Massachusetts Court Rules that Eaton Vance and its Fund Trustees Violated Federal Law by Stripping Shareholders’ Voting Rights
25 Janeiro 2023 - 3:00PM
Business Wire
Saba Capital Comments on Court’s Decision to
Uphold the Investment Company Act, A Win for Closed-End Fund
Shareholders
Saba Capital Management, L.P. and certain associated parties
(collectively “Saba” or “we”) today commented on the outcome of the
lawsuit brought in the Suffolk County Superior Court in
Massachusetts (the “Court”) by four closed-end funds advised by
Eaton Vance – the Eaton Vance Senior Income Trust (NYSE: EVF),
Eaton Vance Senior Floating-Rate Trust (NYSE: EFR), Eaton Vance
Floating-Rate Income Trust (NYSE: EFT) and Eaton Vance
Limited-Duration Fund (NYSE: EVV) (the “Funds”) – and the following
fund trustees: Thomas E. Faust, Jr., Mark R. Fetting, Cynthia E.
Frost, George J. Gorman, Valerie A. Mosley, William H. Park, Helen
F. Peters, Keith Quinton, Marcus L. Smith, Susan J. Sutherland and
Scott E. Wennerholm.
On July 15, 2020, Eaton Vance sued for declaratory judgement on
the validity of its actions to strip away voting rights from
closed-end fund shareholders through the adoption of a Control
Share Amendment to its bylaws. On January 21, 2023, the Court
issued a summary judgement ruling in favor of Saba and invalidating
Eaton Vance’s control share provision as a violation of the
Investment Company Act. In its ruling, the Court agreed with the
2022 ruling by the United States District Court for the Southern
District of New York in a prior lawsuit Saba brought against Nuveen
that found the restrictive use of control share bylaws to violate
federal law.
Michael D’Angelo, Partner and General Counsel of Saba,
commented:
“The Court’s ruling is an important win for closed-end fund
shareholders as it upholds the Investment Company Act and the
protection it provides for the voting rights of every shareholder.
Not only does the ruling rescind Eaton Vance’s control share
provision, but it puts all closed-end funds on notice that any
attempts to entrench trustees and investment advisors that violate
the law will not be tolerated. Eaton Vance used this illegal
amendment to strip voting rights in order to facilitate the
approval of new investment advisory agreements needed in connection
with the sale of Eaton Vance to Morgan Stanley. Had the law not
been broken, we believe the significant losses suffered by
shareholders could have been mitigated.”
About Saba Capital
Saba Capital Management, L.P. is a global alternative asset
management firm that seeks to deliver superior risk-adjusted
returns for a diverse group of clients. Founded in 2009 by Boaz
Weinstein, the Firm is a pioneer of credit relative value
strategies and capital structure arbitrage. The Firm is
headquartered in New York City. Learn more at
www.sabacapital.com.
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version on businesswire.com: https://www.businesswire.com/news/home/20230125005602/en/
Longacre Square Partners Greg Marose / Kate Sylvester,
646-386-0091 gmarose@longacresquare.com /
ksylvester@longacresquare.com
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