Amended Statement of Ownership (sc 13g/a)
22 Janeiro 2019 - 3:55PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Zoe’s Kitchen, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
98979J109
(CUSIP Number)
December 31, 2018
(Date of Event which Requires Filing of this
Statement)
Check the appropriate box to designate the rule
pursuant to which this schedule is filed:
|
o
Rule 13d-1(b)
|
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x
Rule 13d-1(c)
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o
Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for
a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
|
The information required on the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
Schedule
13G
C
USIP No. 98979J109
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Page 2 of 8
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1
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name of
reporting person
Vintage Capital Management,
LLC
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2
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check the appropriate box if a member of a group
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(a)
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¨
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(b)
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¨
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3
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sec use only
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4
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citizenship
or place of organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
|
sole
voting power
0 shares
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6
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shared
voting power
0 shares
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7
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sole
dispositive power
0 shares
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8
|
shared
dispositive power
0 shares
|
9
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aggregate
amount beneficially owned by each reporting person
0 shares
|
10
|
check box if the aggregate amount in row (9) excludes certain shares
|
¨
|
11
|
percent
of class represented by amount in row (9)
0.0%
|
12
|
type
of reporting person
OO
|
Schedule
13G
C
USIP No. 98979J109
|
Page 3 of 8
|
1
|
name of
reporting person
Kahn Capital Management, LLC
|
2
|
check
the appropriate box if a member of a group
|
(a)
|
¨
|
|
(b)
|
¨
|
3
|
sec use only
|
4
|
citizenship
or place of organization
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
sole
voting power
0 shares
|
6
|
shared
voting power
0 shares
|
7
|
sole
dispositive power
0 shares
|
8
|
shared
dispositive power
0 shares
|
9
|
aggregate
amount beneficially owned by each reporting person
0 shares
|
10
|
check box if the aggregate amount in row (9) excludes certain shares
|
¨
|
11
|
percent
of class represented by amount in row (9)
0.0%
|
12
|
type
of reporting person
OO
|
Schedule
13G
C
USIP No. 98979J109
|
Page 4 of 8
|
1
|
name of
reporting person
Brian R. Kahn
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2
|
check the appropriate box if a member of a group
|
(a)
|
¨
|
|
(b)
|
¨
|
3
|
sec use only
|
4
|
citizenship
or place of organization
United States of America
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
sole
voting power
0 shares
|
6
|
shared
voting power
0 shares
|
7
|
sole
dispositive power
0 shares
|
8
|
shared
dispositive power
0 shares
|
9
|
aggregate
amount beneficially owned by each reporting person
0 shares
|
10
|
check box if the aggregate amount in row (9) excludes certain shares
|
¨
|
11
|
percent
of class represented by amount in row (9)
0.0%
|
12
|
type
of reporting person
IN
|
Schedule
13G
C
USIP No. 98979J109
|
Page 5 of 8
|
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Item 1(a).
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Name of Issuer
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Zoe’s Kitchen, Inc.
(the “
Issuer
”).
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Item 1(b).
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Address of Issuer’s Principal Executive Offices
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5760 State Highway 121, Suite
250, Plano, Texas 75024.
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Item 2(a).
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Name of Person Filing
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This Schedule 13G is filed
by:
|
(i)
|
Vintage Capital Management, LLC, a Delaware limited liability company (“
Vintage Capital
”);
|
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(ii)
|
Kahn Capital Management, LLC, a Delaware limited liability company (“
Kahn Capital
”),
who serves as a member and majority owner of Vintage Capital; and
|
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(iii)
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Brian R. Kahn, who serves as (A) the manager and a member of Vintage Capital; and (B) the manager
and sole member of Kahn Capital.
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Vintage Capital, Kahn Capital
and Mr. Kahn are referred to collectively as the “
Reporting Persons
.”
The Reporting Persons have
entered into a joint filing agreement, a copy of which is attached as Exhibit 1.
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Item 2(b).
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Address of Principal Business Office or, if None, Residence
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The address of the principal
business and principal office of each of the Reporting Persons is 4705 S. Apopka Vineland Road, Suite 206, Orlando, FL 32819.
Vintage Capital is a Delaware
limited liability company.
Kahn Capital is a Delaware
limited liability company.
Brian R. Kahn is a United
States citizen.
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Item 2(d).
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Title of Class of Securities
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Common Stock, par value $0.01
per share (the “
Common Stock
”).
98979J109
|
Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person
filing is a:
|
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(a)
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¨
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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Schedule
13G
C
USIP No. 98979J109
|
Page 6 of 8
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(c)
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¨
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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¨
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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¨
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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¨
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
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(h)
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¨
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
|
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
|
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(j)
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¨
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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With respect to the beneficial
ownership of the reporting persons, see Items 5 through 11 of the cover pages to this Schedule 13G, which are incorporated herein
by reference.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being
filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following.
x
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported
on by the Parent Holding Company.
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
By signing below, each of
the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under §240.14a-11.
Schedule
13G
C
USIP No. 98979J109
|
Page 7 of 8
|
Signature
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 22, 2019
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Vintage Capital Management, LLC
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By:
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/s/ Brian R. Kahn
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Name:
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Brian R. Kahn
|
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Title:
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Manager
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Kahn Capital Management, LLC
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By:
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/s/ Brian R. Kahn
|
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Name:
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Brian R. Kahn
|
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Title:
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Manager
|
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/s/ Brian R. Kahn
|
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Brian R. Kahn
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Schedule
13G
CUSIP No. 98979J109
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Page 8 of 8
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EXHIBIT INDEX
Exhibit
Number
|
|
Description
|
1
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Joint Filing Agreement (incorporated by reference to Exhibit 1 to the Schedule 13G filed by Vintage Capital Management, LLC, Kahn Capital Management, LLC and Brian R. Kahn on July 27, 2017).
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