All amounts are in Canadian dollars
(TSX: HEO) – H2O Innovation Inc. (“H2O Innovation” or the
“Corporation”) announces that the Superior Court of Québec (the
“Court”) issued on October 27, 2023 an interim order (the “Interim
Order”) in connection with the previously announced acquisition by
Ember SPV I Purchaser Inc. (the “Purchaser”), an entity controlled
by funds managed by Ember Infrastructure Management, LP, a New
York-based private equity firm, of all of the issued and
outstanding common shares in the capital of H2O Innovation (the
“Shares”), other than the Shares to be rolled over by
Investissement Québec, Caisse de dépôt et placement du Québec and
certain key executives of the Corporation (collectively, the
“Rollover Shareholders”), for $4.25 in cash per Share, pursuant to
a statutory plan of arrangement (the “Arrangement”) under the
Canada Business Corporations Act. Among other things, the Interim
Order authorizes the Corporation to call, hold and conduct a
special meeting (the “Meeting”) of holders (the “Shareholders”) of
Shares to consider the Arrangement.
The Management Information Circular (the “Circular”) and related
materials for the Meeting are available under the Corporation’s
profile on SEDAR+ at www.sedarplus.ca and on H2O Innovation’s
website at www.h2oinnovation.com. H2O Innovation expects to begin
the distribution and mailing of the Circular and related materials
to Shareholders in the coming days.
The Meeting will be held on November 28, 2023 at 10:00 a.m.
(Montréal time) in virtual only format via live audio webcast
online at https://web.lumiagm.com/460305072; password:
innovation2023 (case sensitive). Shareholders of record on October
24, 2023 will be entitled to receive notice of, and to vote at, the
Meeting. Shareholders and their duly appointed proxyholders will be
able to attend, ask questions and vote at the Meeting online
following the instructions contained in the Circular. Shareholders
will have an equal opportunity to attend the Meeting online
regardless of their geographic location. The Circular, which
Shareholders are expected to receive in the coming days, provides
information on, among other things, the Arrangement and voting
procedures.
H2O Innovation’s board of directors (with any conflicted
director abstaining from voting on the matter), after receiving
legal and financial advice and a unanimous recommendation from a
committee of independent directors, unanimously determined that the
Arrangement is in the best interests of H2O Innovation and is fair
and reasonable to the Shareholders (other than the Rollover
Shareholders) and recommends unanimously, for the reasons set out
in the Circular, that Shareholders vote FOR the special resolution approving the
Arrangement at the Meeting.
Completion of the Arrangement is subject to the approval by (i)
at least 66 2/3% of the votes cast by the Shareholders voting
together as a single class, and (ii) a simple majority of the votes
cast by the Shareholders voting together as a single class,
excluding the votes attached to Shares beneficially owned, or over
which control or direction is exercised by, the Rollover
Shareholders, in each case, present virtually or represented by
proxy at the Meeting, as well as other customary conditions
including the issuance of a final order by the Court. It is
anticipated that the Arrangement will be completed in the fourth
quarter of 2023.
H2O Innovation has retained Kingsdale Advisors to act as proxy
solicitation agent and to respond to inquiries from Shareholders.
If you have any questions about the information contained in the
Circular or need assistance voting or completing your form of proxy
or voting information form, please contact Kingsdale Advisors
either (i) by email at contactus@kingsdaleadvisors.com or (ii) by
telephone at 1-866-581-1489 (toll-free in North America) or (416)
623-2516 (text or call outside North America).
Cautionary Note and Forward-Looking Statements The
Corporation’s oral and written public communications may include
forward-looking statements. These statements are included in this
press release, the Circular and may be included in other filings or
communications from the Corporation. The forward-looking statements
are made pursuant to the applicable securities legislation.
Forward-looking statements may include, but are not limited to,
statements and comments with respect to the holding of the Meeting,
the anticipated timing and the various steps to be completed in
connection with the Arrangement, including receipt of Shareholder
and Court approvals, and the anticipated timing of closing of the
Arrangement. Forward-looking information also relates to, among
other things, the Corporation’s strategies to achieve its
objectives, as well as information with respect to management’s
beliefs, plans, expectations, anticipations, estimations and
intentions, and may also include other statements that are
predictive in nature, or that depend upon or refer to future events
or conditions. The management of H2O Innovation would like to point
out that forward-looking statements involve a number of
uncertainties, known and unknown risks and other factors which may
cause the actual results, performance or achievements of the
Corporation to materially differ from any future results,
performance or achievements expressed or implied by such
forward-looking statements. In preparing its outlook, the
Corporation made assumptions that do not consider extraordinary
events or circumstances beyond its control. When used in this press
release, words such as “anticipate”, “continue”, “could”,
“estimate”, “expect”, “forecast”, “future”, “intend”, “may”,
“objective”, “outlook”, “plan”, “predict”, “project”, “should”,
“will”, “would” or the negative or comparable terminology as well
as terms usually used in the future and the conditional are
generally intended to identify forward-looking statements, although
not all forward-looking statements include such words.
