Director: Derica W. Rice

 

Issuer

 

For

 

For

 

1G) Election of Director: Theodore R. Samuels

 

Issuer

 

For

 

For

 

1H) Election of Director: Gerald L. Storch

 

Issuer

 

For

 

For

 

1I) Election of Director: Karen H. Vousden, Ph.D.

 

Issuer

 

For

 

For

 

1J) Election of Director: Phyllis R. Yale

 

Issuer

 

For

 

For

 

2. Advisory Vote to Approve the Compensation of our Named Executive Officers.

 

Issuer

 

For

 

Against

 

3. Ratification of the Appointment of an Independent Registered Public Accounting firm

 

Issuer

 

For

 

For

 

4. Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meeting to 10%

 

Shareholder

 

Against

 

Against

 

5. Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: CIGNA

             

2022 Annual Meeting

             

To be held Tuesday, April 26, 2022

             

Ticker: CI

             

CUSIP: 125523

             
               

Matter Voted On

             

1A. Election of Director: David M. Cordani

 

Issuer

 

For

 

For

 

1B. Election of Director: William J. Delaney

 

Issuer

 

For

 

For

 

1C. Election of Director: Eric J. Foss

 

Issuer

 

For

 

For

 

1D. Election of Director: Elder Granger, MD, MG, USA (Retired)

 

Issuer

 

For

 

For

 

1E. Election of Director: Neesha Hathi

 

Issuer

 

For

 

For

 

1F. Election of Director: George Kurian

 

Issuer

 

For

 

For

 

1G. Election of Director: Kathleen M. Mazzarella

 

Issuer

 

For

 

For

 

1H. Election of Director: Mark B. McClellan, MD, PhD

 

Issuer

 

For

 

For

 

1I. Election of Director: Kimberly A. Ross

 

Issuer

 

For

 

For

 

1J. Election of Director: Eric C. Wiseman

 

Issuer

 

For

 

For

 

1K. Election of Director: Donna F. Zarcone

 

Issuer

 

For

 

For

 

2. Advisory approval of Cigna's executive compensation.

 

Issuer

 

For

 

Against

 

3. Ratification of the appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm

 

Issuer

 

For

 

For

 

4. Shareholder proposal - Special shareholder meeting improvement.

 

Shareholder

 

Against

 

Against

 

5. Shareholder proposal - Gender pay gap report.

 

Shareholder

 

Against

 

Against

 

6. Shareholder proposal - Political contributions report.

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: CITI

             

2022 Annual Meeting

             

To be held Tuesday April 26, 2022

             

Ticker: C

             

CUSIP: 172967

             
               

Matter Voted On

             

1a. Election of Director: Ellen M. Costello

 

Issuer

 

For

 

For

 

1b. Election of Director: Grace E. Dailey

 

Issuer

 

For

 

For

 

1c. Election of Director: Barbara J. Desoer

 

Issuer

 

For

 

For

 

1d. Election of Director: John C. Dugan

 

Issuer

 

For

 

For

 

1e. Election of Director: Jane N. Fraser

 

Issuer

 

For

 

For

 

1f. Election of Director: Duncan P. Hennes

 

Issuer

 

For

 

For

 

1g. Election of Director: Peter B. Henry

 

Issuer

 

For

 

For

 

1h. Election of Director: 5. Leslie Ireland

 

Issuer

 

For

 

For

 

1i. Election of Director: Renee J. James

 

Issuer

 

For

 

For

 

1j. Election of Director: Gary M. Reiner

 

Issuer

 

For

 

For

 

1k. Election of Director: Diana l. Taylor

 

Issuer

 

For

 

For

 

1l. Election of Director: James S. Turley

 

Issuer

 

For

 

For

 

2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered

 

Issuer

 

For

 

For

 

3. Advisory vote to approve our 2021 Executive Compensation.

 

Issuer

 

For

 

Against

 

4. Approval of additional shares for the Citigroup 2019 Stock Incentive Plan.

 

Issuer

 

For

 

Against

 

5. Stockholder proposal requesting a Management Pay Clawback policy.

 

Shareholder

 

Against

 

Against

 

6. Stockholder proposal requesting an Independent Board Chairman.

 

Shareholder

 

Against

 

Against

 

7. Stockholder Proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing

 

Shareholder

 

Against

 

Against

 

8. Stockholder Proposal requesting that the Board adopt a policy to end new fossil fuel financing

 

Shareholder

 

Against

 

Against

 

9. Stockholder proposal requesting a non-discrimination audit analyzing the Company's impacts on civil rights and non-discrimination for all Americans.

