FIL Limited Form 8.3 - PFIZER INC. (8912F)
16 Novembro 2015 - 1:49PM
UK Regulatory
TIDMPFZ TIDMIRSH
RNS Number : 8912F
FIL Limited
16 November 2015
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT,
1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note FMR LLC and/or one or more of its direct
1) or indirect subsidiaries
And
FIL Limited and/or one or more of its direct
and indirect subsidiaries
---------------------------------------- ----------------------------------------------
Company dealt in PFIZER INC
---------------------------------------- ----------------------------------------------
Class of relevant security Ordinary Shares
to which the dealings being
disclosed relate (Note 2)
---------------------------------------- ----------------------------------------------
Date of dealing 13-November-15
---------------------------------------- ----------------------------------------------
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 3)
Long Short
---------------------------------- ----------------- -----------------
Number (%) Number (%)
---------------------------------- ----------------- -----------------
(1) Relevant securities 60,609,832 0.98% 31,390 0.00%
---------------------------------- ----------------- -----------------
(2) Derivatives (other than
options)
---------------------------------- ----------------- -----------------
(3) Options and agreements
to purchase/sell 1,578,000 0.02%
---------------------------------- ----------------- -----------------
Total 60,609,832 0.98% 1,609,390 0.02%
---------------------------------- ----------------- -----------------
The above position includes a transfer in of 3,011 shares.
(b) Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 3)
Class of relevant security: Long Short
--------------------------------- ----------- -----------
Number (%) Number (%)
--------------------------------- ----------- -----------
(1) Relevant securities
--------------------------------- ----------- -----------
(2) Derivatives (other than
options)
--------------------------------- ----------- -----------
(3) Options and agreements
to purchase/sell
--------------------------------- ----------- -----------
Total
--------------------------------- ----------- -----------
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit
--------------- --------------------- -------------------
Sale 28,800 33.2674 USD/ Share
--------------- --------------------- -------------------
Sale 2,620 33.5406 USD/ Share
--------------- --------------------- -------------------
Sale 300 33.4067 USD/ Share
--------------- --------------------- -------------------
Buy 1,565 33.46 USD/ Share
--------------- --------------------- -------------------
Buy 8,581 33.58 USD/ Share
--------------- --------------------- -------------------
Buy 286 33.59 USD/ Share
--------------- --------------------- -------------------
Buy 60 33.37 USD/ Share
--------------- --------------------- -------------------
Buy 108 33.62 USD/ Share
--------------- --------------------- -------------------
Buy 89 33.5788 USD/ Share
--------------- --------------------- -------------------
Cancelled Sale 19 33.4637 USD/ Share
--------------- --------------------- -------------------
Sale 179 33.445 USD/ Share
--------------- --------------------- -------------------
Sale 37 33.39 USD/ Share
--------------- --------------------- -------------------
Sale 1,110 33.56 USD/ Share
--------------- --------------------- -------------------
Sale 10 33.58 USD/ Share
--------------- --------------------- -------------------
Sale 223 33.44 USD/ Share
--------------- --------------------- -------------------
Sale 1 33.55 USD/ Share
--------------- --------------------- -------------------
Sale 458 33.5639 USD/ Share
--------------- --------------------- -------------------
Sale 51 33.5831 USD/ Share
--------------- --------------------- -------------------
Sale 2 33.275 USD/ Share
--------------- --------------------- -------------------
(b) Derivatives transactions (other than options transactions)
Product name, Nature of transaction Number of securities Price per unit (Note
e.g. CFD (Note 6) (Note 7) 5)
-------------- ---------------------- --------------------- ---------------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money
e.g. call selling, to which the price American, date paid/received
option purchasing, option relates European per unit
varying etc. (Note 7) etc. (Note 5)
-------------- -------------- --------------------- --------- ----------- ------- ---------------
Call option Buy back 5,000 37.00 American 20 Nov 0.02 USD/
USD 2015 Unit
-------------- -------------- --------------------- --------- ----------- ------- ---------------
Call option Writing 5,000 37.00 American 19 Feb 0.47 USD/
USD 2016 Unit
-------------- -------------- --------------------- --------- ----------- ------- ---------------
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 5)
------------------------ --------------------- ------------------------
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction Details Price per unit (if applicable)
(Note 8) (Note 5)
---------------------- -------- -------------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant
securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
-------------------------------------------------------------------------------
Is a Supplemental Form 8 attached? (Note 9) Yes
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER
PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form
8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise price per Type Expiry date
description e.g. purchased securities to unit e.g. American,
call option which option or European etc.
derivative relates
------------------- -------------------- ------------------- ------------------- ------------------- ------------
Call Option Written 1,448,000 35.00 USD American 20 Nov 2015
------------------- -------------------- ------------------- ------------------- ------------------- ------------
Call Option Written 17,500 36.00 USD American 15 Jan 2016
------------------- -------------------- ------------------- ------------------- ------------------- ------------
Call Option Written 20,000 37.00 USD American 15 Jan 2016
------------------- -------------------- ------------------- ------------------- ------------------- ------------
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