UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
(Rule 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 26)*
Carnival
Corporation |
Carnival plc |
(Name of Issuer) |
|
Common Stock, par value $0.01 per
share, of Carnival Corporation |
Special Voting Share of Carnival
plc |
Trust Shares (representing
beneficial interests in the P&O Princess Special Voting
Trust) |
(Title of Class of
Securities) |
|
Common Stock: 143658 10 2 and
143658 30 0** |
Special Voting Share: G7214F 12
2 |
Trust Shares: 143658 30
0** |
(CUSIP Number) |
|
Enrique Miguez, Esq.
|
General Counsel |
Carnival
Corporation |
3655 N.W. 87th
Avenue |
Miami, Florida
33178-2428 |
(305) 599-2600 |
(Name, Address and Telephone Number
of Person Authorized |
to Receive Notices and
Communications) |
|
January 17, 2023 |
(Date of Event which Requires Filing
of this Statement) |
If
the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject of
this Schedule 13D, and is filing this schedule because of
§§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box. ☐
NOTE: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all
exhibits. See §240.13d-7 for other parties to whom copies are to be
sent.
* |
|
The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter
disclosures provided in a prior cover page. |
The
information required on the remainder of this cover page shall not
be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
** |
|
The Common Stock and the Trust Shares
trade together under CUSIP Number 143658 30 0. See Items 1 and 4 of
this Schedule 13D for additional information. |
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 2 of 16 |
1 |
NAME
OF REPORTING PERSON
MA
1994 B SHARES, L.P.
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
80,736,445
|
8 |
SHARED VOTING POWER
-0-
|
9 |
SOLE
DISPOSITIVE POWER
80,736,445
|
10 |
SHARED DISPOSITIVE POWER
-0-
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
80,736,445
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3%
|
|
14 |
TYPE
OF REPORTING PERSON
PN
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 3 of 16 |
1 |
NAME
OF REPORTING PERSON
MA
1994 B SHARES, INC.
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
80,736,445
|
8 |
SHARED VOTING POWER
-0-
|
9 |
SOLE
DISPOSITIVE POWER
80,736,445
|
10 |
SHARED DISPOSITIVE POWER
-0-
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
80,736,445
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3%
|
|
14 |
TYPE
OF REPORTING PERSON
CO
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 4 of 16 |
1 |
NAME
OF REPORTING PERSON
MICKY ARISON
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
85,670,611
|
8 |
SHARED VOTING POWER
35,465,423
|
9 |
SOLE
DISPOSITIVE POWER
-0-
|
10 |
SHARED DISPOSITIVE POWER
121,136,034
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,136,034
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.9%
|
|
14 |
TYPE
OF REPORTING PERSON
IN
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 5 of 16 |
1 |
NAME
OF REPORTING PERSON
ARTSFARE 2005 TRUST No. 2
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
-0-
|
8 |
SHARED VOTING POWER
-0-
|
9 |
SOLE
DISPOSITIVE POWER
-0-
|
10 |
SHARED DISPOSITIVE POWER
35,465,423
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,465,423
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2%
|
|
14 |
TYPE
OF REPORTING PERSON
OO
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 6 of 16 |
1 |
NAME
OF REPORTING PERSON
TRUIST DELAWARE TRUST COMPANY
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
-0-
|
8 |
SHARED VOTING POWER
-0-
|
9 |
SOLE
DISPOSITIVE POWER
-0-
|
10 |
SHARED DISPOSITIVE POWER
-0-
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
|
|
14 |
TYPE
OF REPORTING PERSON
OO
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 7 of 16 |
1 |
NAME
OF REPORTING PERSON
VERUS PROTECTOR, LLC
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
-0-
|
8 |
SHARED VOTING POWER
35,465,423
|
9 |
SOLE
DISPOSITIVE POWER
-0-
|
10 |
SHARED DISPOSITIVE POWER
35,465,423
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,465,423
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2%
|
|
14 |
TYPE
OF REPORTING PERSON
OO