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: CLEVELAND-CLIFFS INC

             

2022 Annual Meeting

             

To be held Wednesday, April 27, 2022

             

Ticker: CLF

             

CUSIP: 185899

             
               

Matter Voted On

             

1. Vote Board of Directors

             

     ELECTION of Director: L. Goncalves

 

Issuer

 

For

 

For

 

     ELECTION of Director: D.C. Taylor

 

Issuer

 

For

 

For

 

     ELECTION of Director: J.T. Baldwin

 

Issuer

 

For

 

For

 

     ELECTION of Director: R.P. Fisher, Jr.

 

Issuer

 

For

 

For

 

     ELECTION of Director: W.K. Gerber

 

Issuer

 

For

 

For

 

     ELECTION of Director: S.M. Green

 

Issuer

 

For

 

For

 

     ELECTION of Director: R.S. Michael, Ill

 

Issuer

 

For

 

For

 

     ELECTION of Director: J.L. Miller

 

Issuer

 

For

 

For

 

     ELECTION of Director: G. Stoliar

 

Issuer

 

For

 

For

 

     ELECTION of Director: A.M. Yocum

 

Issuer

 

For

 

For

 

2. Approval, on an advisory basis, of Cleveland-Cliffs Inc. 's named executive officers' compensation

 

Issuer

 

For

 

Against

 

3. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland- Cliffs Inc. to serve for the 2022 fiscal year

 

Issuer

 

For

 

For

 

 

 

 

 

 

 

 

 

               

Issuer: COMCAST CORPORATION

             

2022 Annual Meeting

             

To be held Wednesday, June 1, 2022

             

Ticker: CMCSA

             

CUSIP: 20030N

             
               

Matter Voted On

             

1. Vote Board of Directors:

             

     Election of Director: Kenneth J. Bacon

 

Issuer

 

For

 

For

 

     Election of Director: Madeline S. Bell

 

Issuer

 

For

 

For

 

     Election of Director: Edward D. Breen

 

Issuer

 

For

 

For

 

     Election of Director: Gerald L. Hassell

 

Issuer

 

For

 

For

 

     Election of Director: Jeffrey A. Honickman

 

Issuer

 

For

 

For

 

     Election of Director: Maritza G. Montiel

 

Issuer

 

For

 

For

 

     Election of Director: Asuka Nakahara

 

Issuer

 

For

 

For

 

     Election of Director: David C. Novak

 

Issuer

 

For

 

For

 

     Election of Director: Brian L. Roberts

 

Issuer

 

For

 

For

 

2. Advisory vote on executive compensation

 

Issuer

 

For

 

Against

 

3. Ratification of the appointment of our independent auditors

 

Issuer

 

For

 

For

 

4. To report on charitable donations

 

Stockholder

 

Against

 

Against

 

5. To perform independent racial equity audit

 

Stockholder

 

Against

 

Against

 

6. To report on risks of omitting "viewpoint" and "ideology" from EEO policy

 

Stockholder

 

Against

 

Against

 

7. To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies

 

Stockholder

 

Against

 

Against

 

8. To report on how retirement plan options align with company climate goals

 

Stockholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: CREDIT ACCEPTANCE CORPORATION

             

2022 Annual Meeting

             

To be held Wednesday, June 8, 2022

             

Ticker: CACC

             

CUSIP: 225310

             
               

Matter Voted On

             

1.1 Election of Director: Kenneth S. Booth

 

Issuer

 

For

 

For

 

1.2 Election of Director: Glenda J. Flanagan

 

Issuer

 

For

 

For

 

1.3 Election of Director: Vinayak R. Hegde

 

Issuer

 

For

 

For

 

1.4 Election of Director: Thomas N. Tryforos

 

Issuer

 

For

 

For

 

1.5 Election of Director: Scott J. Vassalluzzo

 

Issuer

 

For

 

For

 

2. Advisory vote to approve named executive officer compensation.

 

Issuer

 

For

 

Against

 

3. Ratification of the selection of Grant Thornton LLP as Credit Acceptance Corporation's independent registered accounting firm for 2022

 

Issuer

 

For

 

For

 

 

 

 

 

 

 

 

 

               

Issuer: DISCOVERY INC

             

2022 Annual Meeting

             

To be held Friday, April 8, 2022

             

Ticker: DISC

             

CUSIP: 25470F

             
               

Matter Voted On

             

1. Vote Board of Directors:

             

     Election of Director: Paul A. Gould

 

Issuer

 

For

 

For

 

     Election of Director: Kenneth W. Lowe

 

Issuer

 

