LPL Financial Welcomes Cornerstone Financial Advisers
20 Maio 2024 - 10:00AM
LPL Financial LLC announced today that financial advisors Lance
Dumas, AIF®, ChFC®, and Darryl Carter CPA, have joined LPL
Financial’s broker-dealer, RIA and custodial platforms. They
reported serving approximately $225 million in advisory, brokerage
and retirement plan assets* and join LPL from Cetera.
Based in Orange County, Calif., Dumas and Carter founded
Cornerstone Financial Advisers in 2017 as a consulting firm
dedicated to helping families, individuals and business owners
establish their goals and create financial plans to pursue them.
Dumas has 25 years of experience in the financial services
industry, including key leadership roles at national financial
institutions. Carter, who has nearly 30 years in tax and wealth
management services, sold his tax practice last year to focus
solely on his investment clients. They are joined by Office Manager
Nicole Thornton.
“We work together with each client to help them in their journey
to financial stability,” Carter said. “Our investment philosophy
incorporates the potential tax implications on a portfolio, and we
take a goals-based approach to building customized plans and
strategies. We understand that successful financial planning is
built on strong relationships. Our work revolves around guiding
clients through uncertainty, establishing robust plans and managing
risks to safeguard their lifestyles through retirement.”
In a dynamic financial landscape, the team’s commitment to
independence, fiduciary standards and a client-centric culture led
them to LPL.
“We believe in the power of independence and are unwavering in
our dedication to our clients’ financial well-being,” Dumas said.
“Our focus remains squarely on serving our clients' best interests,
and that includes providing them with access to the latest tools
and innovative technology for seamless interaction and informed
decision-making. With the move to LPL, Cornerstone Financial
Advisers reaffirms its commitment to these principles as we empower
clients on their journey toward financial success.”
Scott Posner, LPL Executive Vice President, Business
Development, said, “On behalf of the entire LPL community, we are
pleased to welcome Lance and Darryl to LPL Financial. We are
honored they turned to LPL to help them operate their business more
efficiently and effectively, and we’re committed to helping them
provide an elevated customer experience with innovative tools and
resources. We wish Cornerstone Financial Advisers great success
with the next chapter of their business.”
Related
Advisors, find your perfect fit at LPL.
About LPL FinancialLPL Financial Holdings Inc.
(Nasdaq: LPLA) was founded on the principle that the firm should
work for advisors and institutions, and not the other way around.
Today, LPL is a leader in the markets we serve, serving nearly
23,000 financial advisors, including advisors at approximately
1,100 institutions and at approximately 570 registered investment
advisor ("RIA") firms nationwide. We are steadfast in our
commitment to the advisor-mediated model and the belief that
Americans deserve access to personalized guidance from a financial
professional. At LPL, independence means that advisors and
institution leaders have the freedom they deserve to choose the
business model, services, and technology resources that allow them
to run a thriving business. They have the flexibility to do
business their way. And they have the freedom to manage their
client relationships, because they know their clients best. Simply
put, we take care of our advisors and institutions, so they can
take care of their clients.
Securities and Advisory services offered through LPL Financial
LLC ("LPL Financial"), a registered investment advisor. Member
FINRA/SIPC. LPL Financial and its affiliated companies provide
financial services only from the United States. Cornerstone
Financial Advisers and LPL Financial are separate entities. LPL
Financial does not provide tax and/or legal advice.
Throughout this communication, the terms “financial advisors”
and “advisors” are used to refer to registered representatives
and/or investment advisor representatives affiliated with LPL
Financial.
We routinely disclose information that may be important to
shareholders in the "Investor Relations" or "Press Releases"
section of our website.
*Value approximated based on asset and holding details provided
to LPL from end of year, 2023.
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