Notification of major holdings
24 Novembro 2023 - 8:55AM
Notification of major holdings
Downing Strategic Micro-Cap Investment Trust
PlcLEI:
213800QMYPUW4POFFX69Notification of major
holdings24 November 2023
NOTIFICATION OF MAJOR HOLDINGS |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached
ii: |
DOWNING STRATEGIC MICRO-CAP INVESTMENT TRUST PLC |
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if appropriate) |
Non-UK issuer |
|
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify) iii: |
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3. Details of person subject to the notification
obligation iv |
Name |
MIGO Opportunities Trust plc |
City and country of registered office (if applicable) |
London, England |
4. Full name of shareholder(s) (if different from
3.) v |
Name |
BONY OCS Nominees Limited |
City and country of registered office (if applicable) |
|
5. Date on which the threshold was crossed or
reached vi: |
22/11/2023 |
6. Date on which issuer notified
(DD/MM/YYYY): |
24/11/2023 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer (8.A + 8.B) vii |
Resulting situation on the date on which threshold was crossed or
reached |
5.15% |
|
5.15% |
2,400,000 |
Position of previous notification (if applicable) |
4.15% |
|
4.15% |
|
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reached viii |
A: Voting rights attached to shares |
Class/type ofsharesISIN code (if
possible) |
Number of voting rights ix |
% of voting rights |
Direct(DTR5.1) |
Indirect (DTR5.2.1) |
Direct(DTR5.1) |
Indirect(DTR5.2.1) |
GB00BF0SCX52 |
2,400,000 |
0 |
5.15% |
0 |
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SUBTOTAL 8. A |
2,400,000 |
5.15% |
|
B 1: Financial Instruments according to DTR5.3.1R (1)
(a) |
Type of financial instrument |
Expirationdate x |
Exercise/ Conversion Period
xi |
Number of voting rights that may be acquired if the
instrument is exercised/converted. |
% of voting rights |
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SUBTOTAL 8. B 1 |
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|
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B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b) |
Type of financial instrument |
Expirationdate x |
Exercise/ Conversion Period
xi |
Physical or cash Settlement
xii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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|
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9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii |
X |
Full chain of controlled undertakings through which the voting
rights and/or thefinancial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary) xiv |
|
Name xv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
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10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
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11. Additional information xvi |
MIGO Opportunities Trust plc holds its shares through BONY OCS
Nominees Limited as custodian. |
Place of completion |
London, UK |
Date of completion |
24/11/2023 |
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