For

 

For

 

     Election of Director: Daniel E. Sanchez

 

Issuer

 

For

 

For

 

2. Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, lnc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022

 

Issuer

 

For

 

For

 

3. To approve the Warner Bros. Discovery, Inc. Stock Incentive Plan.

 

Issuer

 

For

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: DISCOVERY INC

             

2022 Special Meeting

             

To be held Friday, March 11, 2022

             

Ticker: DISC

             

CUSIP: 25470F

             
               

Matter Voted On

             

1A. To reclassify and automatically convert Discovery's capital stock into such number of shares of Series A common stock of Warner Bros. Discovery, Inc.("WBD"), par value $0.01 per share ("WBD common stock"), as set forth in the Agreement and Plan of Merger, dated as of May 17, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among Discovery, Drake Subsidiary, Inc., AT&T Inc. and Magallanes, Inc. ("Spinco").

 

Issuer

 

For

 

For

 

1B. To increase the authorized shares of WBD common stock to 10,800,000,000 shares.

 

Issuer

 

For

 

For

 

1C. To increase the authorized shares of "blank check" preferred stock of WBD, par value $0.01 per share, to 1,200,000,000 shares.

 

Issuer

 

For

 

For

 

1D. To declassify the WBD board of directors into one class of directors upon the election of directors at WBD's third annual meeting of stockholders after the and make certain related changes.

 

Issuer

 

For

 

For

 

1E. To provide for all other changes in connection with the amendment and restatement of Discovery's restated certificate of incorporation1 as amended.

 

Issuer

 

For

 

For

 

2. To approve the issuance of WBD common stock to Spinco stockholders in the Merger as contemplated by the Merger Agreement.

 

Issuer

 

For

 

For

 

3. To approve, on an advisory (non-binding} basis, certain compensation that will or may be paid by Discovery to its named executive officers in connection with the Merger

 

Issuer

 

For

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: DUPONT

             

2022 Annual Meeting

             

To be held Thursday, May 26, 2022

             

Ticker: DD

             

CUSIP: 26614N

             
               

Matter Voted On

             

1A. Election of Director: Amy G. Brady

 

Issuer

 

For

 

For

 

1B. Election of Director: Edward D. Breen

 

Issuer

 

For

 

For

 

1C. Election of Director: Ruby R. Chandy

 

Issuer

 

For

 

For

 

1D. Election of Director: Terrence R. Curtin

 

Issuer

 

For

 

For

 

1E. Election of Director: Alexander M. Cutler

 

Issuer

 

For

 

For

 

1F. Election of Director: Eleuthere I. du Pont

 

Issuer

 

For

 

For

 

1G. Election of Director: Kristina M. Johnson

 

Issuer

 

For

 

For

 

1H. Election of Director: Luther C. Kissam

 

Issuer

 

For

 

For

 

1I. Election of Director: Frederick M. Lowery

 

Issuer

 

For

 

For

 

1J. Election of Director: Raymond J. Milchovich

 

Issuer

 

For

 

For

 

1K. Election of Director: Deanna M. Mulligan

 

Issuer

 

For

 

For

 

1L. Election of Director: Steven M. Sterin

 

Issuer

 

For

 

For

 

2. Advisory Resolution to Approve Executive Compensation

 

Issuer

 

For

 

Against

 

3. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022

 

Issuer

 

For

 

For

 

4. Independent Board Chair

 

Stockholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: EXXON/MOBIL

             

2022 Annual Meeting

             

To be held Wednesday, May 25, 2022

             

Ticker: XOM

             

CUSIP: 30231G

             
               

Matter Voted On

             

1A. Election of Director: Michael J. Angelakis

 

Issuer

 

For

 

For

 

1B. Election of Director: Susan K. Avery

 

Issuer

 

For

 

For

 

1C. Election of Director: Angela F. Braly

 

Issuer

 

For

 

For

 

1D. Election of Director: Ursula M. Burns

 

Issuer

 

For

 

For

 

1E. Election of Director: Gregory J. Goff

 

Issuer

 

For

 

For

 

1F. Election of Director: Kaisa H. Hietala

 

Issuer

 

For

 

For

 

1G. Election of Director: Joseph L. Hooley

 

Issuer

 

For

 

For

 

1H. Election of Director: Steven A. Kandarian

 

Issuer

 

For

 

For

 

1I. Election of Director: Alexander A. Karsner

 

Issuer

 

For

 

For

 

1J. Election of Director: Jeffrey W. Ubben

 

Issuer

 

For

 

For

 

1K. Election of Director: Darren W. Woods

 

