Argonaut Private Equity selects Intapp to improve personal trading oversight
25 Junho 2024 - 10:00AM
Intapp (NASDAQ: INTA), a leading global provider of AI-powered
solutions for professionals at advisory, capital markets, and legal
firms, announces that Argonaut Private Equity has selected Intapp
Employee Compliance to monitor, identify, and manage employee
adherence to firm code of ethics and conflicts of interest
policies.
Leading change“As we’ve grown, the effort to
meet regulatory requirements by manually sharing and reviewing
personal trading activity became overly time-consuming for both the
compliance team and firm professionals themselves,” said Patrick
Sullivan, Chief Compliance Officer at Argonaut Private Equity.
“Intapp Employee Compliance will help us simplify the process for
our employees and automate personal trade monitoring based on our
own risk thresholds.”
Modernizing employee complianceIntapp Employee
Compliance will help Argonaut employees adhere to firm policy and
compliance teams efficiently manage employee compliance risk. The
solution will help monitor employees’ financial interests and
outside activities, ensure adherence to internal code of ethics
policies, and track required documentation. Using managed and
monitored broker feeds, Employee Compliance will streamline the
trade verification workflow, eliminating manual transaction
statement collection and paper attestations.
Additionally, Intapp Employee Compliance software will allow
Argonaut employees to more easily comply with firm policies. It
will help professionals align with regulations by providing
visibility into firm requirements and sending proactive alerts when
action is needed. The centralized system will let firm
professionals, and their spouses or financial advisors, easily
track and receive approval for trade requests. It will also provide
a holistic view of employees’ investments, trading, gifts, and
outside activities, helping Argonaut mitigate risk and protect
against regulatory fines and reputational damage.
Multiplying success with Intapp“We are excited
to help Argonaut Private Equity centralize the employee compliance
process for both oversight teams and employees,” said Nigel Riley,
General Manager of Compliance at Intapp. “Intapp Employee
Compliance will boost adherence to the firm’s internal code of
ethics policies by serving as single source of truth for employees’
financial interests and outside activities.”
About Intapp Intapp software helps
professionals unlock their teams’ knowledge, relationships, and
operational insights to increase value for their firms. Using the
power of Applied AI, we make firm and market intelligence easy to
find, understand, and use. With Intapp’s portfolio of vertical SaaS
solutions, professionals can apply their collective expertise to
make smarter decisions, manage risk, and increase competitive
advantage. The world's top firms — across accounting, consulting,
investment banking, legal, private capital, and real assets — trust
Intapp’s industry-specific platform and solutions to modernize and
drive new growth. For more information,
visit intapp.com and connect with us on X, formerly
Twitter (@intapp) and LinkedIn.
About Argonaut Private EquityFounded in 2002,
Argonaut Private Equity is a Tulsa, OK-based private equity firm
with $2.9 billion of assets under management. Argonaut partners
with companies to develop a strategy for accelerating growth and
enhancing operations. For more information, please visit
argonautpe.com.
Intapp Ali Robinson Global Media Relations
Director, Intapppress@intapp.com
Intapp (NASDAQ:INTA)
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