LMS Capital PLC Exercise of Warrants (9199P)
01 Junho 2018 - 3:00AM
UK Regulatory
TIDMLMS TIDMGHE
RNS Number : 9199P
LMS Capital PLC
01 June 2018
1 June 2018
LMS Capital plc ("LMS" or "the Company")
Exercise of warrants to acquire shares in Gresham House PLC
("Gresham")
The Company has exercised its 909,908 warrants to acquire shares
in Gresham. The warrants had an exercise date of no later than 30
June 2018, and an exercise price of 323.27p per Gresham share.
The company has retained 182,344 of the shares acquired on
exercising the warrants and has sold 727,564 shares at a price of
420p per share.
In determining the number of shares to be retained or sold, the
Company sought to hold a 5% interest in the share capital based on
shares in issue by Gresham immediately following its recent
acquisition. Gresham has further warrants outstanding which will
dilute the Company's holding as and when exercised.
The shares retained from the warrant exercise, together with the
shares in Gresham it already held, brings the Company's holding in
Gresham to 984,329 shares (4.97% of the current issued share
capital).
Background
As part of the arrangements in August 2016, whereby Gresham
House Asset Management was appointed to manage the Company's
portfolio, the Company agreed that, to increase alignment between
the Company and the manager, it would invest up to GBP1.5 million
to acquire shares and warrants in Gresham in order to allow the
Company's shareholders to benefit from any accretion in value to
Gresham.
The Company fulfilled its GBP1.5 million investment target
through the acquisition of shares in the market and the purchase of
909,908 warrants issued by Gresham. The warrants were issued at a
price of 28p each, had an exercise date of no later than 30 June
2018, and an exercise price of 323.27p per share. All the warrants
have been exercised.
Impact on cash and net asset value at 31 March 2018
The exercise cost of the 909,908 warrants was GBP2.94 million.
Net proceeds from the sale of 727,564 shares was GBP3.05
million.
At 31 March 2018, the Gresham shares then held by the Company
and the unexercised warrants were valued at GBP4 million based on a
Gresham share price of 408p per share at that date.
Following the warrant exercise and retention of 182,344 of the
shares acquired, the Company holds 984,289 Gresham shares the value
of which, based on Gresham's closing share price of 443p per share
on 31 May 2018, is GBP4.36 million. This is an increase of GBP0.36
million on the 31 March 2018 value. In addition, net cash increased
by GBP0.11 million as a result of the proceeds from the 727,564
shares sold, more than offsetting the cost of exercising all the
warrants and retaining shares to increase the Gresham holding.
The information contained within this announcement is deemed to
constitute inside information as stipulated under the Market Abuse
Regulation (EU) No. 596/2014. Upon the publication of this
announcement, this inside information is now considered to be in
the public domain.
For further information please contact:
LMS Capital PLC 020 3837 6275
Martin Knight, Chairman
Gresham House Asset Management
Graham Bird, Investment Director 020 3837 6275
J.P. Morgan Cazenove
Michael Wentworth-Stanley 0207 742 4000
This information is provided by RNS, the news service of the
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contact rns@lseg.com or visit www.rns.com.
END
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June 01, 2018 02:00 ET (06:00 GMT)
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