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 8 of 16 |
1 |
NAME
OF REPORTING PERSON
RICHARD L. KOHAN
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
1,000
|
8 |
SHARED VOTING POWER
35,465,423
|
9 |
SOLE
DISPOSITIVE POWER
1,000
|
10 |
SHARED DISPOSITIVE POWER
121,137,034
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,138,034
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.9%
|
|
14 |
TYPE
OF REPORTING PERSON
IN
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 9 of 16 |
1 |
NAME
OF REPORTING PERSON
KLR,
LLC
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
-0-
|
8 |
SHARED VOTING POWER
-0-
|
9 |
SOLE
DISPOSITIVE POWER
-0-
|
10 |
SHARED DISPOSITIVE POWER
82,419,457
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
82,419,457
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.4%
|
|
14 |
TYPE
OF REPORTING PERSON
OO
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 10 of 16 |
1 |
NAME
OF REPORTING PERSON
NICKEL 2015-94B TRUST
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
80,736,445
|
8 |
SHARED VOTING POWER
-0-
|
9 |
SOLE
DISPOSITIVE POWER
80,736,445
|
10 |
SHARED DISPOSITIVE POWER
-0-
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
80,736,445
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3%
|
|
14 |
TYPE
OF REPORTING PERSON
OO
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 11 of 16 |
1 |
NAME
OF REPORTING PERSON
BESSEMER TRUST COMPANY OF DELAWARE, N.A.
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
☐
(b)
☒
|
3 |
SEC
USE ONLY
|
|
4 |
SOURCE OF FUNDS
Not
Applicable
|
|
5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
|
☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7 |
SOLE
VOTING POWER
-0-
|
8 |
SHARED VOTING POWER
-0-
|
9 |
SOLE
DISPOSITIVE POWER
-0-
|
10 |
SHARED DISPOSITIVE POWER
35,465,423
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,465,423
|
|
12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2%
|
|
14 |
TYPE
OF REPORTING PERSON
OO
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 12 of 16 |
The
Schedule 13D relating to Carnival Corporation and Carnival plc
is being filed by MA 1994 B Shares, L.P. (“B Shares, L.P.”),
MA 1994 B Shares, Inc. (“B Shares, Inc.”), Micky Arison,
Artsfare 2005 Trust No. 2, Truist Delaware Trust Company
(formerly known as SunTrust Delaware Trust Company), Verus
Protector, LLC, Richard L. Kohan, KLR, LLC, Nickel 2015-94B Trust
and Bessemer Trust Company of Delaware, N.A. (“Bessmer Trust
Company”) (collectively, the “Reporting Persons”). This Amendment
No. 26 is being filed to reflect the addition of Bessemer
Trust Company and to reflect an exit filing by Truist Delaware
Trust Company, both in connection with Bessemer Trust Company’s
replacement of Truist Delaware Trust Company as trustee of Artsfare
2005 Trust No. 2. The Schedule 13D is hereby amended as
follows:
Item 1. |
Security and
Issuer |
No
material change.
Item 2. |
Identity and
Background |
On
January 17, 2023, Bessemer Trust Company of Delaware, N.A. was
appointed, and replaced Truist Delaware Trust Company as, trustee
of Artsfare 2005 Trust No. 2. As a result, Truist Delaware Trust
Company is no longer the beneficial owner of any shares and has
ceased to be in a group with the Reporting Persons.
Truist Delaware Trust Company will cease to be a Reporting Person
after this filing and, accordingly, this is its exit filing.
Bessemer Trust Company is a national trust bank chartered and
regulated by the Office of the Comptroller of the Currency.
Its principal offices are located at 20 Montchanin Road Suite 1500,
Wilmington, Delaware 19807. Bessemer Trust Company primarily
engages in fiduciary activities and provides wealth management
advice and solutions.
During the last five years, Bessemer Trust Company has not:
|
· |
been convicted in a
criminal proceeding; or |
|
· |
been a party to a civil
proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject
to a judgment, decree or final order enjoining future violations
of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such
laws. |
Item 3. |
Source and Amount of Funds or
Other Consideration |
No
material change.
Item 4. |
Purpose of
Transaction |
Not
applicable.
