Baronsmead VCT 4 PLC
Director/PDMR Shareholding
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
This form is intended for use by an issuer to make a RIS notification required
by DR3.1.4R(1)
1. An issuer making a notification in respect of a transaction relating to
the shares or debentures of the issuer should complete boxes 1 to 16, 23
and 24.
2. An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23
and 24.
3. An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete
boxes 1 to 3 and 17 to 24.
4. An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should be in block capital letters.
1. Name of Issuer
BARONSMEAD VCT 4 PLC
2. State whether the notification related to
i. a transaction notified in accordance with DR 3.1.4R(1); or
ii. a disclosure made in accordance with LR 9.8.6r; or
iii. a disclosure made in accordance with section 793 of the Companies
Act (2006)
TRANSACTION RELATES TO (i)
3. Name of person discharging managerial responsibilities/director
ALAN PEDDER
4. State whether notification related to a person connected with a person
discharging managerial responsibilities/director named in 3 and
identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the
person referred to in 3 or 4 above or in respect of a non-beneficial
interest.
NOTIFICATION IN RESPECT OF PERSON REFERRED TO IN 3 ABOVE.
6. Description of shares (including class) , debentures or derivatives or
financial instruments relating to shares
ORDINARY SHARES 10P
7. Name of registered shareholder(s), and if more than one, the number of
shares held by each of them
ALAN PEDDER- 110,271 ORDINARY SHARES
8. State the nature of the transaction
SHARE PURCHASEAS PART OF THE OFFER FOR SUBSCRIPTION
9. Number of Shares, debentures or financial instruments relating to
shares acquired
25,303
10. Percentage of issued class acquired (treasury shares of that class
should not be taken into account when calculating percentage)
0.034%
11. Number of shares, debentures or financial instruments relating to
shares disposed
N/A
12. Percentage of issued class disposed (treasury shares should not be
taken into account when calculating percentage)
N/A
13. Price per shares or value of transaction
98.8p
14. Date and place of Transaction
14 March 2014
15. Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken in
account when calculating percentage)
135,574 shares = 0.18%
16. Date issuer informed of transmission
19 March 2014
If the person discharging managerial responsibility has been granted
options by the issuer complete the following boxes
17. Date of Grant
N/A
18. Period during which or date on which it can be exercised
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is
to be fixed at time of exercise
N/A
22. Total number of shares or debentures over which options are held
following notification
N/A
23. Any additional information
24. Name of contact and telephone number for queries
MICHAEL PROBIN, VCT INVESTOR RELATIONS,ISIS EP LLPTEL: 02075065796
DATE OF NOTIFICATION: 20 March
2014