Current Report Filing (8-k)
31 Março 2023 - 5:30PM
Edgar (US Regulatory)
BANK OF AMERICA CORP /DE/ Depositary Shares, each representing a 1/1,000th interest in a share of Floating Rate Non-Cumulative Preferred Stock, Series E Depositary Shares, each representing a 1/1,000th interest in a share of 6.000% Non-Cumulative Preferred Stock, Series GG Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non-Cumulative Preferred Stock, Series HH Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Senior Medium-Term Notes, Series A, Step Up Callable Notes, due November 28, 2031 of BofA Finance LLC (and the guarantee of the Registrant with Depositary Shares, each representing a 1/1,000th interest in a share of 5.375% Non-Cumulative Preferred Stock, Series KK Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Non-Cumulative Preferred Stock, Series LL Depositary Shares, each representing a 1/1,000th interest in a share of 4.375% Non-Cumulative Preferred Stock, Series NN Depositary Shares, each representing a 1/1,000th interest in a share of 4.125% Non-Cumulative Preferred Stock, Series PP Depositary Shares, each representing a 1/1,000th interest in a share of 4.250% Non-Cumulative Preferred Stock, Series QQ Depositary Shares, each representing a 1/1,000th interest in a share of 4.750% Non-Cumulative Preferred Stock, Series SS false 0000070858 0000070858 2023-03-31 2023-03-31 0000070858 us-gaap:CommonStockMember 2023-03-31 2023-03-31 0000070858 us-gaap:SeriesEPreferredStockMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf6.000NonCumulativePreferredStockSeriesGgMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf5.875NonCumulativePreferredStockSeriesHhMember 2023-03-31 2023-03-31 0000070858 us-gaap:ConvertiblePreferredStockMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries1Member 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries2Member 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries4Member 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries5Member 2023-03-31 2023-03-31 0000070858 bac:FloatingRatePreferredHybridIncomeTermSecuritiesOfBacCapitalTrustXiiiAndTheGuaranteeRelatedTheretoMember 2023-03-31 2023-03-31 0000070858 bac:M5.63FixedToFloatingRatePreferredHybridIncomeTermSecuritiesOfBacCapitalTrustXivAndTheGuaranteeRelatedTheretoMember 2023-03-31 2023-03-31 0000070858 us-gaap:IncomeNotesMember 2023-03-31 2023-03-31 0000070858 us-gaap:MediumTermNotesMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf5.375NonCumulativePreferredStockSeriesKkMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf5.000NonCumulativePreferredStockSeriesLlMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf4.375NonCumulativePreferredStockSeriesNnMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf4.125NonCumulativePreferredStockSeriesPpMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf4.250NonCumulativePreferredStockSeriesQqMember 2023-03-31 2023-03-31 0000070858 bac:DepositarySharesEachRepresentingA11000thInterestInAShareOf4.750NonCumulativePreferredStockSeriesSsMember 2023-03-31 2023-03-31
As filed with the Securities and Exchange Commission on March 31, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 31, 2023
BANK OF AMERICA CORPORATION
(Exact name of registrant as specified in its charter)
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| Delaware |
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1-6523 |
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56-0906609 |
| (State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
100 North Tryon Street
Charlotte, North Carolina 28255
(Address of principal executive offices)
(704) 386-5681
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
| Common Stock, par value $0.01 per share |
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BAC |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of Floating Rate Non-Cumulative Preferred Stock, Series E |
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BAC PrE |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 6.000% Non-Cumulative Preferred Stock, Series GG |
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BAC PrB |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non-Cumulative Preferred Stock, Series HH |
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BAC PrK |
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New York Stock Exchange |
| 7.25% Non-Cumulative Perpetual Convertible Preferred Stock, Series L |
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BAC PrL |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 1 |
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BML PrG |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 2 |
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BML PrH |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 4 |
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BML PrJ |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 5 |
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BML PrL |
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New York Stock Exchange |
| Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIII (and the guarantee related thereto) |
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BAC/PF |
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New York Stock Exchange |
| 5.63% Fixed to Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIV (and the guarantee related thereto) |
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BAC/PG |
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New York Stock Exchange |
| Income Capital Obligation Notes initially due December 15, 2066 of Bank of America Corporation |
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MER PrK |
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New York Stock Exchange |
| Senior Medium-Term Notes, Series A, Step Up Callable Notes, due November 28, 2031 of BofA Finance LLC (and the guarantee of the Registrant with respect thereto) |
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BAC/31B |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 5.375% Non-Cumulative Preferred Stock, Series KK |
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BAC PrM |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Non-Cumulative Preferred Stock, Series LL |
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BAC PrN |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 4.375% Non-Cumulative Preferred Stock, Series NN |
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BAC PrO |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 4.125% Non-Cumulative Preferred Stock, Series PP |
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BAC PrP |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 4.250% Non-Cumulative Preferred Stock, Series QQ |
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BAC PrQ |
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New York Stock Exchange |
| Depositary Shares, each representing a 1/1,000th interest in a share of 4.750% Non-Cumulative Preferred Stock, Series SS |
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BAC PrS |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On March 31, 2023, Bank of America Corporation (“BAC”) issued a press release announcing that, after June 30, 2023, CME Term SOFR, plus the applicable spread, will be the replacement reference rate for certain outstanding floating rate and fixed-to-floating rate debt securities, preferred stock represented by depositary shares and trust preferred securities issued by BAC, BofA Finance LLC and certain other BAC-affiliated issuers that use U.S. dollar LIBOR as the reference rate and are governed by New York or Delaware law. The press release contains lists of the securities and CUSIP numbers of the securities affected by this replacement, and other relevant information related thereto. Holders of the affected securities are encouraged to review the information contained in the press release, a copy of which is attached hereto as Exhibit 99 and incorporated by reference into this Item 8.01.
| ITEM 9.01. |
Financial Statements and Exhibits. |
(d) Exhibits.
The following exhibits are filed herewith:
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| BANK OF AMERICA CORPORATION |
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| By: |
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/s/ Ross E. Jeffries, Jr. |
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Ross E. Jeffries, Jr. |
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Deputy General Counsel and Corporate Secretary |
Dated: March 31, 2023
Bank of America (NYSE:BAC)
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