U.S. Government Agencies Facing Records Management Rules Need Centralized Approach for Compliance
11 Abril 2007 - 11:15AM
PR Newswire (US)
Systematic and Well-Planned Approach Helps Agencies Deploy a Single
Repository for Core Applications That Meet or Exceed Requirements
CHICAGO, April 11 /PRNewswire-FirstCall/ -- Government rules issued
last year require U.S. Federal agencies to get their critical
records in order, but with so much information spread across
multiple systems, have government agencies been able to comply?
Government agencies have been faced with the difficult challenge of
ensuring enterprise-wide consistency in records management as a
result of the Federal Enterprise Architecture Records Management
profile (FEARM). According to Open Text(TM) Corporation (NASDAQ:
OTEXNASDAQ:TSX:NASDAQ:OTC), a leading provider of software that
helps organizations manage their growing stores of emails and
documents, a centralized approach to records management can help
agencies get prepared to meet FEARM standards. Through the combined
efforts of the National Archives and Records Administration, the
Office of Management and Budget architecture and infrastructure
committee, and the Federal Chief Information Officers Council,
FEARM specifies a consistent approach for government agencies to
establish procedures for meeting records management requirements
and managing the disposition of all electronic and printed
documents, before enhancing existing information systems or
approving new ones. "FEARM is a smart initiative and the right
course to take, but there are clear challenges for the Federal
government's large-scale agencies to meet the demands," said Bailey
Spencer, General Manager, Global Public Sector Business at Open
Text. Spencer recently participated in a podcast
(http://podcast.opentext.com/public/channel/rss/ot-ecm-news/item/12-ECM_
Public_Sector_Podcast.mp3) on major trends in the public sector and
how they're forcing changes in the way governments manage
information. "In government, as in many large corporations, content
is frequently created in one format, archived in another and
documented in a third. Information is maintained in multiple
systems. Federal agencies need a top down approach to apply records
management to content, no matter the format or where it's stored."
According to Spencer, applying a records management profile can
involve redesigning many of an agency's business processes,
including enhancing existing systems or planning a new system of
record cataloging and archival. Records management requires the
system to support both paper and electronic business documents, and
apply the proper controls when these documents become records.
External documents may arrive at the agency, or be generated
internally using Microsoft Office applications, such as Word and
Excel, or as Lotus Notes or Microsoft Outlook e-mail messages. Some
documents may be generated by Microsoft SharePoint, SAP or Oracle
applications, or a legacy system. Since electronic documents are
created and used by a number of different applications, the records
management platform must communicate with these applications in one
form or another and act as the common point of control. For
government agencies to implement a successful records management
system, it's imperative that a central area be developed to manage
content from multiple systems. This centralized approach to records
management offers a way for agencies to consistently apply rules to
content, no matter the format or where it may reside in the
organization. Records can be stored in a secure repository and then
retrieved using enhanced search capabilities with metadata or
encoded data. Agencies can take several steps to ensure they're on
the right path to creating a centralized record management
repository: - Apply Appropriate Metadata - To enhance search
capabilities, apply classification metadata to submitted documents.
Metadata is indexed and can be used to more easily find, retrieve
and generate reports on documents based on custom criteria. Once a
record is classified, it can be immediately synchronized with
retention and disposition rules. Records in external repositories
can be managed where they reside, or physically extracted and
automatically replaced, enabling content to be securely archived in
a centralized, compliant storage environment. - Map Record
Classifications - It's crucial to map record classifications to
retention schedules and fully automate the process of ensuring that
records are kept as long as legally required. When a retention
schedule expires, final decisions can be made to destroy the
object, retain it for a period of time or keep it indefinitely. -
Ensure Enterprise-Worthiness - In order to act as the foundation
for other document systems, the repository must be
enterprise-worthy - that is, capable of running on a number of
operating systems, open to integration, and allowing users to
access it from desktop and Web- based environments. - Create a
Common User Interface - Providing a common user interface to access
all forms of information such as images, paper, word- processing
documents, spreadsheets and e-mail enables agencies to implement an
automated system that removes the complexities of records
management and the process becomes transparent to end-users.
Additionally, new technologies are becoming available that will let
users access records directly from ubiquitous systems such as
Microsoft Office applications, saving the extra step of switching
to a browser or having to learn a new application. Through its
Public Sector business, Open Text offers ECM solutions to national,
regional and local governments globally. Open Text provides
agency-wide and departmental document and records management, and
collaborative solutions that meet regulatory standards, while
supporting key processes for government programs. Open Text
solutions support collaborative information processes, ranging from
informal research to secure collaboration within the intelligence
community. For more information, go to:
http://www.opentext.com/2/sol-industry/sol-ind-government-us-federal.htm
About Open Text Open Text(TM) is the world's largest independent
provider of Enterprise Content Management software. The company's
solutions manage information for all types of business, compliance
and industry requirements in the world's largest companies,
government agencies and professional service firms. Open Text
supports approximately 46,000 customers and millions of users in
114 countries and 12 languages. For more information about Open
Text, visit http://www.opentext.com/. Safe Harbor Statement Under
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