- Statement of Changes in Beneficial Ownership (4)
22 Dezembro 2008 - 2:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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February 28, 2011
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LARSON BRADLEY E
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2. Issuer Name
and
Ticker or Trading Symbol
MEADOW VALLEY CORP
[
MVCO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President/CEO
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(Last)
(First)
(Middle)
4602 E. THOMAS ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/18/2008
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(Street)
PHOENIX, AZ 85018
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Exercise options to purchase common stock
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12/18/2008
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12/18/2008
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M
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7000
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A
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$3.875
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106862
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D
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Exercise options to purchase common stock
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12/18/2008
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12/18/2008
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M
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33334
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A
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$1.46
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140196
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Exercise options to purchase common stock
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$3.875
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12/18/2008
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12/18/2008
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M
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7000
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(1)
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10/21/2009
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Common stock
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7000
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$3.875
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43334
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D
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Exercise options to purchase common stock
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$1.46
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12/18/2008
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12/18/2008
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M
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33334
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(2)
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11/19/2013
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Common stock
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33334
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$1.46
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10000
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D
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Explanation of Responses:
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(
1)
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On October 21, 1999, reporting person was granted 7,000 options to purchase common stock. The options vest in three installments of 2,333, 2,333 and 2,334 options each on October 21, 2000, 2001 and 2002, respectively.
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(
2)
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On November 19, 2003, reporting person was granted 50,000 options to purchase common stock. The options vest in three installments of 16,666, 16,666 and 16,667 options each year on November 19, 2004, 2005 and 2006 respectively.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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LARSON BRADLEY E
4602 E. THOMAS ROAD
PHOENIX, AZ 85018
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X
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President/CEO
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Signatures
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/s/ David D. Doty, Attorney-in-fact
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12/22/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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