Issuer

 

For

 

For

 

2. Ratification of Independent Auditors

 

Issuer

 

For

 

For

 

3. Advisory Vote to Approve Executive Compensation

 

Issuer

 

For

 

Against

 

4. Remove Executive Perquisites

 

Stockholder

 

Against

 

For

 

5. Limit Shareholder Rights for Proposal Submission

 

Stockholder

 

Against

 

Against

 

6. Reduce Company Emissions and Hydrocarbon Sales

 

Stockholder

 

Against

 

Against

 

7. Report on Low Carbon Business Planning

 

Stockholder

 

Against

 

Against

 

8. Report on Scenario Analysis

 

Stockholder

 

Against

 

Against

 

9. Report on Plastic Production

 

Stockholder

 

Against

 

Against

 

10. Report on Political Contributions

 

Stockholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: FORD

             

2022 Annual Meeting

             

To be held Thursday, May 12, 2022

             

Ticker: F

             

CUSIP: 345370

             
               

Matter Voted On

             

1A. Election of Director: Kimberly A. Casiano

 

Issuer

 

For

 

For

 

1B. Election of Director: Alexandra Ford English

 

Issuer

 

For

 

For

 

1C. Election of Director: James 0. Farley, Jr.

 

Issuer

 

For

 

For

 

1D. Election of Director: Henry Ford Ill

 

Issuer

 

For

 

For

 

1E. Election of Director: William Clay Ford, Jr.

 

Issuer

 

For

 

For

 

1F. Election of Director: William W. Helman IV

 

Issuer

 

For

 

For

 

1G. Election of Director: Jon M. Huntsman, Jr.

 

Issuer

 

For

 

For

 

1H. Election of Director: William E. Kennard

 

Issuer

 

For

 

For

 

1I. Election of Director: John C. May

 

Issuer

 

For

 

For

 

1J. Election of Director: Beth E. Mooney

 

Issuer

 

For

 

For

 

1K. Election of Director: Lynn Vojvodich Radakovich

 

Issuer

 

For

 

For

 

1L. Election of Director: John l. Thornton

 

Issuer

 

For

 

For

 

1M. Election of Director: John B. Veihmeyer

 

Issuer

 

For

 

For

 

1N. Election of Director: John S. Weinberg

 

Issuer

 

For

 

For

 

2. Ratification of Independent Registered Public Accounting Firm.

 

Issuer

 

For

 

For

 

3. Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives

 

Issuer

 

For

 

Against

 

4. Approval of the Tax Benefit Preservation Plan.

 

Issuer

 

For

 

For

 

5. Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share.

 

Stockholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: GOLDMAN SACHS

             

2022 Annual Meeting

             

To be held Thursday, April 28, 2022

             

Ticker: GS

             

CUSIP: 38141G

             
               

Matter Voted On

             

1A. Election of Director: Michele Burns

 

Issuer

 

For

 

For

 

1B. Election of Director: Drew Faust

 

Issuer

 

For

 

For

 

1C. Election of Director: Mark Flaherty

 

Issuer

 

For

 

For

 

1D. Election of Director: Kimberley Harris

 

Issuer

 

For

 

For

 

1E. Election of Director: Ellen Kullman

 

Issuer

 

For

 

For

 

1F. Election of Director: Lakshmi Mittal

 

Issuer

 

For

 

For

 

1G. Election of Director: Adebayo Ogunlesi

 

Issuer

 

For

 

For

 

1H. Election of Director: Peter Oppenheimer

 

Issuer

 

For

 

For

 

1I. Election of Director: David Solomon

 

Issuer

 

For

 

For

 

1J. Election of Director: Jan Tighe

 

Issuer

 

For

 

For

 

1K. Election of Director: Jessica Uhl

 

Issuer

 

For

 

For

 

1L. Election of Director: David Viniar

 

Issuer

 

For

 

For

 

1M. Election of Director: Mark Winkelman

 

Issuer

 

For

 

For

 

2. Advisory Vote to Approve Executive Compensation (Say on Pay)

 

Issuer

 

For

 

Against

 

3. Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2022

 

Issuer

 

For

 

For

 

4. Shareholder Proposal Regarding Charitable Giving Reporting

 

Shareholder

 

Against

 

Against

 

5. Shareholder Proposal Regarding a Policy for an Independent Chair

 

Shareholder

 

Against

 

Against

 

6. Shareholder Proposal Regarding a Policy to Ensure Lending and Underwriting do not Contribute to New Fossil Fuel Development

 

Shareholder

 

Against

 

Against

 

