Securities Registration (section 12(b)) (8-a12b)
20 Junho 2023 - 3:38PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
HSBC HOLDINGS
PLC
(Exact Name of Registrant as Specified in its Charter)
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England and Wales |
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None |
(State or Other Jurisdiction
of Incorporation or Organization) |
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(I.R.S. Employer
Identification No.) |
8 Canada Square
London E14 5HQ
United
Kingdom
(Address of Principal Executive Offices)
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered |
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Name of each exchange on which
each class is to be registered |
6.547% Fixed Rate/Floating Rate Subordinated Unsecured Notes due 2034 |
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New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this
form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
333-253632
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
On February 26, 2021, HSBC Holdings plc (the Registrant) filed with the Securities and Exchange Commission (the
Commission) a Registration Statement on Form F-3 (File No. 333-253632) (the Registration Statement) relating to, among other securities,
dated subordinated debt securities of the Registrant.
On February 26, 2021, the Registrant filed with the Commission pursuant to
Rule 415 under the Securities Act of 1933, as amended (the Securities Act), the base prospectus dated February 26, 2021, as supplemented by the prospectus supplement dated June 12, 2023 (the Prospectus and the
Prospectus Supplement, respectively). The Prospectus and the Prospectus Supplement are incorporated herein by reference to the extent set forth below.
Item 1. |
Description of Registrants Securities to be Registered. |
Reference is made to the information set forth on pages 10 through 26 (under Description of Debt Securities) of the Prospectus,
pages 45 through 55 (under Taxation) of the Prospectus, page S-24 through S-25 (under Risk FactorsRisks Relating to the NotesWe may issue
securities senior to, or pari passu with, the Notes) of the Prospectus Supplement, pages S-36 through S-51 (under Description of the Notes) of
the Prospectus Supplement and page S-53 (under Taxation) of the Prospectus Supplement, all of which information is incorporated by reference in this registration statement.
The following exhibits shall be, or have been, filed with the New York Stock Exchange, Inc. or the Commission:
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1. |
Indenture dated as of March 12, 2014 by and among the Registrant, The Bank of New York Mellon, as trustee,
and HSBC Bank USA, National Association, as paying agent, registrar and exchange rate agent (incorporated herein by reference to Exhibit 4.1(a) to the Registrants Registration Statement on Form F-3)
(File No. 333-180288). |
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2. |
First Supplemental Indenture dated as of March 12, 2014 by and among the Registrant, The Bank of New York
Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and exchange rate agent (incorporated herein by reference to Exhibit 4.1 to the Registrants Form 6-K (File No. 001-14930) dated March 12, 2014). |
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3. |
Second Supplemental Indenture dated as of August 18, 2015 by and among the Registrant, The Bank of New
York Mellon, London Branch, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and exchange rate agent (incorporated herein by reference to Exhibit 4.1 to the Registrants Form
6-K (File No. 001-14930) dated August 18, 2015). |
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4. |
Third Supplemental Indenture dated as of November 23, 2016 by and among the Registrant, The Bank of New
York Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and exchange rate agent (incorporated herein by reference to Exhibit 4.3 to the Registrants Form 6-K (File No. 001-14930) dated November 23, 2016). |
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5. |
Sixth Supplemental Indenture dated as of June 20, 2023 by and among the Registrant, the Bank of New York
Mellon, as trustee, and HSBC Bank USA, National Association, as paying agent, registrar and calculation agent (incorporated herein by reference to Exhibit 4.1 to the Registrants Form 6-K (File No.
001-14930) dated June 20, 2023). |
2 of 4
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6. |
6.547% Fixed Rate/Floating Rate Subordinated Unsecured Notes due 2034 (global registered form).
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7. |
Resolutions of the Board of Directors of the Registrant providing for the issuance of the Subordinated
Unsecured Notes (incorporated by reference to Exhibit 8 to the Registrants Form 8-A (File No. 001-14930) dated March 24, 2021) dated February 18,
2021. |
3 of 4
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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Registrant: HSBC Holdings plc |
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By: |
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/s/ Georges Elhedery |
Name: |
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Georges Elhedery |
Title: |
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Group Chief Financial Officer |
Date: June 20, 2023
[Signature Page to
Form 8-A]
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