ADN Advent Technologies Holdings Inc

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 12b-25

 

 

NOTIFICATION OF LATE FILING

 

SEC File Number: 001-38742

CUSIP Number: 00165R101

 

(Check one):		☐  Form 10-K     ☐  Form 20-F     ☐  Form 11-K   ☒   Form 10-Q ☐  Form 10-D     ☐  Form N-CEN     ☐  Form N-CSR
		For Period Ended: June 30, 2024
		☐ Transition Report on Form 10-K
		☐ Transition Report on Form 20-F
		☐ Transition Report on Form 11-K
		☐ Transition Report on Form 10-Q
		For the Transition Period Ended:

 

Read Instructions (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

  

 

PART I—REGISTRANT INFORMATION

 

Advent Technologies Holdings, Inc.

Full Name of Registrant

 

AMCI Acquisition Corp.

Former Name if Applicable

 

5637 La Ribera St., Suite A

Address of Principal Executive Office (Street and Number)

 

Livermore, CA 94550

City, State and Zip Code

 

PART II—RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

☒		(a)		The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
☐		(b)		The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
☐		(c)		The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III—NARRATIVE

 

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra Sheets if Needed)

 

Advent Technologies Holdings, Inc. (the “Company”) has determined that it is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended June 30, 2024 (the “Quarterly Report”) by the prescribed due date for the reasons described below.

 

As previously disclosed, the Company’s Chief Financial Officer (“CFO”) since 2021, Kevin L. Brackman, resigned from all of his positions in January 2024 and his replacement as CFO, Naiem Hussain, resigned in March 2024. As a result, the Company’s ability to file the Quarterly Report in a timely manner was negatively impacted, resulting in the Company becoming unable to file its Quarterly Report by its prescribed due date without unreasonable effort or expense.

 

The Company is working diligently to complete the Quarterly Report as quickly as possible.

 

 

PART IV—OTHER INFORMATION

 

(1)	Name and telephone number of person to contact in regard to this notification
	Vassilios Gregoriou		925		455-9400
	(Name)		(Area Code)		(Telephone Number)
(2)	Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes  ☐    No  ☒
	The Company is working to complete its Quarterly Report on Form 10-K for the quarter ended March 31, 2024, as disclosed by the Company in that certain Form 12b-25 filed with the U.S. Securities and Exchange Commission on May 29, 2024.
(3)	Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes  ☐    No  ☒
	If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

Advent Technologies Holdings Inc.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:	August 14, 2024		By:	/s/ Vassilios Gregoriou
				Vassilios Gregoriou Chief Executive Officer

 

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