The information contained in forward-looking statements is based
upon certain material assumptions that were applied in drawing a
conclusion or making expectations, forecasts, projections,
predictions, or estimations, including, without limitation: that
the Arrangement will be completed on the terms currently
contemplated, and in accordance with the timing currently expected;
that all conditions to the completion of the Arrangement will be
satisfied or waived; and that the arrangement agreement entered
into on October 3, 2023 between the Corporation and the Purchaser
regarding the Arrangement (the “Arrangement Agreement”) will not be
terminated prior to the completion of the Arrangement. A change
affecting an assumption can also have an impact on other
interrelated assumptions, which could increase or diminish the
effect of the change. Forward-looking statements are presented for
the purpose of assisting investors and others in understanding
certain key elements of the Corporation’s current objectives,
strategic priorities, expectations and plans, and in obtaining a
better understanding of the Corporation’s business and anticipated
operating environment.
Forward-looking statements are necessarily based on a number of
opinions, assumptions and estimates that, while considered
reasonable by the Corporation as of the date of this press release,
are subject to inherent uncertainties, risks and changes in
circumstances that may differ materially from those contemplated by
the forward-looking statements. Moreover, the proposed Arrangement
could be modified or the Arrangement Agreement terminated in
accordance with its terms. Several factors, risks or uncertainties
could cause the actual results to differ materially from the
results discussed in the forward-looking statements. Should one or
more of these factors, risks or uncertainties materialize or should
the assumptions underlying those forward-looking statements prove
incorrect, actual results may vary materially from those described
herein. Such factors include, without limitation: (a) the failure
of the parties to obtain any necessary regulatory approvals or the
required Shareholder and Court approvals or to otherwise satisfy
the conditions to the completion of the Arrangement, and failure of
the parties to obtain such approvals or satisfy such conditions in
a timely manner; (b) significant costs or unknown liabilities
related to the Arrangement; (c) litigation relating to the
Arrangement may be commenced which may prevent, delay or give rise
to significant costs or liabilities; (d) the Arrangement Agreement
may be terminated prior to its consummation; (e) the Corporation
may be required to pay a termination fee to the Purchaser in
certain circumstances if the Arrangement is not completed; (f) the
focus of management’s time and attention on the Arrangement may
detract from other aspects of the Corporation’s business; (g)
general economic conditions; (h) the market price of the Shares may
be materially adversely affected if the Arrangement is not
completed or its completion is materially delayed; and (i) failure
to realize the expected benefits of the Arrangement.
Failure to obtain any necessary regulatory approvals or the
required Shareholder and Court approvals, or such approvals being
obtained subject to conditions that are not anticipated, or failure
of the parties to otherwise satisfy the conditions to the
completion of the Arrangement may result in the Arrangement not
being completed on the proposed terms, or at all. If the
Arrangement is not completed, and the Corporation continues as a
publicly-traded entity, there are risks that the announcement of
the Arrangement and the dedication of substantial resources of the
Corporation to the completion of the Arrangement could have an
impact on its business and strategic relationships (including with
future and prospective employees, customers, suppliers and
partners), operating results and activities in general, and could
have a material adverse effect on its current and future
operations, financial condition and prospects. Furthermore,
pursuant to the terms of the Arrangement Agreement, the Corporation
may, in certain circumstances, be required to pay a fee to the
Purchaser, the result of which could have an adverse effect on its
financial position. The Corporation cautions that the foregoing
list of factors is not exhaustive. Additional information about the
risk factors to which the Corporation is exposed to is provided in
the Annual Information Form dated September 27, 2023, which is
available on SEDAR+ (www.sedarplus.ca).
The forward-looking statements set forth herein reflect the
Corporation’s expectations as of the date hereof, and are subject
to change after this date. The Corporation may, from time to time,
make oral forward-looking statements. The Corporation advises that
the above paragraphs and the risk factors described herein should
be read for a description of certain factors that could cause the
actual results of the Corporation to differ materially from those
in the oral forward-looking statements. Unless required to do so
pursuant to applicable securities legislation, H2O Innovation
assumes no obligation to update or revise forward-looking
statements contained in this press release or in other
communications as a result of new information, future events, and
other changes.
About H2O Innovation Innovation is in our name, and it is
what drives the organization. H2O Innovation is a complete water
solutions company focused on providing best-in-class technologies
and services to its customers. The Corporation’s activities rely on
three pillars: i) Water Technologies & Services (WTS) applies
membrane technologies and engineering expertise to deliver
equipment and services to municipal and industrial water,
wastewater, and water reuse customers, ii) Specialty Products (SP)
is a set of businesses that manufacture and supply a complete line
of specialty chemicals, consumables and engineered products for the
global water treatment industry, and iii) Operation &
Maintenance (O&M) provides contract operations and associated
services for water and wastewater treatment systems. Through
innovation, we strive to simplify water. For more information,
visit www.h2oinnovation.com.
Source: H2O Innovation Inc. www.h2oinnovation.com
This press release shall not constitute an offer to purchase or
a solicitation of an offer to sell any securities, or a
solicitation of a proxy of any securityholder of any person in any
jurisdiction. Any offers or solicitations will be made in
accordance with the requirements under applicable law. Shareholders
are advised to review any documents that may be filed with
securities regulatory authorities and any subsequent announcements
because they will contain important information regarding the
Arrangement and the terms and conditions thereof. The circulation
of this press release and the Arrangement may be subject to a
specific regulation or restrictions in some countries.
Consequently, persons in possession of this press release must
familiarize themselves and comply with any restrictions that may
apply to them.
View source
version on businesswire.com: https://www.businesswire.com/news/home/20231030563346/en/
Marc Blanchet +1 418-688-0170
marc.blanchet@h2oinnovation.com
H2O Innovation (TSX:HEO)
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