7. Shareholder Proposal Regarding Special Shareholder Meeting Thresholds

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: INTEL

             

2022 Annual Meeting

             

To be held Thursday, May 12, 2022

             

Ticker: INTC

             

CUSIP: 458140

             
               

Matter Voted On

             

1A. Election of Director: Patrick P. Gelsinger

 

Issuer

 

For

 

For

 

1B. Election of Director: James J. Goetz

 

Issuer

 

For

 

For

 

1C. Election of Director: Andrea J. Goldsmith

 

Issuer

 

For

 

For

 

1D. Election of Director: Alyssa H. Henry

 

Issuer

 

For

 

For

 

1E. Election of Director: Omar lshrak

 

Issuer

 

For

 

For

 

1F. Election of Director: Risa Lavizzo-Mourey

 

Issuer

 

For

 

For

 

1G. Election of Director: Tsu-Jae King Liu

 

Issuer

 

For

 

For

 

1H. Election of Director: Gregory D. Smith

 

Issuer

 

For

 

For

 

1I. Election of Director: Dion J. Weisler

 

Issuer

 

For

 

For

 

1J. Election of Director: Frank D. Yeary

 

Issuer

 

For

 

For

 

2. Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022.

 

Issuer

 

For

 

For

 

3. Advisory vote to approve executive compensation of our listed officers.

 

Issuer

 

For

 

Against

 

4. Approval of amendment and restatement of the 2006 Equity Incentive Plan.

 

Issuer

 

For

 

Against

 

5. Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting.

 

Shareholder

 

Against

 

Against

 

6. Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting.

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: MARVELL TECHNOLOGY INC

             

2022 Annual Meeting

             

To be held Thursday, June 23, 2022

             

Ticker: MRVL

             

CUSIP: 573874

             
               

Matter Voted On

             

1a. Election of Director: Sara Andrews

 

Issuer

 

For

 

For

 

1b. Election of Director: W. Tudor Brown

 

Issuer

 

For

 

For

 

1c. Election of Director: Brad W. Buss

 

Issuer

 

For

 

For

 

1d. Election of Director: Edward H. Frank

 

Issuer

 

For

 

For

 

1e. Election of Director: Richard S. Hill

 

Issuer

 

For

 

For

 

1f. Election of Director: Marachel L. Knight

 

Issuer

 

For

 

For

 

1g. Election of Director: Matthew J. Murphy

 

Issuer

 

For

 

For

 

1h. Election of Director: Michael G. Strachan

 

Issuer

 

For

 

For

 

1i. Election of Director: Robert E. Switz

 

Issuer

 

For

 

For

 

1j. Election of Director: Ford Tamer

 

Issuer

 

For

 

For

 

2. An advisory (non-binding) vote to approve compensation of our named executive officers

 

Issuer

 

For

 

Against

 

3. To amend the Marvell Technology, Inc. 2000 Employee Stock Purchase Plan to remove the term of the plan and to remove the annual evergreen feature of the plan

 

Issuer

 

For

 

For

 

4. To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023.

 

Issuer

 

For

 

For

 

 

 

 

 

 

 

 

 

               

Issuer: META

             

2022 Annual Meeting

             

To be held Wednesday, May 25, 2022

             

Ticker: FB

             

CUSIP: 30303M

             
               

Matter Voted On

             

1. Election of Directors:

 

 

 

 

 

 

 

     Election of Director: Peggy Alford

 

Issuer

 

For

 

For

 

     Election of Director: Marc L. Andreessen

 

Issuer

 

For

 

For

 

     Election of Director: Andrew W. Houston

 

Issuer

 

For

 

For

 

     Election of Director: Nancy Killefer

 

Issuer

 

For

 

For

 

     Election of Director: Robert M. Kimmitt

 

Issuer

 

For

 

For

 

     Election of Director: Sheryl K. Sandberg

 

Issuer

 

For

 

For

 

     Election of Director: Tracey T. Travis

 

Issuer

 

For

 

For

 

     Election of Director: Tony Xu

 

Issuer

 

For

 

For

 

     Election of Director: Mark Zuckerberg

 

Issuer

 

For

 

For

 

2. To ratify the appointment of Ernst & Young LLP as Meta Platforms, lnc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022.

 

Issuer

 

For

 

For

 

3. To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, lnc.'s named executive officers as disclosed in Meta Platforms, lnc.'s proxy statement.