Item 5. |
Interest in Securities of the
Issuer |
Item 5
is hereby amended and restated in its entirety as follows:
All ownership percentages set forth herein assume that there are
1,112,706,805Shares outstanding, representing the total number of
shares reported by Carnival Corporation as of September 22, 2022 in
its Quarterly Report on Form 10-Q filed on September 30, 2022.
(a) and (b)(i)
(i) B Shares, L.P. beneficially owns an aggregate of 80,736,445
Shares (approximately 7.3% of the total number of Shares
outstanding), which its holds directly. B Shares, L.P. has
sole voting and dispositive power with respect to all such
Shares.
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 13 of 16 |
(ii) B Shares, Inc. beneficially owns an aggregate of 80,736,445
Shares (approximately 7,3% of the total number of Shares
outstanding), by virtue of being the general partner of B Shares,
L.P. B Shares, Inc. has sole voting and dispositive power with
respect to all such Shares.
(iii) Micky Arison beneficially owns an aggregate of 121,136,034
Shares (approximately 10.9% of the total number of Shares
outstanding), 80,736,445 Shares with respect to which he has
a beneficial interest by virtue of the interest and authority
granted to him under the trust instrument for the Nickel 2015-94 B
Trust, 35,465,423 Shares with respect to which he has a beneficial
interest by virtue of the interest and authority granted to him
under the last will of Ted Arison, dated July 8, 1999, and
1,683,012 Shares with respect to which he has a beneficial interest
by virtue of the interest and authority granted to him under the
instruments for several trusts for the benefit of his children, and
3,251,154 Shares with respect to which he has a beneficial interest
by virtue of the interest and authority granted to him under the
instruments for several grantor-retained annuity trusts. Micky
Arison has shared dispositive and voting power with respect to the
35,465,423 Shares held by the Artsfare 2005 Trust No. 2. Micky
Arison has sole voting and shared dispositive power with respect to
the 80,736,445 Shares indirectly held by the Nickel 1994 “B”
Trust, the 1,683,012 Shares held by trusts for the benefit of
Micky Arison’s children and the 3,251,154 Shares held by
grantor-retained annuity trusts.
(iv) Artsfare 2005 Trust No. 2 beneficially owns the
35,465,423 Shares for which it exercises shared dispositive power
(approximately 3.2% of the total number of Shares outstanding).
(v) Because it has ceased to be the trustee for Artsfare 2005 Trust
No. 2, Truist Delaware Trust Company no longer beneficially owns
any Shares.
(vi)
Verus Protector, LLC beneficially owns an aggregate of 35,465,423
Shares (approximately 3.2% of the total Shares outstanding), by
virtue of being the protector of Artsfare 2005 Trust No.2. Verus
Protector, LLC has shared voting and dispositive power with respect
to the 35,465,423 Shares held by Artsfare 2005 Trust No.2.
(vii) Richard L. Kohan beneficially owns an aggregate
of 121,138,034 Shares (approximately 10.9% of the total Shares
outstanding), by virtue of being the sole member of Verus
Protector, LLC, a trustee of Nickel 2003 Revocable Trust, the sole
member of KLR, LLC and owning 1,000 Shares indirectly and 1,000
Shares directly. Mr. Kohan has shared voting and
dispositive power with respect to the 35,465,423 Shares held by
Artsfare 2005 Trust No. 2. Mr. Kohan has shared
dispositive power with respect to the 1,683,012 Shares held by
trusts for the benefit of Micky Arison’s children, the 80,736,445
Shares indirectly held by the Nickel 2015-94 B Trust and the
3,251,154 Shares held by grantor-retained annuity
trusts. Mr. Kohan has shared voting and dispositive power
with respect to the 1,000 Shares held by his wife and sole voting
and dispositive power with respect to the 1,000 Shares he holds
directly.
(viii) KLR, LLC beneficially owns an aggregate of 82,419,457 Shares
(approximately 7.4% of the total number of Shares outstanding), by
virtue of being a distribution adviser of the Nickel 2015-94 B
Trust and various trusts for the benefit of Micky Arison’s
children. KLR, LLC has shared dispositive power with respect
to the 80,736,445 Shares indirectly held by the Nickel 2015-94 B
Trust and the 1,683,012 Shares held by trusts for the benefit of
Micky Arison’s children. Accordingly, KLR, LLC may be deemed
to beneficially own such Shares for which it exercises voting
and/or dispositive power. KLR, LLC disclaims beneficial ownership
of all such Shares.
