UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION
OF LATE FILING
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☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q
☐ Form 10-D ☐ Form N-CEN
☐ Form N-CSR |
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For the Period Ended: March 31, 2024 |
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☐ Transition Report on Form 10-K |
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☐ Transition Report on Form 20-F |
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☐ Transition Report on Form 11-K |
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☐ Transition Report on Form 10-Q |
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For the Transition Period Ended: |
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| Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein. |
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I—REGISTRANT INFORMATION
Astra Space, Inc.
Full
Name of Registrant
Former Name, if Applicable
1900 Skyhawk Street
Address of Principal Executive Office (Street and Number)
Alameda, California 94501
City, State and Zip Code
PART II—RULES 12b-25(b) AND (c)
If the subject report could not be filed without reasonable effort or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if appropriate).
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(a) |
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The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
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(b) |
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The subject annual report, semi-annual report, transition report on Form10-K, Form 20-F, Form11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition
report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date;
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(c) |
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III—NARRATIVE
State below in
reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,
10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
As previously disclosed by the Registrant, including in its current reports on Form 8-K filed with the Securities and
Exchange Commission (the “SEC”) on October 23, 2023, November 6, 2023, November 8, 2023, November 9, 2023, November 24, 2023, February 26, 2024, March 7, 2024, March 12, 2024, March 21, 2024,
and April 26, 2024, the Registrant recently (i) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Apogee Parent Inc., a Delaware corporation (“Parent”), and Apogee Merger Sub Inc., a Delaware
corporation and a wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which, among other things, on the terms and subject to the conditions set forth therein, Merger Sub will merge with and into the Registrant (the
“Merger”), with the Registrant surviving the Merger as a wholly owned subsidiary of Parent, and continues to engage in discussions and preparations to consummate the Merger, including preparing responses to comments from the SEC to the
Registrant’s preliminary information statement on Schedule 14C and related filing on Schedule 13E-3; and (ii) closed a series of financing transactions consisting of senior secured convertible notes
and warrants (the “Recent Financing Transactions”) and has also been engaged in continuing discussions concerning potential issuances of additional senior secured convertible notes. The preparation of the Form 10-Q, together with the processes involved in negotiating and consummating the Merger and the Recent Financing Transactions, required significant resources from the Registrant’s financial, accounting and
administrative personnel. As a result, the Registrant is unable to complete and file the Form 10-Q by the prescribed due date without unreasonable effort and expense.
The Registrant is working diligently to complete its financial statements and related disclosures and in accordance with Rule
12b-25 of the Securities Exchange Act of 1934, the Registrant anticipates that it will file its Form 10-Q for the quarter ended March 31, 2024 as soon as
practicable.
PART IV—OTHER INFORMATION
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Name and telephone number of person to contact in regard to this notification |
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Axel Martinez |
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278-7217 |
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(Name) |
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(Area Code) |
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(Telephone Number) |
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Have all or other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for
such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). ☒ Yes ☐ No |
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or
portion thereof? ☐ Yes ☒ No |
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If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. |
Astra Space, Inc.
(Name
of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
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| Dated: |
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May 14, 2024 |
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By: |
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/s/ Axel Martinez |
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Axel Martinez |
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Chief Financial Officer |