Barclays PLC Form 8.5 (EPT/NON-RI) SECURE INCOME REIT PLC (4918M)
23 Maio 2022 - 12:29PM
UK Regulatory
TIDMBARC TIDMSIR
RNS Number : 4918M
Barclays PLC
23 May 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
----------------------------------------------------------
(b) Name of offeror/offeree in relation SECURE INCOME REIT PLC
to whose
------------------------------------------
relevant securities this form
relates:
------------ ---------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer LXi REIT plc
with which exempt
------------------------------------------
principal trader is connected
------------ -------------------------------------------- ------------ ---------- -------------- --------------
(d) Date position held/dealing undertaken: 20 May 2022
------------ ---------------------------------------------------------- ------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in LXI REIT PLC
respect of any other party to
the offer?
------------ ---------------------------------------------------------- -------------------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 10p ordinary
-------------------------- --------------------------
Interests Short Positions
-------------------------- --------------------------
Number (%) Number (%)
-------------------------------------------- ------------ ------------ ---------- --------------
(1) Relevant securities
owned
and/or controlled: 1,045,769 0.32% 71,761 0.02%
(2) Cash-settled derivatives:
405,011 0.12% 1,034,323 0.32%
(3) Stock-settled
derivatives (including
options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,450,780 0.45% 1,106,084 0.34%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
---------------------------------------------------------- --------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
---------------------------------------------------------- --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
------------ -------------------------------------------- ------------ ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price price per
of per unit unit
security securities paid/received paid/received
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
10p ordinary Purchase 55,342 4.6273 4.615 GBP
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary Sale 54,680 4.6300 4.6092
GBP GBP
----------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
10p ordinary CFD Decreasing Short 6,697 4.6293
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Decreasing Short 7,047 4.6228
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Decreasing Short 9,947 4.6258
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 41 4.6200
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 79 4.6188
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 91 4.6350
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 96 4.6207
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 144 4.6403
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 3,446 4.6206
GBP
----------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing
or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
------------- --------------- ------------ ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
------------ ------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
------------ ------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings
arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
---------------------------------------------------------------------------------------------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
-------------------------------------------- ------------ ------------ ---------- -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
--------------------------------------------------------
Date of disclosure: 23 May
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------ -------------- --------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS
TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
-------------------------------------------- ------------
Name of offeror/offeree in relation SECURE INCOME REIT PLC
to whose
--------------------------------------------------------
relevant securities this from
relates:
---------------------------------------------------------- ------------ ---------- -------------- --------------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying to which
etc
option
relates
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
16 Jun
10p ordinary Call Options Purchased 75,000 4.2516 European 2022
--------------- ------------ ------------ ---------- -------------- --------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest
or position can be fully
understood:
--------------------------- --------------- ------------ ------------ ---------- -------------- --------------
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