false 0001591890 0001591890 2024-12-19 2024-12-19 0001591890 FGF:CommonStock0.001ParValuePerShareMember 2024-12-19 2024-12-19 0001591890 FGF:Sec8.00CumulativePreferredStockSeries25.00ParValuePerShareMember 2024-12-19 2024-12-19 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): December 19, 2024

 

FUNDAMENTAL GLOBAL INC.
(Exact name of registrant as specified in its charter)

 

Nevada   001-36366   46-1119100
(State or other jurisdiction of   (Commission   (IRS Employer
incorporation or organization)   File No.)   Identification Number)

 

108 Gateway Blvd, Suite 204

Mooresville, NC

   28117
(Address of principal executive offices)   (Zip Code)

 

(704) 994-8279

(Registrant’s telephone number including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
Common Stock, $0.001 par value per share   FGF   The Nasdaq Stock Market LLC
8.00% Cumulative Preferred Stock, Series A, $25.00 par value per share   FGFPP   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Fundamental Global Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”) on December 19, 2024. There were outstanding and entitled to vote at the Annual Meeting 1,264,929 shares of common stock. There were present, in person or by proxy, 852,813 shares representing approximately 67.4% of the common stock outstanding and entitled to vote. The matters set forth below were voted upon, with the results as indicated:

 

Proposal No. 1 – Election of Directors:

 

The Inspector of Elections certified the following vote tabulations for the seven nominees for election to the Board of Directors, all of whom were elected to serve as directors of the Company until the Company’s 2025 annual meeting of stockholders:

 

   For   Withheld   Broker Non-Votes 
D. Kyle Cerminara   587,446    3,877    261,490 
Richard E. Govignon, Jr.   580,973    10,350    261,490 
Rita Hayes   583,098    8,225    261,490 
Michael C. Mitchell   588,417    2,906    261,490 
Robert J. Roschman   587,523    3,800    261,490 
Ndamukong Suh   583,324    7,999    261,490 
Scott D. Wollney   579,792    11,531    261,490 

 

Proposal No. 2 – Approval of Amendment No. 2 to 2021 Equity Incentive Plan:

 

The Inspector of Elections certified the following vote tabulations for the proposal to approve Amendment No. 2 to the Company’s 2021 Equity Incentive Plan:

 

For   Against   Abstain   Broker Non-Votes
538,721   50,091   2,511   261,490

 

Proposal No. 3 – Ratification of Appointment of Independent Registered Public Accounting Firm:

 

The Inspector of Elections certified the following vote tabulations for the proposal to ratify the appointment of Haskell & White LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024:

 

For   Against   Abstain
841,250   9,348   2,215

 

Proposal No. 4 – Advisory Approval of Executive Compensation:

 

The Inspector of Elections certified the following advisory vote tabulations for the non-binding approval of the compensation of the Company’s Named Executive Officers, as described in the Proxy Statement related to the Annual Meeting:

 

For   Against   Abstain   Broker Non-Votes
576,704   12,233   2,386   261,490

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  FUNDAMENTAL GLOBAL INC
     
Date: December 20, 2024 By: /s/ Mark D. Roberson
    Mark D. Roberson
    Chief Financial Officer

 

 

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Cover
Dec. 19, 2024
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 19, 2024
Entity File Number 001-36366
Entity Registrant Name FUNDAMENTAL GLOBAL INC.
Entity Central Index Key 0001591890
Entity Tax Identification Number 46-1119100
Entity Incorporation, State or Country Code NV
Entity Address, Address Line One 108 Gateway Blvd
Entity Address, Address Line Two Suite 204
Entity Address, City or Town Mooresville
Entity Address, State or Province NC
Entity Address, Postal Zip Code 28117
City Area Code (704)
Local Phone Number 994-8279
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Common Stock, $0.001 par value per share  
Title of 12(b) Security Common Stock, $0.001 par value per share
Trading Symbol FGF
Security Exchange Name NASDAQ
8.00% Cumulative Preferred Stock, Series A, $25.00 par value per share  
Title of 12(b) Security 8.00% Cumulative Preferred Stock, Series A, $25.00 par value per share
Trading Symbol FGFPP
Security Exchange Name NASDAQ
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