DST Supports Compliance With SEC 'Notice and Access' Rule
09 Maio 2007 - 9:00AM
PR Newswire (US)
Electronic Proxies Present Opportunity to Reduce Fund Expenses
KANSAS CITY, Mo., May 9 /PRNewswire-FirstCall/ -- Mutual fund
companies can now maximize the cost-saving advantages of a recent
SEC rule that allows for the electronic delivery of proxy
materials. DST Output and its parent company, DST Systems, Inc.,
have partnered to provide an integrated solution designed to help
fund companies reduce costs associated with traditional
print-and-mail proxy campaigns. The DST solution includes
electronic materials delivery and voting support, as well as
cost-effective, on-demand production and delivery of printed
materials per shareholder request. The solution also includes
consent adoption (securing shareholder consent for electronic proxy
delivery) and consent management (providing electronic or printed
materials accordingly). The SEC's recently adopted Internet
Availability of Proxy Materials Rule (known informally as the
"Notice and Access" rule), gives fund companies the option of
replacing their standard print-and-mail delivery of proxy voting
materials with a less costly notification directing shareholders to
the availability of materials online. The SEC has proposed that the
electronic availability of proxy materials be made mandatory for
registered investment companies in 2009. "Investment companies have
an opportunity to improve service by tailoring communications to
the stated preferences of investors while at the same time
dramatically reducing delivery costs," said Elizabeth Gooding,
president of Art Plus Technology, Inc. and sponsor of the Notice
and Access Symposium held in February of this year. "Due to the
multi-level requirements of the Notice and Access provisions, the
fastest path to realize these benefits for most firms will be
through outsourcing." DST's proxy delivery solution leverages DST
Systems' experience in providing electronic proxy materials and
voting technology in the equities market, as well as DST Output's
nearly 35-year history of supporting the printing and mailing of
proxy materials in the mutual fund market. Further, DST Output's
recent investment in its Digital Press Technology (DPT) platform
enables the company to print proxy materials on demand more cost
effectively than relying on traditional off-set printing
technology. "The SEC Notice and Access rule presents a great
opportunity for funds to utilize the latest in electronic delivery
and print-on-demand technology-and potentially realize significant
cost savings," said Dana Johnston, vice president, strategic
business solutions, DST Output. "With its integrated, single-source
solution, the DST enterprise is uniquely positioned to help fund
clients determine how best to take advantage of the SEC ruling."
DST Output, a subsidiary of DST Systems Inc., provides integrated
print and electronic statement and billing output solutions to many
of the country's largest financial services, communications,
insurance, healthcare, and utilities companies. In 2006, DST Output
and its affiliates produced more than 2.6 billion customer
communications, delivered throughout the United States, Canada and
the U.K. via postal service, express delivery and over the
Internet. We are the largest third-party First-Class(TM) mailer in
the United States. DST Systems, Inc. provides sophisticated
information processing and computer software products and services
to support the mutual fund, investment management, insurance and
healthcare industries. In addition to technology products and
services, DST provides integrated print and electronic statement
and billing output solutions through a wholly owned subsidiary.
DST's world-class data centers provide technology infrastructure
support for mutual fund companies, healthcare providers, banks,
mortgage bankers and insurance companies around the globe. DST is
headquartered in Kansas City, Mo., and is a publicly traded company
on the New York Stock Exchange. The information and comments above
may include forward-looking statements respecting DST and its
businesses. Such information and comments are based on DST's views
as of today, and actual actions or results could differ. There
could be a number of factors affecting future actions or results,
including those set forth in DST's latest periodic financial report
(Form 10-K or 10-Q) filed with the Securities and Exchange
Commission. All such factors should be considered in evaluating any
forward-looking comment. The Company will not update any
forward-looking statements in this press release to reflect future
events. DATASOURCE: DST Output CONTACT: Jill Patton, Media
Relations of DST Output, +1-816-843-9087
Copyright