 

Issuer

 

For

 

Against

 

4. A shareholder proposal regarding dual class capital structure.

 

Shareholder

 

Against

 

Against

 

5. A shareholder proposal regarding an independent chair.

 

Shareholder

 

Against

 

Against

 

6. A shareholder proposal regarding concealment clauses.

 

Shareholder

 

Against

 

Against

 

7. A shareholder proposal regarding report on external costs of misinformation.

 

Shareholder

 

Against

 

Against

 

8. A shareholder proposal regarding report on community standards enforcement.

 

Shareholder

 

Against

 

Against

 

9. A shareholder proposal regarding report and advisory vote on the metaverse.

 

Shareholder

 

Against

 

Against

 

10. A shareholder proposal regarding human rights impact assessment.

 

Shareholder

 

Against

 

Against

 

11. A shareholder proposal regarding child sexual exploitation online.

 

Shareholder

 

Against

 

Against

 

12. A shareholder proposal regarding civil rights and non-discrimination audit.

 

Shareholder

 

Against

 

Against

 

13. A shareholder proposal regarding report on lobbying.

 

Shareholder

 

Against

 

Against

 

14. A shareholder proposal regarding assessment of audit & risk oversight committee.

 

Shareholder

 

Against

 

Against

 

15. A shareholder proposal regarding report on charitable donations.

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: NETFLIX

             

2022 Annual Meeting

             

To be held Thursday, June 2, 2022

             

Ticker: NFLX

             

CUSIP: 64110L

             
               

Matter Voted On

             

1a. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley

 

Issuer

 

For

 

For

 

1b. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore

 

Issuer

 

For

 

For

 

1c. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa

 

Issuer

 

For

 

For

 

1d. Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather

 

Issuer

 

For

 

For

 

2. Management Proposal: Declassification of the Board of Directors.

 

Issuer

 

For

 

For

 

3. Management Proposal: Elimination of Supermajority Voting Provisions.

 

Issuer

 

For

 

For

 

4. Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting

 

Issuer

 

For

 

For

 

5. Ratification of Appointment of Independent Registered Public Accounting Firm.

 

Issuer

 

For

 

For

 

6. Advisory Approval of Executive Officer Compensation.

 

Issuer

 

For

 

For

 

7. Stockholder Proposal entitled, "Proposal 7 -Simple Majority Vote," if properly presented at the meeting

 

Shareholder

 

Against

 

Against

 

8. Stockholder Proposal entitled, "Proposal 8 - Lobbying Activity Report," if properly presented at the meeting

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: SCHLUMBERGER LIMITED

             

2022 Annual Meeting

             

To be held Wednesday, April 6, 2022

             

Ticker: SLB

             

CUSIP: 806857

             
               

Matter Voted On

             

1A. Election of Director: Peter Coleman

 

Issuer

 

For

 

For

 

1B. Election of Director: Patrick de La Chevardiere

 

Issuer

 

For

 

For

 

1C. Election of Director: Miguel Galuccio

 

Issuer

 

For

 

For

 

1D. Election of Director: Olivier Le Peuch

 

Issuer

 

For

 

For

 

1E. Election of Director: Samuel Leupold

 

Issuer

 

For

 

For

 

1F. Election of Director: Tatiana Mitrova

 

Issuer

 

For

 

For

 

1G. Election of Director: Maria Moraeus Hanssen

 

Issuer

 

For

 

For

 

1H. Election of Director: Vanitha Narayanan

 

Issuer

 

For

 

For

 

1I. Election of Director: Mark Papa

 

Issuer

 

For

 

For

 

1J. Election of Director: Jeff Sheets

 

Issuer

 

For

 

For

 

1K. Election of Director: Ulrich Spiesshofer

 

Issuer

 

For

 

For

 

2. Advisory approval of our executive compensation.

 

Issuer

 

For

 

Against

 

3. Approval of our consolidated balance sheet at December 31, 2021; our consolidated statement of income for the year ended December 31, 2021; and the declarations of dividends by our Board of Directors in 2021, as reflected in our 2021 Annual Report to Stockholders

 

Issuer

 

For

 

For

 

4. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2022.

