Statement of Changes in Beneficial Ownership (4)
03 Março 2023 - 07:47PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * St John Frank A |
2. Issuer Name and Ticker or Trading
Symbol LOCKHEED MARTIN CORP [ LMT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Operating Officer |
(Last)
(First)
(Middle)
6801 ROCKLEDGE DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/1/2023
|
(Street)
BETHESDA, MD 20817
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
3/1/2023 |
|
S |
|
700.0000 |
D |
$474.0971 (1) |
6124.0000 |
D |
|
Common Stock |
3/1/2023 |
|
S |
|
2821.0000 |
D |
$472.1613 (2) |
3303.0000 |
D |
|
Common Stock |
3/1/2023 |
|
S |
|
3303.0000 |
D |
$473.2840 (3) |
0.0000 |
D |
|
Common Stock |
3/2/2023 |
|
I |
|
7.9384 |
D |
$0 (4) |
0.0000 |
I |
Lockheed Martin Salaried Savings
Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock Units |
(5) |
3/2/2023 |
|
I |
|
|
83.9368 (4) |
(4) |
(4) |
Common Stock |
83.9368 (6) |
(4) |
0.0000 |
I |
LM Supplemental Savings
Plan |
Phantom Stock Units |
(7) |
|
|
|
|
|
|
(7) |
(7) |
Common Stock |
147.9154 |
|
147.9154 (8) |
I |
Lockheed Martin DMICP |
Explanation of
Responses: |
(1) |
The price represents the
weighted average price for multiple transactions reported on this
line. Prices ranged from $ 473.7800 to $474.2200, inclusive.
Reporting Person will provide, upon request by the Commission
staff, the Issuer, or a security holder of the Issuer, full
information regarding the number of shares sold at each separate
price. |
(2) |
The price represents the
weighted average price for multiple transactions reported on this
line. Prices ranged from $471.7000 to $472.6850, inclusive.
Reporting Person will provide, upon request by the Commission
staff, the Issuer, or a security holder of the Issuer, full
information regarding the number of shares sold at each separate
price. |
(3) |
The price represents the
weighted average price for multiple transactions reported on this
line. Prices ranged from $472.7600 to $473.7500, inclusive.
Reporting Person will provide, upon request by the Commission
staff, the Issuer, or a security holder of the Issuer, full
information regarding the number of shares sold at each separate
price. |
(4) |
The Reporting Person
effected an intra-plan transfer of funds held in the company stock
fund to another investment option under the plan. The transaction
was a discretionary transaction exempt under Rule 16b-3(f). The
disposition was valued at the closing price of LMT on the date of
transfer ($478.31). |
(5) |
Each share of phantom stock
is the economic equivalent of one share of Lockheed Martin
Corporation common stock. Shares of phantom stock acquired under
the Lockheed Martin Supplemental Savings Plan will be settled in
cash upon the retirement or termination of service of the Reporting
Person. |
(6) |
Holdings as of reportable
transaction date include acquisitions under the Lockheed Martin
Supplemental Savings Plan. |
(7) |
Each share of phantom stock
is the economic equivalent of one share of Lockheed Martin common
stock. Shares of phantom stock acquired under the Lockheed Martin
Deferred Management Incentive Compensation Plan exempt under
Section 16(b) which will be settled in stock upon the retirement or
termination of service of the Reporting Person. |
(8) |
Holdings as of reportable
transaction date include additional acquisitions through dividend
reinvestment. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
St John Frank A
6801 ROCKLEDGE DRIVE
BETHESDA, MD 20817 |
|
|
Chief Operating Officer |
|
Signatures
|
Frank A. St. John, by Kerri R. Morey,
Attorney-in-fact |
|
3/3/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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