true 0001720671 0001720671 2024-08-06 2024-08-06

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K/A

(Amendment No. 1)

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 6, 2024

 

 

HashiCorp, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

 

Delaware   001-41121   32-0410665
(State or Other Jurisdiction
of Incorporation)		   (Commission
File Number)		   (IRS Employer
Identification No.)

 

101 Second Street    
Suite 700    
San Francisco, California     94105
(Address of Principal Executive Offices)     (Zip Code)

Registrant’s Telephone Number, Including Area Code: (415) 301-3250

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading
Symbol(s)

  

Name of each exchange
on which registered

Class A Common Stock, par value $0.000015 per share   HCP   The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

EXPLANATORY NOTE

This Current Report on Form 8-K/A (this “Amendment”) is being filed by HashiCorp, Inc. (the “Company”) to amend the Current Report on Form 8-K filed by the Company on August 8, 2024 (the “Original Form 8-K”) to confirm that the Company’s Board of Directors (the “Board”) has appointed Werner Schwock as the Company’s Interim Chief Financial Officer. This Amendment does not amend, modify or supplement the Original Form 8-K in any other respect.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As previously disclosed and effective September 24, 2024, the Board has appointed Werner Schwock to serve as the Company’s Interim Chief Financial Officer and function as the principal financial and accounting officer for the Company.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

       HASHICORP, INC.
Date: September 24, 2024     By:  

 /s/ Paul Warenski

    Name:    Paul Warenski
    Title:    Chief Legal Officer
v3.24.3
Document and Entity Information
Aug. 06, 2024
Cover [Abstract]  
Amendment Flag true
Entity Central Index Key 0001720671
Document Type 8-K/A
Document Period End Date Aug. 06, 2024
Entity Registrant Name HashiCorp, Inc.
Entity Incorporation State Country Code DE
Entity File Number 001-41121
Entity Tax Identification Number 32-0410665
Entity Address, Address Line One 101 Second Street
Entity Address, Address Line Two Suite 700
Entity Address, City or Town San Francisco
Entity Address, State or Province CA
Entity Address, Postal Zip Code 94105
City Area Code (415)
Local Phone Number 301-3250
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Class A Common Stock, par value $0.000015 per share
Trading Symbol HCP
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
Amendment Description This Current Report on Form 8-K/A (this “Amendment”) is being filed by HashiCorp, Inc. (the “Company”) to amend the Current Report on Form 8-K filed by the Company on August 8, 2024 (the “Original Form 8-K”) to confirm that the Company’s Board of Directors (the “Board”) has appointed Werner Schwock as the Company’s Interim Chief Financial Officer. This Amendment does not amend, modify or supplement the Original Form 8-K in any other respect.
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