- Post-Effective Amendment to Registration Statement (POS AM)
30 Março 2009 - 6:21PM
Edgar (US Regulatory)
As filed
with the Securities and Exchange Commission on March 30, 2009
Registration
No. 333-116462
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 1 TO
FORM
S-3
REGISTRATION
STATEMENT
UNDER
THE SECURITIES
ACT
OF 1933
AVAX
TECHNOLOGIES, INC.
(Exact
name of registrant as specified in its charter)
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(State
or other jurisdiction
of
incorporation or organization)
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(I.R.S.
Employer
Identification
No.)
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2000
Hamilton Street, Suite 204
Philadelphia,
PA 19130
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Francois
R. Martelet, M.D.
President
and Chief Executive Officer
2000
Hamilton Street, Suite 204
Philadelphia,
PA 19130
(215)
241-9760
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Copies
to:
Faith
L. Charles, Esq.
Mintz,
Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Chrysler
Center
666
Third Avenue
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(Name,
address, including zip code, and telephone number, including area code, of
agent for service)
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New
York, NY 10017
(212)
935-3000
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Not
Applicable
(Approximate
date of commencement of proposed sale to the
public)
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DEREGISTRATION
OF UNSOLD SECURITIES
On June
14, 2004, Avax Technologies, Inc. (the “Company”) filed
a Registration Statement on Form S-3 (File No. 333-116462) (the
“Registration Statement”) to register 28,010,497 shares of the Company’s common
stock, par value $.004 per share (the “Common Stock”). This offering has been
terminated because the Company intends to deregister its Common Stock under the
Securities Exchange Act of 1934, as amended. Consequently, in
accordance with an undertaking made by the Company in the Registration Statement
to remove from registration, by means of a post-effective amendment, any of the
securities that remain unsold at the termination of the offering, the Company
hereby removes from registration the securities of the Company that are
registered but unsold under the Registration Statement.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the registrant certifies that
it has reasonable grounds to believe that it meets all the requirements for
filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to
its Registration Statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Philadelphia, State of Pennsylvania on
March 30, 2009.
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AVAX TECHNOLOGIES,
INC.
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/s/ Francois R. Martelet,
M.D.
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Francois
R. Martelet,
M.D.
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President
and Chief Executive Officer
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Pursuant
to the requirements of the Securities Act of 1933, this Post-Effective Amendment
No. 1 to the Registration Statement has been signed by the following persons in
the capacities and on the dates indicated.
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/s/
Francois
R. Martelet, M.D.
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President,
Chief Executive Officer and Director
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March
30, 2009
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Francois
R. Martelet, M.D.
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(Principal
Executive Officer, Principal Financial Officer and Principal Accounting
Officer)
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/s/
John K.A.
Prendergast, Ph.D.
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Chairman
of the Board and Director
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March
30, 2009
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John
K.A. Prendergast, Ph.D.
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/s/
Andrew
Dahl
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Director
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March
30, 2009
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Andrew
Dahl
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/s/
Carl
Spana, Ph.D.
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Director
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March
30, 2009
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Carl
Spana, Ph.D.
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/s/
Edson D.
de Castro
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Director
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March
30, 2009
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Edson
D. de Castro
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