Amended Statement of Beneficial Ownership (3/a)
27 Janeiro 2023 - 07:39PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * Burns Alistair |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
6/9/2022
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3. Issuer Name and Ticker or Trading
Symbol Virgin Galactic Holdings, Inc [SPCE] |
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(Last)
(First)
(Middle)
1700 FLIGHT WAY |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
Chief Information Officer / |
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(Street)
TUSTIN, CA 92782
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
6/13/2022
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Common Stock |
94863 (1)(2) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Includes: (1) an award of
48,900 restricted stock units ("RSUs") granted on February 11,
2021, which vested as to 25% of the RSUs on November 9, 2021 and
the remaining 75% of which vested in 36 monthly installments
thereafter beginning on December 30, 2021; (2) an award of 10,249
RSUs granted on September 27, 2021, which vested as to 25% of the
RSUs on September 25, 2022 and the remaining 75% of which vested in
12 quarterly installments thereafter beginning on January 23, 2023;
and (3) an award of 42,255 RSUs granted on March 16, 2022, in which
25% of the RSUs will vest on March 16, 2023 and the remaining 75%
of which will vest in 12 quarterly installments thereafter
beginning on June 16, 2023, in each case, subject to the Reporting
Person's continued service through the applicable vest date. The
RSUs will be settled in shares of the Issuer's common stock upon
vesting. |
| (2) |
This Form 3 Amendment is
being filed to correct an error in Table I, Column 2 of the
Reporting Person's Form 3 filed on June 13, 2022 (the "Original
Filing") to account for certain withholdings for RSUs that vested
between November 2021 and May 2022. The amount reported in Column 2
of Table I has been updated to reflect the number of shares of
common stock held by the Reporting Person as of the date of the
Original Filing. |
Reporting
Owners
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|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Burns Alistair
1700 FLIGHT WAY
TUSTIN, CA 92782 |
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Chief Information Officer |
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Signatures
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/s/ Aaron Futch, Attorney-in-fact for Alistair
Burns |
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1/27/2023 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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