 

Issuer

 

For

 

For

 

 

 

 

 

 

 

 

 

               

Issuer: SENSATA TECHNOLOGIES HOLDINAGS PLC

             

2022 Annual Meeting

             

To be held Thursday, May 26, 2022

             

Ticker: ST

             

CUSIP: G8060N

             
               

Matter Voted On

             

1A. Election of Director: Andrew C. Teich

 

Issuer

 

For

 

For

 

1B. Election of Director: Jeffrey J. Cote

 

Issuer

 

For

 

For

 

1C. Election of Director: John P. Absmeier

 

Issuer

 

For

 

For

 

1D. Election of Director: Daniel L. Black

 

Issuer

 

For

 

For

 

1E. Election of Director: Lorraine A. Bolsinger

 

Issuer

 

For

 

For

 

1F. Election of Director: James E. Heppelmann

 

Issuer

 

For

 

For

 

1G. Election of Director: Constance E. Skidmore

 

Issuer

 

For

 

For

 

1H. Election of Director: Steven A. Sonnenberg

 

Issuer

 

For

 

For

 

1I. Election of Director: Martha N. Sullivan

 

Issuer

 

For

 

For

 

1J. Election of Director: Stephen M. Zide

 

Issuer

 

For

 

For

 

2. Advisory resolution to approve executive compensation

 

Issuer

 

For

 

Against

 

3. Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm

 

Issuer

 

For

 

For

 

4. Advisory resolution on Director Compensation Report

 

Issuer

 

For

 

Against

 

5. Ordinary resolution on Director Compensation Policy

 

Issuer

 

For

 

Against

 

6. Ordinary resolution to reappoint Ernst & Young LLP as the Company's U.K. statutory auditor

 

Issuer

 

For

 

For

 

7. Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement

 

Issuer

 

For

 

For

 

8. Ordinary resolution to receive the Company's 2021 Annual Report and Accounts

 

Issuer

 

For

 

For

 

9. Special resolution to approve the form of share repurchase contracts and repurchase parties

 

Issuer

 

For

 

For

 

10. Ordinary resolution to authorize the Board of Directors to issue equity securities

 

Issuer

 

For

 

For

 

11. Special resolution to authorize the Board of Directors to issue equity securities without pre-emptive rights

 

Issuer

 

For

 

For

 

12. Ordinary resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans

 

Issuer

 

For

 

Against

 

13. Special resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans without pre-emptive rights

 

Issuer

 

For

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: SKYWORKS SOLUTIONS INC

             

2022 Annual Meeting

             

To be held Wednesday, May 11, 2022

             

Ticker: SWKS

             

CUSIP: 83088M

             
               

Matter Voted On

             

1A. Election of Director: Alan S. Batey

 

Issuer

 

For

 

For

 

1B. Election of Director: Kevin L. Beebe

 

Issuer

 

For

 

For

 

1C. Election of Director: Liam K. Griffin

 

Issuer

 

For

 

For

 

1D. Election of Director: Eric J. Guerin

 

Issuer

 

For

 

For

 

1E. Election of Director: Christine King

 

Issuer

 

For

 

For

 

1F. Election of Director: Suzanne E. McBride

 

Issuer

 

For

 

For

 

1G. Election of Director: David P. McGlade

 

Issuer

 

For

 

For

 

1H. Election of Director: Robert A. Schriesheim

 

Issuer

 

For

 

For

 

2. To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2022

 

Issuer

 

For

 

For

 

3. To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement.

 

Issuer

 

For

 

Against

 

4. To approve an amendment to the Company’s Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities

 

Issuer

 

For

 

For

 

5. To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person.

 

Issuer

 

For

 

For

 

6. To approve an amendment to the Company’s Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors.

 

Issuer

 

For

 

For

 

7. To approve an amendment to the Company’s Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders

 

Issuer

 

For

 

For

 

8. To approve a stockholder proposal regarding the Company's stockholder special meeting right

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: UNITEDHEALTH GROUP

             

2022 Annual Meeting

             

To be held Monday, June 6, 2022

             

Ticker: UNH

             

CUSIP: 91324P

             
               

Matter Voted On

             

1a. Election of Director: Timothy P. Flynn

 

Issuer

 

For

 

For

 

1b. Election of Director: Paul R. Garcia

 

Issuer

 

For

 

For

 

1c. Election of Director: Stephen J. Hemsley

 

Issuer

 

For

 

For

 

1d. Election of Director: Michele J. Hooper

 

Issuer

 

For

 

For

 

1e. Election of Director: F. William McNabb Ill

 

Issuer

 

For

 

For

 

1f. Election of Director: Valerie C. Montgomery Rice, M.D.

 

Issuer

 

For

 

For

 

1g. Election of Director: John H. Noseworthy, M.D.

