AtlasClear Holdings Announces Intent to Effect Reverse Stock Split
20 Dezembro 2024 - 6:30PM
Business Wire
Common Stock Will Begin Trading on a
Split-Adjusted Basis on January 2, 2025
AtlasClear Holdings, Inc. (NYSE American: ATCH)
(“AtlasClear Holdings” or the “Company”) today announces that it
intends to effect a 1-for-60 reverse stock split of its issued and
outstanding shares of common stock (the “Reverse Stock Split”). The
Reverse Stock Split will become effective on December 31, 2024 (the
“Effective Time”) upon filing with the Delaware Secretary of State
of an amendment to the Company’s amended and restated certificate
of incorporation (the “Charter”), and the Company’s common stock is
expected to begin trading on a split-adjusted basis when the market
opens on January 2, 2025. The Company’s common stock will continue
to trade on NYSE American LLC under the symbol “ATCH.” The new
CUSIP number for the common stock following the Reverse Stock Split
will be 128745 205.
As previously disclosed, at the Company’s special meeting of
stockholders held on October 21, 2024, the Company’s stockholders
voted to approve four alternative amendments to the Company’s
Charter to effect a Reverse Stock Split of the Company’s common
stock at a ratio of either 1-for 30, 1-for-40, 1-for 50 or 1-for
60, with such ratio and the implementation and timing of such
Reverse Stock Split to be determined by the Company’s board of
directors. The board of directors subsequently approved the
implementation of a 1-for-60 Reverse Stock Split.
As a result of the Reverse Stock Split, each share of common
stock issued and outstanding immediately prior to the Effective
Time will be automatically reclassified as and converted into
one-sixtieth (1/60) of a share of common stock. The Reverse Stock
Split will affect all stockholders uniformly and will not alter any
stockholder’s percentage interest in the Company’s equity, except
to the extent that the Reverse Stock Split would result in a
stockholder owning a fractional share. No fractional shares will be
issued in connection with the Reverse Stock Split but any
fractional share resulting from the Reverse Stock Split will be
rounded up to the next whole number. As a result, stockholders who
otherwise would be entitled to receive a fractional share will
instead receive a whole share of common stock from the Company’s
transfer agent, Continental Stock Transfer and Trust Company as a
result of the Reverse Stock Split.
The Reverse Stock Split did not change the par value of the
common stock or the authorized number of shares of common stock.
All outstanding warrants, convertible notes or other securities
entitling their holders to purchase or obtain or convert into
shares of our common stock will be adjusted, as required by the
terms of these securities.
About AtlasClear Holdings, Inc.
AtlasClear Holdings plans to build a cutting-edge technology
enabled financial services firm that would create a more efficient
platform for trading, clearing, settlement and banking of evolving
and innovative financial products with a focus on the small and
middle market financial services firms. The strategic goal of
AtlasClear Holdings is to have a fully vertically integrated suite
of cloud-based products including account opening, trade execution,
risk management, regulatory reporting and settlement. The team that
leads AtlasClear Holdings consists of respected financial services
industry veterans that have founded and led other companies in the
industry including Penson Clearing, Southwest Securities, NexTrade,
Symbiont, and Anderen Bank.
Cautionary Note Regarding Forward-Looking Statements
This press release includes certain statements that are not
historical facts but are forward-looking statements for purposes of
the safe harbor provisions under the United States Private
Securities Litigation Reform Act of 1995. Forward-looking
statements generally are accompanied by words such as “believe,”
“may,” “will,” “estimate,” “continue,” “anticipate,” “intend,”
“expect,” “should,” “would,” “plan,” “predict,” “potential,”
“seem,” “seek,” “future,” “outlook,” and similar expressions that
predict or indicate future events or trends or that are not
statements of historical matters. These forward-looking statements
include, but are not limited to, statements regarding the Reverse
Stock Split and other future events and expectations described in
this press release. The Company’s actual results or outcomes and
the timing of certain events may differ significantly from those
discussed in any forward-looking statements. These statements are
based on various assumptions and on the current expectations of the
Company’s management and are not predictions of actual performance.
These forward-looking statements are provided for illustrative
purposes only and are not intended to serve as, and must not be
relied on by any investor as, a guarantee, an assurance, a
prediction or a definitive statement of fact or probability.
Actual events and circumstances are difficult or impossible to
predict and will differ from assumptions. Many actual events and
circumstances are beyond the control of the Company. These
forward-looking statements are subject to a number of risks and
uncertainties, including AtlasClear Holdings’ failure to recognize
the anticipated benefits of the business combination, which may be
affected by, among other things, competition, the ability of
AtlasClear Holdings to maintain relationships with customers and
suppliers and strategic alliance third parties, and to retain its
management and key employees; changes in general economic or
political conditions; changes in the markets that AtlasClear
Holdings targets; slowdowns in securities or cryptocurrency trading
or shifting demand for trading, clearing and settling financial
products; any change in laws applicable to AtlasClear Holdings or
any regulatory or judicial interpretation thereof; and other
factors, risks and uncertainties, including those that were
included under the heading "Risk Factors" in AtlasClear Holdings’
Transition Report on Form 10-KT filed with the Securities and
Exchange Commission on October 16, 2024 and its subsequent filings
with the SEC. If the risks materialize or assumptions prove
incorrect, actual results could differ materially from the results
implied by these forward-looking statements. There may be
additional risks that the Company presently does not know or that
the Company currently believes are immaterial that could also cause
actual results to differ from those contained in the
forward-looking statements. In addition, forward-looking statements
reflect the Company’s expectations, plans or forecasts of future
events and views as of the date of this document. The Company
anticipates that subsequent events and developments will cause its
assessments to change. However, while the Company may elect to
update these forward-looking statements at some point in the
future, the Company specifically disclaims any obligation to do so.
These forward-looking statements should not be relied upon as
representing the Company’s assessments as of any date subsequent to
the date of this document. Accordingly, undue reliance should not
be placed upon the forward-looking statements.
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