- Statement of Changes in Beneficial Ownership (4)
15 Julho 2011 - 1:48PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MITCHELL JASON STEVEN
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2. Issuer Name
and
Ticker or Trading Symbol
ROYAL MINES & MINERALS CORP
[
RYMM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CFO, Treasurer & Secretary
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(Last)
(First)
(Middle)
87 FOUNTAINHEAD CIRCLE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/13/2011
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(Street)
HENDERSON, NV 89052
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Shares of Common Stock
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7/13/2011
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P
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35000
(2)
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A
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$0.05
(1)
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3850000
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I
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held by E-Ore Holdings LLC
(2)
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Shares of Common Stock
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7/13/2011
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P
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173680
(3)
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A
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$0.05
(1)
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841680
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I
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held by Gold Crown Holdings LLC
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Warrants (Right to Buy)
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$0.1
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7/13/2011
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P
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35000
(2)
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7/13/2011
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7/12/2013
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Common Stock
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35000
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(1)
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3850000
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I
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held by E-Ore Holdings LLC
(2)
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Warrants (Right to Buy)
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$0.1
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7/13/2011
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P
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173680
(3)
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7/13/2011
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7/12/2013
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Common Stock
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173680
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(1)
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674680
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I
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held by Gold Crown Holdings LLC
(3)
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Explanation of Responses:
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(
1)
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Purchase of units at a price of $0.05 per unit, consisting of one share of common stock and one share purchase warrant exercisable at a price of $0.10 per share for a two year period from the date of issuance.
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(
2)
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The 35,000 shares and 35,000 warrants acquired by the Reporting Person reflects a 12.5% interest in 280,000 shares and 280,000 warrants acquired by E-Ore Holdings LLC. The Reporting Person is a 1/8th managing member of E-Ore Holdings LLC.
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(
3)
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The 173,680 shares and 173,680 warrants acquired by the Reporting Person reflects a 16.7% interest in 1,040,000 units held by Gold Crown Holdings LLC. The Reporting Person is a 16.7% managing member of Gold Crown Holdings LLC.
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Remarks:
The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of any of the equity securities listed in this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MITCHELL JASON STEVEN
87 FOUNTAINHEAD CIRCLE
HENDERSON, NV 89052
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X
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X
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CFO, Treasurer & Secretary
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Signatures
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Jason S. Mitchell
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7/14/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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