false 0001930147 0001930147 2024-11-30 2024-11-30 0001930147 SPMC:CommonStockParValue0.001PerShareMember 2024-11-30 2024-11-30 0001930147 SPMC:Sec8.00SeriesPreferredStockDue2029Member 2024-11-30 2024-11-30 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): November 30, 2024

 

SOUND POINT MERIDIAN CAPITAL, INC.

(Exact name of Registrant as Specified in Its Charter)

 

Delaware   811-23881   88-2315951

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

375 Park Avenue, 34th Floor, New York, New York   10152
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (212) 895-2293

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   SPMC   New York Stock Exchange
8.00% Series A Preferred Stock due 2029   SPMA   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 8.01 – Other Events.

 

Management’s unaudited estimate of the range of the net asset value per share of Sound Point Meridian Capital, Inc.’s (the “Company”) common stock as of November 30, 2024 was between $20.50 and $20.60.

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Sound Point Meridian Capital, Inc.
   
Date: December 11, 2024 By: /s/ Ujjaval Desai
  Name: Ujjaval Desai
  Title: Chief Executive Officer

 

2

v3.24.3
Cover
Nov. 30, 2024
Document Type 8-K
Amendment Flag false
Document Period End Date Nov. 30, 2024
Entity File Number 811-23881
Entity Registrant Name SOUND POINT MERIDIAN CAPITAL, INC.
Entity Central Index Key 0001930147
Entity Tax Identification Number 88-2315951
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 375 Park Avenue
Entity Address, Address Line Two 34th Floor
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10152
City Area Code (212)
Local Phone Number 895-2293
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Common Stock, par value $0.001 per share  
Title of 12(b) Security Common Stock, par value $0.001 per share
Trading Symbol SPMC
Security Exchange Name NYSE
8.00% Series A Preferred Stock due 2029  
Title of 12(b) Security 8.00% Series A Preferred Stock due 2029
Trading Symbol SPMA
Security Exchange Name NYSE
Sound Point Meridian Cap... (NYSE:SPMC)
Gráfico Histórico do Ativo
De Nov 2024 até Dez 2024 Click aqui para mais gráficos Sound Point Meridian Cap....
Sound Point Meridian Cap... (NYSE:SPMC)
Gráfico Histórico do Ativo
De Dez 2023 até Dez 2024 Click aqui para mais gráficos Sound Point Meridian Cap....