UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) September 6, 2022

3M COMPANY
(Exact name of registrant as specified in its charter)

Delaware
File No. 1-03285
41-0417775
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

3M Center, St. Paul, Minnesota
 
55144-1000
(Address of Principal Executive Offices)
 
(Zip Code)

(Registrant’s Telephone Number, Including Area Code) (651) 733-1110

Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
Common Stock, Par Value $.01 Per Share
 
MMM
 
New York Stock Exchange
   
MMM
 
Chicago Stock Exchange, Inc.
0.950% Notes due 2023
 
MMM23
 
New York Stock Exchange
1.500% Notes due 2026
 
MMM26
 
New York Stock Exchange
1.750% Notes due 2030
 
MMM30
 
New York Stock Exchange
1.500% Notes due 2031
 
MMM31
 
New York Stock Exchange

Note: The common stock of the Registrant is also traded on the SWX Swiss Exchange.

Securities registered pursuant to section 12(g) of the Act: None

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐



Item 8.01 Other Events.

On September 6, 2022, 3M Company issued a press release announcing the final results of its split-off exchange offer.  The exchange offer had commenced on August 4, 2022 and expired on August 31, 2022 at 11:59 p.m. New York city time, and was being conducted in connection with the separation of 3M’s food safety business (the “Food Safety Business”) from the rest of 3M’s businesses and the merger of Garden SpinCo Corporation, a subsidiary of 3M formed to hold the Food Safety Business, with a subsidiary of Neogen Corporation, which was completed on September 1, 2022.

A copy of the press release is included as Exhibit 99.1 to this current report on Form 8-K and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits

(d)
Exhibits.

Exhibit Number
 
Description
 
Press release of 3M Company, dated September 6, 2022
104
 
Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
3M COMPANY
   
 
By:
/s/ Michael M. Dai
     
   
Michael M. Dai,
   
Vice President, Associate General Counsel & Secretary

Dated: September 6, 2022


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