Statement of Changes in Beneficial Ownership (4)
16 Dezembro 2022 - 07:35PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
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1. Name
and Address of Reporting Person * YANG
JESSE |
2. Issuer Name and Ticker or Trading
Symbol Activision Blizzard, Inc. [ ATVI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Dep CFO, Comptr & Pr Acctg
Off |
(Last)
(First)
(Middle)
C/O ACTIVISION BLIZZARD, INC., 2701 OLYMPIC BOULEVARD,
BUILDING B |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/15/2022
|
(Street)
SANTA MONICA, CA 90404
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.000001 per
share |
12/15/2022 |
|
F |
|
349 (1) |
D |
$76.37 |
64935 |
D |
|
Common Stock, par value $0.000001 per
share |
12/15/2022 |
|
F |
|
5914 (2) |
D |
$76.37 |
59021 |
D |
|
Common Stock, par value $0.000001 per
share |
12/15/2022 |
|
F |
|
70 (3) |
D |
$76.37 |
58951 (4) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
On December 15, 2022, 1,009
restricted stock units held by Mr. Yang vested. Pursuant to the
terms of his restricted stock unit award agreement, the Company
withheld 349 of the shares otherwise deliverable to him in order to
satisfy the resulting tax withholding obligations. |
(2) |
On December 15, 2022, 12,415
restricted stock units held by Mr. Yang vested. Pursuant to the
terms of his restricted stock unit award agreement, the Company
withheld 5,914 of the shares otherwise deliverable to him in order
to satisfy the resulting tax withholding obligations. |
(3) |
On December 15, 2022, 141
restricted stock units held by Mr. Yang vested. Pursuant to the
terms of his restricted stock unit award agreement, the Company
withheld 70 of the shares otherwise deliverable to him in order to
satisfy the resulting tax withholding obligations. |
(4) |
Following the transactions
reported on this Form 4, Mr. Yang held (a) 8,416 shares of the
Company's common stock, (b) 39,304 restricted stock units, each
representing the right to receive one share of the Company's common
stock, and (c) 11,231 performance-vesting restricted stock units,
each representing the right to receive one share of the Company's
common stock. The actual number of aggregate shares earned in
connection with the performance-vesting restricted stock units will
depend on actual performance and will range from 0 to 11,723 shares
of the Company's common stock. The number of performance-vesting
restricted stock units assumes, as previously disclosed, maximum
performance for grants prior to December 9, 2020, and assumes
target performance for any awards thereafter. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
YANG JESSE
C/O ACTIVISION BLIZZARD, INC.
2701 OLYMPIC BOULEVARD, BUILDING B
SANTA MONICA, CA 90404 |
|
|
Dep CFO, Comptr & Pr Acctg
Off |
|
Signatures
|
/s/ Jesse Yang |
|
12/16/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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