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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 26, 2024
Seelos Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
Nevada |
|
000-22245 |
|
87-0449967 |
(State or Other Jurisdiction of Incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification No.) |
300
Park Avenue, 2nd Floor,
New York, NY |
|
10022 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code: (646) 293-2100
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common Stock, $0.001 par value |
SEEL |
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote of Security Holders
On September 27, 2024, Seelos Therapeutics, Inc.
(the "Company") is scheduled to hold its 2024 Annual Meeting of Stockholders (the "Meeting"). However, the Company
anticipates a lack of quorum due to insufficient stockholder participation. As a result, the Meeting will be postponed to Friday, October 25,
2024, at 8:00 a.m. Eastern Time. Stockholders of record as of August 19, 2024 will be entitled to vote at the rescheduled Meeting.
Item 8.01 Other Events.
On September 26, 2024, the Company issued
a press release titled “Seelos Announces Postponement of its Annual Meeting of Stockholders,” relating to the postponement
of the Meeting until Friday, October 25, 2024, at 8:00 a.m. Eastern Time. A copy of the press release is filed herewith as Exhibit 99.1
to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
* * *
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Seelos Therapeutics, Inc. |
|
|
Date: September 26, 2024 |
By: |
/s/ Michael Golembiewski |
|
|
Name: Michael Golembiewski |
|
|
Title: Chief Financial Officer |
Exhibit 99.1
Seelos Announces Postponement of
its Annual Meeting of Stockholders
NEW YORK, September 26, 2024 /PRNewswire/
-- Seelos Therapeutics, Inc. (Nasdaq: SEEL) (“Seelos”), a clinical-stage biopharmaceutical company focused on the development
of therapies for central nervous system disorders and rare diseases, today announced that its 2024 Annual Meeting of Stockholders (the
“Annual Meeting”), which was originally scheduled to be held on September 27, 2024, has been postponed. The Annual Meeting
is now scheduled to be held virtually, via live webcast at www.virtualshareholdermeeting.com/SEEL2024, on Friday, October 25, 2024
at 8:00 a.m., Eastern Time. The record date for the Annual Meeting August 19, 2024, is unchanged and applies to the postponed Annual
Meeting.
The Annual Meeting has been postponed
due to an anticipated lack of quorum, and to provide further time to solicit proxies from the Company’s stockholders. Seelos’
Board of Directors unanimously recommends that you vote FOR the Board of Director nominees and FOR all other proposals identified in
the Company’s proxy statement for the Annual Meeting. Stockholders who have already cast their votes do not need to take any action,
unless they wish to change or revoke their prior proxy or voting instructions, and their votes will be counted at the postponed Annual
Meeting. For stockholders who have not yet cast their votes, we urge them to vote their shares now, so they can be tabulated prior to
the postponed Annual Meeting.
About Seelos Therapeutics
Seelos Therapeutics, Inc. is a
clinical-stage biopharmaceutical company focused on the development and advancement of novel therapeutics to address unmet medical needs
for the benefit of patients with central nervous system (CNS) disorders and other rare diseases.
For more information, please visit our
website: https://seelostherapeutics.com, the content of which is not incorporated herein by reference.
IMPORTANT ADDITIONAL INFORMATION
Seelos has filed a definitive proxy
statement with the Securities and Exchange Commission (the “SEC”) on August 20, 2024. STOCKHOLDERS ARE URGED TO READ
THE PROXY STATEMENT (INCLUDING ANY AMENDMENTS OR SUPPLEMENTS THERETO) FILED BY SEELOS AND ANY OTHER RELEVANT DOCUMENTS FILED WITH THE
SEC CAREFULLY AND IN THEIR ENTIRETY BECAUSE THEY CONTAIN OR WILL CONTAIN IMPORTANT INFORMATION ABOUT ANY SOLICITATION. Stockholders may
obtain a free copy of the proxy statement and the other relevant materials, and any other documents filed by Seelos with the SEC, at
the SEC’s web site at http://www.sec.gov or on the “SEC Filings” section of Seelos’ website at https://seelostherapeutics.com.
Participants in the Solicitation
Seelos, its directors and executive
officers and other members of management and employees will be participants in the solicitation of proxies with respect to a solicitation
by Seelos. Information about Seelos' executive officers and directors, including information regarding the direct or indirect interests,
by security holdings or otherwise, is available in Seelos’ definitive proxy statement for its Annual Meeting, which was filed with
the SEC on August 20, 2024. To the extent holdings by our directors and executive officers of Seelos securities reported in the
proxy statement for the Annual Meeting have changed, such changes have been or will be reflected on Statements of Change in Ownership
on Forms 3, 4 or 5 filed with the SEC. These documents are or will be available free of charge at the SEC's website at http://www.sec.gov.
Forward-Looking Statements
Statements made in this press release,
which are not historical in nature, constitute forward-looking statements related to Seelos for purposes of the safe harbor provided
by the Private Securities Litigation Reform Act of 1995. These statements are based on Seelos' current expectations and beliefs and are
subject to a number of risks and uncertainties that could cause actual results to differ materially from those described in the forward-looking
statements. Risks associated with Seelos' business and plans described herein include, but are not limited to, the risk of not receiving
stockholder approval of any of the proposals to be presented at the Annual Meeting, the risks related to raising capital to fund its
development plans and ongoing operations and risks related to Seelos' current stock price, as well as other risk factors and matters
set forth in our periodic filings with the SEC, including our Annual Report on Form 10-K for the year ended December 31, 2023,
subsequent Quarterly Reports on Form 10-Q, including Seelos’ Quarterly Report on Form 10-Q for the quarter ended June 30,
2024. Although we believe that the expectations reflected in our forward-looking statements are reasonable, we do not know whether our
expectations will prove correct. You are cautioned not to place undue reliance on these forward-looking statements, which speak only
as of the date hereof, even if subsequently made available by us on our website or otherwise. We do not undertake any obligation to update,
amend or clarify these forward-looking statements, whether as a result of new information, future events or otherwise, except as may
be required under applicable securities laws.
Contact Information:
Anthony Marciano
Chief Communications Officer
Seelos Therapeutics, Inc. (Nasdaq: SEEL)
300 Park Avenue, 2nd Floor
New York, NY 10022
(646) 293-2136
anthony.marciano@seelostx.com
https://seelostherapeutics.com/
https://twitter.com/seelostx
https://www.linkedin.com/company/seelos
Mike Moyer
Managing Director
LifeSci Advisors, LLC
250 West 55th St., Suite 3401
New York, NY 10019
(617) 308-4306
mmoyer@lifesciadvisors.com
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