Statement of Changes in Beneficial Ownership (4)
13 Dezembro 2022 - 6:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
IDOL JOHN D |
2. Issuer Name and Ticker or Trading Symbol
Capri Holdings Ltd
[
CPRI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman & CEO |
|
(Last)
(First)
(Middle)
90 WHITFIELD STREET, 2ND FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/9/2022 |
|
(Street)
LONDON, X0 W1T 4EZ
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Ordinary shares, no par value | 12/9/2022 | | G(1) |
V
| 1456617 (1) | D | $0 | 0 (1) | I | Held by John D. Idol 2020 GRAT |
| Ordinary shares, no par value | 12/9/2022 | | G(1) |
V
| 619797 | A | $0 | 1727545 (2) | D | |
| Ordinary shares, no par value | | | | | | | | 149700 | I | Held by John D. Idol 2013 GRAT #1 |
| Ordinary shares, no par value | | | | | | | | 149700 | I | Held by John D. Idol 2013 GRAT #2 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted share units | $0 | | | | | | | (3) | (4) | Ordinary shares, no par value | 27687 (5) | | 27687 | D | |
| Restricted share units | $0 | | | | | | | (6) | (4) | Ordinary shares, no par value | 117578 (5) | | 117578 | D | |
| Restricted share units | $0 | | | | | | | (7) | (4) | Ordinary shares, no par value | 103350 (5) | | 103350 | D | |
| Restricted share units | $0 | | | | | | | (8) | (4) | Ordinary shares, no par value | 89644 (5) | | 89644 | D | |
| Employee share option (right to buy) | $67.52 | | | | | | | (9) | 6/15/2025 | Ordinary shares, no par value | 61249 | | 61249 | D | |
| Employee share option (right to buy) | $49.88 | | | | | | | (9) | 6/15/2023 | Ordinary shares, no par value | 14503 | | 14503 | D | |
| Explanation of Responses: |
| (1) | 619,797 shares were transferred, from a grantor retained annuity trust ("GRAT") in which the reporting person had an indirect pecuniary interest, to the reporting person as an annuity payment in accordance with the terms of the GRAT. The remaining 836,820 shares were transferred to trusts for the benefit of the reporting person's adult children, as beneficiaries of the GRAT, in accordance the provisions of the GRAT which provided for such distribution upon expiration of the GRAT's term. |
| (2) | This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| (3) | Granted on June 17, 2019 pursuant to the Capri Holdings Limited Third Amended and Restated Incentive Plan (the "Incentive Plan"). The securities underlying the total number of RSUs originally granted vest 25% each year on June 15, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. |
| (4) | The RSUs do not expire. |
| (5) | Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. |
| (6) | Granted on June 15, 2020 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. |
| (7) | Granted on June 15, 2021 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2022, 2023, and 2024, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. |
| (8) | Granted on June 15, 2022 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2023, 2024, and 2025, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. |
| (9) | Immediately exercisable. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
IDOL JOHN D
90 WHITFIELD STREET
2ND FLOOR
LONDON, X0 W1T 4EZ | X |
| Chairman & CEO |
|
Signatures
|
| /s/ Krista A. McDonough, as Attorney-in-Fact for John D. Idol | | 12/13/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Capri (NYSE:CPRI)
Gráfico Histórico do Ativo
De Abr 2024 até Mai 2024
Capri (NYSE:CPRI)
Gráfico Histórico do Ativo
De Mai 2023 até Mai 2024
