Lombard Medical Technologies PLC Holding(s) in Company (5986H)
21 Junho 2013 - 7:43AM
UK Regulatory
TIDMLMT
RNS Number : 5986H
Lombard Medical Technologies PLC
21 June 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Lombard Medical Technologies plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------ -------
Other (please Conversion of Convertible Loan Notes & Increase X
specify): to Share Capital
------------------- --------------------------------------------------------- -------
3. Full name of person(s) subject Invesco Limited
to the
notification obligation: (iii)
-------------------------------------------- -----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
-------------------------------------------- -----------------------------------------
5. Date of the transaction and date
on 18 June 2013
which the threshold is crossed
or
reached: (v)
-------------------------------------------- -----------------------------------------
6. Date on which issuer notified: 20 June 2013
-------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 39%
-------------------------------------------- -----------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------- ------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
------------- ---------------- ------------------- --------- ----------------------- ------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----- ------- ------ ----- ---- --------- ---------- ----------- --------------- -------------
Ordinary 20p
Shares 11,918,753 11,918,753 17,464,134 39.03%
---------------- ------------------- --------- ---------- ----------- --------------- -------------
GB00B7FT8W85
------------- ----- ------- ------ ----- ---- ------- --- ----- ----------- --- ---- ---- ----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- --------------------------- ----------------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- -------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
--------------- -------------- ------------- --------------- ---------------------------- ------------- ----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ---------------------------------------------------------
17,464,134 39.03%
------------------------------------------------------------- ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Invesco Asset Management Limited -8,839,273
Invesco Fund Managers Limited - 7,719,313
Invesco Asset Management Dublin - 905,548
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Samantha Edwards
---------------------------------------- --------------------------------------
15. Contact telephone number: 01491 416381
---------------------------------------- --------------------------------------
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
----------------------------------------------------------------------------------
Full name
(including legal form of legal entities)
------------------------------------------- -------------------------------------
Contact address
(registered office for legal entities)
------------------------------------------- -------------------------------------
Phone number & email
------------------------------------------- -------------------------------------
Other useful information
(at least legal representative for
legal persons)
------------------------------------------- -------------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------------------
Full name Invesco Limited
------------------------------------------- -------------------------------------
Contact address 30 Finsbury Square, London. EC2A 1AG
------------------------------------------- -------------------------------------
Phone number & email 020 7638 0731
------------------------------------------- -------------------------------------
Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------- -------------------------------------
C: Additional information
----------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FCA website.
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Lombard Medical Technologies plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------ -------
Other (please Conversion of Convertible Loan Notes & Increase X
specify): to Share Capital
------------------- --------------------------------------------------------- -------
3. Full name of person(s) subject Perpetual Income & Growth Trust
to the
notification obligation: (iii)
-------------------------------------------- -----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
-------------------------------------------- -----------------------------------------
5. Date of the transaction and date
on 18 June 2013
which the threshold is crossed
or
reached: (v)
-------------------------------------------- -----------------------------------------
6. Date on which issuer notified: 20 June 2013
-------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 14%, 15%, 16%
-------------------------------------------- -----------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------------- -----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
------------- ---------------- -------------------- --------- ----------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----- ------- ------ ------ ---- --------- ----------- ---------- ------------- --------------
Ordinary 20p
Shares 4,358,992 4,358,992 7,332,484 16.38%
---------------- -------------------- --------- ----------- ---------- ------------- --------------
GB00B7FT8W85
------------- ----- ------- ------ ------ ---- ------- --- ------ ---------- --- ---- -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- ---------------------------- --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- -------------- -------------- --------------- --------------------------- -------------------------
Nominal Delta
--------------- -------------- -------------- --------------- --------------------------- ------------ -----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- --------------------------------------------------------
7,332,484 16.38%
-------------------------------------------------------------- --------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Invesco Asset Management Limited - 7,332,484
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Samantha Edwards
---------------------------------------- --------------------------------------
15. Contact telephone number: 01491 416381
---------------------------------------- --------------------------------------
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
----------------------------------------------------------------------------------
Full name
(including legal form of legal entities)
------------------------------------------- -------------------------------------
Contact address
(registered office for legal entities)
------------------------------------------- -------------------------------------
Phone number & email
------------------------------------------- -------------------------------------
Other useful information
(at least legal representative for
legal persons)
------------------------------------------- -------------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------------------
Full name Invesco Limited
------------------------------------------- -------------------------------------
Contact address 30 Finsbury Square, London. EC2A 1AG
------------------------------------------- -------------------------------------
Phone number & email 020 7638 0731
------------------------------------------- -------------------------------------
Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------- -------------------------------------
C: Additional information
----------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FCA website.
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Lombard Medical Technologies plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------ -------
Other (please Conversion of Convertible Loan Notes & Increase X
specify): to Share Capital
------------------- --------------------------------------------------------- -------
3. Full name of person(s) subject Keystone Investment Trust
to the
notification obligation: (iii)
-------------------------------------------- -----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
-------------------------------------------- -----------------------------------------
5. Date of the transaction and date
on 18 June 2013
which the threshold is crossed
or
reached: (v)
-------------------------------------------- -----------------------------------------
6. Date on which issuer notified: 20 June 2013
-------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 4%, 3%
-------------------------------------------- -----------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------- ------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
------------- ---------------- ------------------- --------- ----------------------- ------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----- ------- ------ ----- ---- --------- ----------- ---------- --------------- -------------
Ordinary 20p
Shares 181,236,327 181,236,327 1,506,789 3.36%
---------------- ------------------- --------- ----------- ---------- --------------- -------------
GB00B7FT8W85
------------- ----- ------- ------ ----- ---- ------- --- ------ ---------- --- ---- ---- ----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- --------------------------- ----------------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- -------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
--------------- -------------- ------------- --------------- ---------------------------- ------------- ----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ---------------------------------------------------------
1,506,789 3.36%
------------------------------------------------------------- ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Invesco Asset Management Limited - 1,506,789
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Samantha Edwards
---------------------------------------- --------------------------------------
15. Contact telephone number: 01491 416381
---------------------------------------- --------------------------------------
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
----------------------------------------------------------------------------------
Full name
(including legal form of legal entities)
------------------------------------------- -------------------------------------
Contact address
(registered office for legal entities)
------------------------------------------- -------------------------------------
Phone number & email
------------------------------------------- -------------------------------------
Other useful information
(at least legal representative for
legal persons)
------------------------------------------- -------------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------------------
Full name Invesco Limited
------------------------------------------- -------------------------------------
Contact address 30 Finsbury Square, London. EC2A 1AG
------------------------------------------- -------------------------------------
Phone number & email 020 7638 0731
------------------------------------------- -------------------------------------
Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------- -------------------------------------
C: Additional information
----------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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