(ix) Nickel 2015-94 B Trust beneficially owns an aggregate of
80,736,445 Shares (approximately 7.3% of the total number of Shares
outstanding), by virtue of being the sole stockholder of B Shares,
Inc., the general partner of B Shares, L.P. Nickel 2015-94 B
Trust has sole voting and dispositive power with respect to all
such Shares.
(x) Bessemer Trust Company beneficially owns 35,465,423 Shares
(approximately 3.2% of the total number of Shares outstanding), by
virtue of being the trustee of Artsfare 2005 Trust No.
2. Bessemer Trust Company has shared dispositive power with
respect to the 35,465,423 Shares held by Artsfare 2005 Trust No. 2.
Accordingly, Bessemer Trust Company may be deemed to beneficially
own such Shares. Bessemer Trust Company disclaims beneficial
ownership of such Shares.
(xi) The Reporting Persons, as a group, beneficially own an
aggregate of 121,139,034 Shares (approximately 10.9% of the
total number of Shares outstanding). The Reporting Persons, as
a group, have sole voting and dispositive power over all such
Shares.
(c) To the best knowledge of each of the Reporting Persons, none of
the persons named in response to this paragraph (a) has
effected any transactions in the Shares during the past 60
days.
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 14 of 16 |
(d) Each of the Reporting Persons affirms that no person other
than such Reporting Person has the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale
of, the Shares owned by such Reporting Person.
(e) Not applicable.
Item 6. |
Contracts, Arrangements,
Understandings or Relationships with Respect to Securities of the
Issuer |
No
material change.
Item 7. |
Material to be Filed as
Exhibits |
The
following exhibits have been filed with this
Schedule 13D/A.
Exhibit 53 |
Joint Filing Agreement, dated as of
January 27, 2023, among MA 1994 B Shares, L.P., MA 1994 B Shares,
Inc., Micky Arison, Artsfare 2005 Trust No. 2, Truist Delaware
Trust Company, Versus Protector, LLC, Richard L. Kohan, Nickel
2015-94 B Trust, KLR, LLC and Bessemer Trust Company of Delaware,
N.A. |
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 15 of 16 |
SIGNATURES
After
reasonable inquiry and to the best of our knowledge and belief, we
certify that the information set forth in this statement is true,
complete and correct.
Date: January 27, 2023
MA 1994
B SHARES, L.P.
MA
1994 B SHARES, INC.
MICKY ARISON
ARTSFARE 2005 TRUST NO. 2
TRUIST DELAWARE TRUST COMPANY
VERUS PROTECTOR, LLC
NICKEL 2015-94 B TRUST
|
|
|
By: |
|
/s/ Richard L. Kohan |
|
|
|
Richard L. Kohan,
Attorney-in-fact |
|
|
|
KLR, LLC |
|
|
|
|
By: |
|
/s/
Richard L. Kohan |
|
|
|
Richard L. Kohan,
President |
|
|
|
|
|
|
/s/
Richard L. Kohan |
|
|
|
RICHARD L. KOHAN |
|
|
|
|
|
|
|
|
|
BESSEMER TRUST COMPANY OF DELAWARE, N.A.
|
|
|
|
|
|
By: |
|
/s/ George Kern |
|
|
|
George Kern, Chief Executive Officer and President
|
|
|
|
|
|
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30
0
|
SCHEDULE 13D |
Page 16 of 16 |
INDEX TO EXHIBITS
Exhibits
Exhibit 53 |
Joint Filing Agreement, dated as of
January 27, 2023, among MA 1994 B Shares, L.P., MA 1994 B Shares,
Inc., Micky Arison, Artsfare 2005 Trust No. 2, Truist Delaware
Trust Company, Versus Protector, LLC, Richard L. Kohan, Nickel
2015-94 B Trust, KLR, LLC and Bessemer Trust Company of Delaware,
N.A.
|
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