 

Issuer

 

For

 

For

 

1h. Election of Director: Andrew Witty

 

Issuer

 

For

 

For

 

2. Advisory approval of the Company's executive compensation.

 

Issuer

 

For

 

Against

 

3. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022

 

Issuer

 

For

 

For

 

4. If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay.

 

Shareholder

 

Against

 

Against

 

5. If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal regarding political contributions congruency report.

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: VERIZON 2022

             

2022 Annual Meeting

             

To be held Thursday, May 12, 2022

             

Ticker: VZ

             

CUSIP: 92343V

             
               

Matter Voted On

             

1a. Election of Director: Shellye Archambeau

 

Issuer

 

For

 

For

 

1b. Election of Director: Roxanne Austin

 

Issuer

 

For

 

For

 

1c. Election of Director: Mark Bertolini

 

Issuer

 

For

 

For

 

1d. Election of Director: Melanie Healey

 

Issuer

 

For

 

For

 

1e. Election of Director: Laxman Narasimhan

 

Issuer

 

For

 

For

 

1f. Election of Director: Clarence Otis, Jr.

 

Issuer

 

For

 

For

 

1g. Election of Director: Daniel Schulman

 

Issuer

 

For

 

For

 

1h. Election of Director: Rodney Slater

 

Issuer

 

For

 

For

 

1i. Election of Director: Carol Tome

 

Issuer

 

For

 

For

 

1j. Election of Director: Hans Vestberg

 

Issuer

 

For

 

For

 

1k. Election of Director: Gregory Weaver

 

Issuer

 

For

 

For

 

2. Advisory vote to approve executive compensation

 

Issuer

 

For

 

Against

 

3. Ratification of appointment of independent registered public accounting firm

 

Issuer

 

For

 

For

 

4. Report on charitable contributions

 

Stockholder

 

Against

 

Against

 

5. Amend clawback policy

 

Stockholder

 

Against

 

Against

 

6. Shareholder ratification of annual equity awards

 

Stockholder

 

Against

 

For

 

7. Business operations in China

 

Stockholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

Issuer: WELLS FARGO ADVISORS

             

2022 Annual Meeting

             

To be held Tuesday, April 26, 2022

             

Ticker: WFC

             

CUSIP: 949746

             
               

Matter Voted On

             

1A. Election of Director: Steven D. Black

 

Issuer

 

For

 

For

 

1B. Election of Director: Mark A. Chancy

 

Issuer

 

For

 

For

 

1C. Election of Director: Celeste A. Clark

 

Issuer

 

For

 

For

 

1D. Election of Director: Theodore F. Craver, Jr.

 

Issuer

 

For

 

For

 

1E. Election of Director: Richard K. Davis

 

Issuer

 

For

 

For

 

1F. Election of Director: Wayne M. Hewett

 

Issuer

 

For

 

For

 

1G. Election of Director: Cecelia (''CeCe") G. Morken

 

Issuer

 

For

 

For

 

1H. Election of Director: Maria R. Morris

 

Issuer

 

For

 

For

 

1I. Election of Director: Felicia F. Norwood

 

Issuer

 

For

 

For

 

1J. Election of Director: Richard B. Payne, Jr.

 

Issuer

 

For

 

For

 

1K. Election of Director: Juan A. Pujadas

 

Issuer

 

For

 

For

 

1L. Election of Director: Ronald L. Sargent

 

Issuer

 

For

 

For

 

1M. Election of Director: Charles W. Scharf

 

Issuer

 

For

 

For

 

1N. Election of Director: Suzanne M. Vautrinot

 

Issuer

 

For

 

For

 

2. Advisory resolution to approve executive compensation (Say on Pay).

 

Issuer

 

For

 

Against

 

3. Approve the Company's 2022 Long-Term Incentive Plan.

 

Issuer

 

For

 

Against

 

4. Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022

 

Issuer

 

For

 

For

 

5. Shareholder Proposal - Policy for Management Pay Clawback Authorization.

 

Shareholder

 

Against

 

For

 

6. Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses

 

Shareholder

 

Against

 

Against

 

7. Shareholder Proposal - Racial and Gender Board Diversity Report.

 

Shareholder

 

Against

 

Against

 

8. Shareholder Proposal - Report on Respecting Indigenous Peoples' Rights.

 

Shareholder

 

Against

 

Against

 

9. Shareholder Proposal - Climate Change Policy.

 

Shareholder

 

Against

 

Against

 

10. Shareholder Proposal - Conduct a Racial Equity Audit.

 

Shareholder

 

Against

 

Against

 

11. Shareholder Proposal - Charitable Donations Disclosure.

 

Shareholder

 

Against

 

Against

 

 

 

 

 

 

 

 

 

               

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)

 

California First Leasing Corporation

 

 

 

By (Signature and Title)

 

/s/ Patrick E. Paddon

 

 

Patrick E. Paddon

 

 

Chief Executive Officer

 

 

 

Date:

 

August 26, 2022

 

 

 


 
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